Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Apollo Tactical Income Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +4 vs. Q3 2021
- Shares held
- 6.11M
- −416.2K (−6.4%) vs. Q3 2021
- Total value
- $93.8M
- −$9.70M (−9.4%) vs. Q3 2021
- New holders
- 9
- 20 more added
- Sold out
- 5
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 17 | $0 | 0.00% | +17 | New |
| Larson Financial Group LLC | 85 | $1.00K | 0.00% | +85 | New |
| Fifth Third Bancorp | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 284 | $4.00K | 0.00% | +284 | New |
| The PNC Financial Services Group, Inc. | 800 | $12.0K | 0.00% | +800 | New |
| CoreCap Advisors, LLC | 1,000 | $15.0K | 0.00% | +1,000 | New |
| Apollo Management Holdings, L.P. | 5,236 | $80.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $99.0K | 0.00% | – | – |
| Nomura Holdings Inc | 10,000 | $153.0K | 0.00% | +10,000 | New |
| Kestra Advisory Services, LLC | 10,703 | $164.0K | 0.00% | −20.0% | Reduced |
| Financial Advocates Investment Management | 12,383 | $190.0K | 0.01% | +212+1.7% | Added |
| Congress Park Capital LLC | 15,245 | $234.0K | 0.12% | −44,200−74.4% | Reduced |
| Raymond James & Associates | 15,597 | $239.0K | 0.00% | −415−2.6% | Reduced |
| Bulldog Investors, LLP | 20,000 | $306.0K | 0.08% | −150,405−88.3% | Reduced |
| Foresight Wealth Management, LLC | 20,391 | $312.0K | 0.12% | +3,257+19.0% | Added |
| 6 Meridian | 21,483 | $329.0K | 0.02% | −1,368−6.0% | Reduced |
| Envestnet Asset Management Inc | 22,950 | $352.0K | 0.00% | +6,044+35.8% | Added |
| Cetera Advisors LLC | 23,207 | $356.0K | 0.01% | +1,507+6.9% | Added |
| UBS Group AG | 28,234 | $433.0K | 0.00% | +5,259+22.9% | Added |
| Stifel Financial Corp | 28,759 | $441.0K | 0.00% | +453+1.6% | Added |
| FourThought Financial, LLC | 33,038 | $506.0K | 0.06% | −39−0.1% | Reduced |
| Moors & Cabot, Inc. | 33,475 | $513.0K | 0.03% | +250+0.8% | Added |
| Bluefin Capital Management, LLC | 37,578 | $576.0K | 0.05% | +37,578 | New |
| Royal Bank of Canada | 46,213 | $707.0K | 0.00% | +996+2.2% | Added |
| Robinson Capital Management, LLC | 46,972 | $722.0K | 0.45% | 00.0% | Unchanged |
| Matisse Capital | 50,826 | $779.0K | 0.54% | 00.0% | Unchanged |
| LPL Financial LLC | 52,015 | $797.0K | 0.00% | +9,143+21.3% | Added |
| Qube Research & Technologies Ltd | 57,509 | $881.0K | 0.01% | +57,509 | New |
| Capital Investment Advisors, LLC | 64,062 | $981.0K | 0.03% | +260.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 70,526 | $1.08M | 0.05% | +49,788+240.1% | Added |
| First Trust Advisors LP | 77,826 | $1.19M | 0.00% | +1,069+1.4% | Added |
| Cohen & Steers, Inc. | 80,905 | $1.24M | 0.00% | +31,704+64.4% | Added |
| Advisor Group Holdings, Inc. | 82,102 | $1.26M | 0.00% | +2,103+2.6% | Added |
| Northwestern Mutual Wealth Management Co | 100,968 | $1.55M | 0.00% | +11,124+12.4% | Added |
| Rivernorth Capital Management, LLC | 104,405 | $1.60M | 0.06% | +104,405 | New |
| Guggenheim Capital LLC | 116,950 | $1.79M | 0.01% | −4,466−3.7% | Reduced |
| Bank of America Corp | 124,748 | $1.91M | 0.00% | −33,361−21.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 266,554 | $4.08M | 1.48% | +4,030+1.5% | Added |
| Shaker Financial Services, LLC | 335,610 | $5.14M | 1.82% | +151,460+82.2% | Added |
| Advisors Asset Management, Inc. | 367,313 | $5.63M | 0.08% | +5,834+1.6% | Added |
| Saba Capital Management, L.P. | 463,842 | $7.11M | 0.14% | −704,562−60.3% | Reduced |
| Sit Investment Associates Inc | 480,918 | $7.37M | 0.17% | −8,416−1.7% | Reduced |
| Wells Fargo & Company | 559,908 | $8.58M | 0.00% | +33,287+6.3% | Added |
| Morgan Stanley | 793,109 | $12.2M | 0.00% | +131,112+19.8% | Added |
| Parametric Portfolio Associates LLC | 1,430,767 | $21.9M | 0.01% | −5,684−0.4% | Reduced |
| Barclays PLC | 0 | $0 | 0.00% | −57,509−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −47,325−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −13,751−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −54−100.0% | Sold out |