Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Apollo Tactical Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −6 vs. Q2 2023
- Shares held
- 5.31M
- −966.8K (−15.4%) vs. Q2 2023
- Total value
- $71.0M
- −$8.65M (−10.9%) vs. Q2 2023
- New holders
- 5
- 14 more added
- Sold out
- 11
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,871,068 | $25.0M | 0.00% | −308,561−14.2% | Reduced |
| Saba Capital Management, L.P. | 646,082 | $8.64M | 0.27% | −428,337−39.9% | Reduced |
| Wells Fargo & Company | 442,621 | $5.92M | 0.00% | −42,245−8.7% | Reduced |
| Advisor Partners II, LLC | 296,276 | $3.96M | 0.16% | +296,276 | New |
| Foundations Investment Advisors, LLC | 229,307 | $3.07M | 0.09% | +28,583+14.2% | Added |
| Invesco Ltd. | 188,807 | $2.52M | 0.00% | +13,886+7.9% | Added |
| LPL Financial LLC | 128,812 | $1.72M | 0.00% | −1,219−0.9% | Reduced |
| Bank of America Corp | 118,773 | $1.59M | 0.00% | −31,671−21.1% | Reduced |
| Guggenheim Capital LLC | 115,501 | $1.54M | 0.01% | +23,077+25.0% | Added |
| City of London Investment Management Co Ltd | 111,376 | $1.49M | 0.13% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 108,248 | $1.45M | 0.09% | −18,328−14.5% | Reduced |
| Bulldog Investors, LLP | 96,992 | $1.30M | 0.45% | 00.0% | Unchanged |
| First Trust Advisors LP | 78,178 | $1.05M | 0.00% | −2,973−3.7% | Reduced |
| Congress Park Capital LLC | 65,000 | $869.0K | 0.50% | −12,500−16.1% | Reduced |
| Westchester Capital Management, LLC | 64,561 | $863.2K | 0.03% | −21,057−24.6% | Reduced |
| Royal Bank of Canada | 63,088 | $843.0K | 0.00% | +14,804+30.7% | Added |
| Qube Research & Technologies Ltd | 62,364 | $833.8K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 55,907 | $747.5K | 0.02% | −2,667−4.6% | Reduced |
| Raymond James & Associates | 51,307 | $686.0K | 0.00% | −1,997−3.7% | Reduced |
| FourThought Financial Partners, LLC | 50,751 | $678.5K | 0.09% | +6,503+14.7% | Added |
| Cohen & Steers, Inc. | 44,290 | $592.0K | 0.00% | −12,762−22.4% | Reduced |
| Stephens Inc | 41,900 | $560.2K | 0.01% | +1,117+2.7% | Added |
| Advisor Group Holdings, Inc. | 33,522 | $448.2K | 0.00% | −49,728−59.7% | Reduced |
| Envestnet Asset Management Inc | 30,698 | $410.4K | 0.00% | +6,303+25.8% | Added |
| Oppenheimer & Co Inc | 28,300 | $378.4K | 0.01% | −6,500−18.7% | Reduced |
| Atria Wealth Solutions, Inc. | 26,000 | $347.6K | 0.00% | −200−0.8% | Reduced |
| UBS Group AG | 22,347 | $298.8K | 0.00% | −813−3.5% | Reduced |
| Cetera Advisors LLC | 21,512 | $287.6K | 0.00% | +200+0.9% | Added |
| Stifel Financial Corp | 20,134 | $269.2K | 0.00% | −2,129−9.6% | Reduced |
| Jones Road Capital Management, L.P. | 20,000 | $267.4K | 0.33% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 19,960 | $266.9K | 0.13% | +3,830+23.7% | Added |
| Moors & Cabot, Inc. | 18,950 | $253.4K | 0.02% | −3,075−14.0% | Reduced |
| JPMorgan Chase & Co | 18,909 | $252.8K | 0.00% | +14,124+295.2% | Added |
| CoreCap Advisors, LLC | 18,300 | $244.7K | 0.02% | +6,900+60.5% | Added |
| Nottingham Advisors, Inc. | 15,708 | $210.0K | 0.03% | +2,549+19.4% | Added |
| Clough Capital Partners L P | 15,700 | $209.9K | 0.02% | +15,700 | New |
| Quarry LP | 15,700 | $209.9K | 0.14% | +15,700 | New |
| Kestra Advisory Services, LLC | 10,455 | $139.8K | 0.00% | −9,709−48.2% | Reduced |
| Cetera Advisor Networks LLC | 10,341 | $138.3K | 0.00% | +193+1.9% | Added |
| Janney Montgomery Scott LLC | 10,100 | $135.0K | 0.00% | −165−1.6% | Reduced |
| Sit Investment Associates Inc | 5,436 | $73.0K | 0.00% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 5,236 | $70.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,307 | $57.6K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,025 | $40.4K | 0.00% | −591−16.3% | Reduced |
| FinTrust Capital Advisors, LLC | 2,635 | $35.2K | 0.01% | +2,635 | New |
| GWM Advisors LLC | 2,299 | $30.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 800 | $10.7K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 527 | $7.05K | 0.00% | +527 | New |
| Carmel Capital Partners, LLC | 300 | $4.01K | 0.00% | −300−50.0% | Reduced |
| Larson Financial Group LLC | 85 | $1.14K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $27 | 0.00% | +1+100.0% | Added |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −150,946−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −81,240−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −68,837−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −54,063−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −42,702−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −31,652−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,510−100.0% | Sold out |
| Ironsides Asset Advisors, LLC | 0 | $0 | 0.00% | −10,653−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −465−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |