Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Apollo Tactical Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +4 vs. Q3 2021
- Shares held
- 6.11M
- −416.2K (−6.4%) vs. Q3 2021
- Total value
- $93.8M
- −$9.70M (−9.4%) vs. Q3 2021
- New holders
- 9
- 20 more added
- Sold out
- 5
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 1,430,767 | $21.9M | 0.01% | −5,684−0.4% | Reduced |
| Morgan Stanley | 793,109 | $12.2M | 0.00% | +131,112+19.8% | Added |
| Wells Fargo & Company | 559,908 | $8.58M | 0.00% | +33,287+6.3% | Added |
| Sit Investment Associates Inc | 480,918 | $7.37M | 0.17% | −8,416−1.7% | Reduced |
| Saba Capital Management, L.P. | 463,842 | $7.11M | 0.14% | −704,562−60.3% | Reduced |
| Advisors Asset Management, Inc. | 367,313 | $5.63M | 0.08% | +5,834+1.6% | Added |
| Shaker Financial Services, LLC | 335,610 | $5.14M | 1.82% | +151,460+82.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 266,554 | $4.08M | 1.48% | +4,030+1.5% | Added |
| Bank of America Corp | 124,748 | $1.91M | 0.00% | −33,361−21.1% | Reduced |
| Guggenheim Capital LLC | 116,950 | $1.79M | 0.01% | −4,466−3.7% | Reduced |
| Rivernorth Capital Management, LLC | 104,405 | $1.60M | 0.06% | +104,405 | New |
| Northwestern Mutual Wealth Management Co | 100,968 | $1.55M | 0.00% | +11,124+12.4% | Added |
| Advisor Group Holdings, Inc. | 82,102 | $1.26M | 0.00% | +2,103+2.6% | Added |
| Cohen & Steers, Inc. | 80,905 | $1.24M | 0.00% | +31,704+64.4% | Added |
| First Trust Advisors LP | 77,826 | $1.19M | 0.00% | +1,069+1.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 70,526 | $1.08M | 0.05% | +49,788+240.1% | Added |
| Capital Investment Advisors, LLC | 64,062 | $981.0K | 0.03% | +260.0% | Added |
| Qube Research & Technologies Ltd | 57,509 | $881.0K | 0.01% | +57,509 | New |
| LPL Financial LLC | 52,015 | $797.0K | 0.00% | +9,143+21.3% | Added |
| Matisse Capital | 50,826 | $779.0K | 0.54% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 46,972 | $722.0K | 0.45% | 00.0% | Unchanged |
| Royal Bank of Canada | 46,213 | $707.0K | 0.00% | +996+2.2% | Added |
| Bluefin Capital Management, LLC | 37,578 | $576.0K | 0.05% | +37,578 | New |
| Moors & Cabot, Inc. | 33,475 | $513.0K | 0.03% | +250+0.8% | Added |
| FourThought Financial, LLC | 33,038 | $506.0K | 0.06% | −39−0.1% | Reduced |
| Stifel Financial Corp | 28,759 | $441.0K | 0.00% | +453+1.6% | Added |
| UBS Group AG | 28,234 | $433.0K | 0.00% | +5,259+22.9% | Added |
| Cetera Advisors LLC | 23,207 | $356.0K | 0.01% | +1,507+6.9% | Added |
| Envestnet Asset Management Inc | 22,950 | $352.0K | 0.00% | +6,044+35.8% | Added |
| 6 Meridian | 21,483 | $329.0K | 0.02% | −1,368−6.0% | Reduced |
| Foresight Wealth Management, LLC | 20,391 | $312.0K | 0.12% | +3,257+19.0% | Added |
| Bulldog Investors, LLP | 20,000 | $306.0K | 0.08% | −150,405−88.3% | Reduced |
| Raymond James & Associates | 15,597 | $239.0K | 0.00% | −415−2.6% | Reduced |
| Congress Park Capital LLC | 15,245 | $234.0K | 0.12% | −44,200−74.4% | Reduced |
| Financial Advocates Investment Management | 12,383 | $190.0K | 0.01% | +212+1.7% | Added |
| Kestra Advisory Services, LLC | 10,703 | $164.0K | 0.00% | −20.0% | Reduced |
| Nomura Holdings Inc | 10,000 | $153.0K | 0.00% | +10,000 | New |
| Lazard Asset Management LLC | – | $99.0K | 0.00% | – | – |
| Apollo Management Holdings, L.P. | 5,236 | $80.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $15.0K | 0.00% | +1,000 | New |
| The PNC Financial Services Group, Inc. | 800 | $12.0K | 0.00% | +800 | New |
| Bessemer Group Inc | 284 | $4.00K | 0.00% | +284 | New |
| Fifth Third Bancorp | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 85 | $1.00K | 0.00% | +85 | New |
| CWM, LLC | 17 | $0 | 0.00% | +17 | New |
| Barclays PLC | 0 | $0 | 0.00% | −57,509−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −47,325−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −13,751−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −54−100.0% | Sold out |