Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Apollo Tactical Income Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −6 vs. Q2 2023
- Shares held
- 5.31M
- −966.8K (−15.4%) vs. Q2 2023
- Total value
- $71.0M
- −$8.65M (−10.9%) vs. Q2 2023
- New holders
- 5
- 14 more added
- Sold out
- 11
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $27 | 0.00% | +1+100.0% | Added |
| Larson Financial Group LLC | 85 | $1.14K | 0.00% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 300 | $4.01K | 0.00% | −300−50.0% | Reduced |
| Comerica Bank | 527 | $7.05K | 0.00% | +527 | New |
| The PNC Financial Services Group, Inc. | 800 | $10.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,299 | $30.7K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,635 | $35.2K | 0.01% | +2,635 | New |
| Northwestern Mutual Wealth Management Co | 3,025 | $40.4K | 0.00% | −591−16.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,307 | $57.6K | 0.01% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 5,236 | $70.0K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 5,436 | $73.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,100 | $135.0K | 0.00% | −165−1.6% | Reduced |
| Cetera Advisor Networks LLC | 10,341 | $138.3K | 0.00% | +193+1.9% | Added |
| Kestra Advisory Services, LLC | 10,455 | $139.8K | 0.00% | −9,709−48.2% | Reduced |
| Clough Capital Partners L P | 15,700 | $209.9K | 0.02% | +15,700 | New |
| Quarry LP | 15,700 | $209.9K | 0.14% | +15,700 | New |
| Nottingham Advisors, Inc. | 15,708 | $210.0K | 0.03% | +2,549+19.4% | Added |
| CoreCap Advisors, LLC | 18,300 | $244.7K | 0.02% | +6,900+60.5% | Added |
| JPMorgan Chase & Co | 18,909 | $252.8K | 0.00% | +14,124+295.2% | Added |
| Moors & Cabot, Inc. | 18,950 | $253.4K | 0.02% | −3,075−14.0% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 19,960 | $266.9K | 0.13% | +3,830+23.7% | Added |
| Jones Road Capital Management, L.P. | 20,000 | $267.4K | 0.33% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,134 | $269.2K | 0.00% | −2,129−9.6% | Reduced |
| Cetera Advisors LLC | 21,512 | $287.6K | 0.00% | +200+0.9% | Added |
| UBS Group AG | 22,347 | $298.8K | 0.00% | −813−3.5% | Reduced |
| Atria Wealth Solutions, Inc. | 26,000 | $347.6K | 0.00% | −200−0.8% | Reduced |
| Oppenheimer & Co Inc | 28,300 | $378.4K | 0.01% | −6,500−18.7% | Reduced |
| Envestnet Asset Management Inc | 30,698 | $410.4K | 0.00% | +6,303+25.8% | Added |
| Advisor Group Holdings, Inc. | 33,522 | $448.2K | 0.00% | −49,728−59.7% | Reduced |
| Stephens Inc | 41,900 | $560.2K | 0.01% | +1,117+2.7% | Added |
| Cohen & Steers, Inc. | 44,290 | $592.0K | 0.00% | −12,762−22.4% | Reduced |
| FourThought Financial Partners, LLC | 50,751 | $678.5K | 0.09% | +6,503+14.7% | Added |
| Raymond James & Associates | 51,307 | $686.0K | 0.00% | −1,997−3.7% | Reduced |
| Capital Investment Advisors, LLC | 55,907 | $747.5K | 0.02% | −2,667−4.6% | Reduced |
| Qube Research & Technologies Ltd | 62,364 | $833.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 63,088 | $843.0K | 0.00% | +14,804+30.7% | Added |
| Westchester Capital Management, LLC | 64,561 | $863.2K | 0.03% | −21,057−24.6% | Reduced |
| Congress Park Capital LLC | 65,000 | $869.0K | 0.50% | −12,500−16.1% | Reduced |
| First Trust Advisors LP | 78,178 | $1.05M | 0.00% | −2,973−3.7% | Reduced |
| Bulldog Investors, LLP | 96,992 | $1.30M | 0.45% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 108,248 | $1.45M | 0.09% | −18,328−14.5% | Reduced |
| City of London Investment Management Co Ltd | 111,376 | $1.49M | 0.13% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 115,501 | $1.54M | 0.01% | +23,077+25.0% | Added |
| Bank of America Corp | 118,773 | $1.59M | 0.00% | −31,671−21.1% | Reduced |
| LPL Financial LLC | 128,812 | $1.72M | 0.00% | −1,219−0.9% | Reduced |
| Invesco Ltd. | 188,807 | $2.52M | 0.00% | +13,886+7.9% | Added |
| Foundations Investment Advisors, LLC | 229,307 | $3.07M | 0.09% | +28,583+14.2% | Added |
| Advisor Partners II, LLC | 296,276 | $3.96M | 0.16% | +296,276 | New |
| Wells Fargo & Company | 442,621 | $5.92M | 0.00% | −42,245−8.7% | Reduced |
| Saba Capital Management, L.P. | 646,082 | $8.64M | 0.27% | −428,337−39.9% | Reduced |
| Morgan Stanley | 1,871,068 | $25.0M | 0.00% | −308,561−14.2% | Reduced |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −150,946−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −81,240−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −68,837−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −54,063−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −42,702−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −31,652−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,510−100.0% | Sold out |
| Ironsides Asset Advisors, LLC | 0 | $0 | 0.00% | −10,653−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −465−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |