Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Apollo Tactical Income Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +4 vs. Q4 2022
- Shares held
- 6.32M
- −442.4K (−6.5%) vs. Q4 2022
- Total value
- $76.6M
- −$5.34M (−6.5%) vs. Q4 2022
- New holders
- 11
- 17 more added
- Sold out
- 7
- 17 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,159,688 | $26.2M | 0.00% | −30,312−1.4% | Reduced |
| Saba Capital Management, L.P. | 1,085,146 | $13.2M | 0.32% | +74,038+7.3% | Added |
| Wells Fargo & Company | 551,640 | $6.69M | 0.00% | −54,817−9.0% | Reduced |
| Bank of America Corp | 161,903 | $1.96M | 0.00% | −5,118−3.1% | Reduced |
| Shaker Financial Services, LLC | 157,022 | $1.90M | 0.83% | +83,633+114.0% | Added |
| Invesco Ltd. | 145,622 | $1.76M | 0.00% | +49,131+50.9% | Added |
| Advisors Asset Management, Inc. | 135,888 | $1.65M | 0.03% | −2,115−1.5% | Reduced |
| LPL Financial LLC | 130,568 | $1.58M | 0.00% | +3,256+2.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 128,731 | $1.56M | 0.10% | −1,591−1.2% | Reduced |
| Cohen & Steers, Inc. | 122,742 | $1.49M | 0.00% | −8,084−6.2% | Reduced |
| City of London Investment Management Co Ltd | 111,376 | $1.35M | 0.10% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 96,992 | $1.18M | 0.38% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 96,479 | $1.17M | 0.06% | −241,555−71.5% | Reduced |
| First Trust Advisors LP | 86,903 | $1.05M | 0.00% | −20,584−19.2% | Reduced |
| Westchester Capital Management, LLC | 85,618 | $1.04M | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 84,612 | $1.03M | 0.00% | +5,520+7.0% | Added |
| Logan Stone Capital, LLC | 80,323 | $973.5K | 0.39% | −19,286−19.4% | Reduced |
| Guggenheim Capital LLC | 72,485 | $878.5K | 0.01% | +16,433+29.3% | Added |
| Congress Park Capital LLC | 70,000 | $848.4K | 0.51% | +2,500+3.7% | Added |
| Matisse Capital | 68,837 | $834.3K | 0.54% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 64,251 | $778.7K | 0.02% | +48+0.1% | Added |
| Qube Research & Technologies Ltd | 62,364 | $755.9K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 50,504 | $612.0K | 0.00% | +2,766+5.8% | Added |
| Raymond James & Associates | 46,981 | $569.4K | 0.00% | +9,415+25.1% | Added |
| FourThought Financial Partners, LLC | 42,765 | $518.3K | 0.07% | +4,424+11.5% | Added |
| Stephens Inc | 40,783 | $494.3K | 0.01% | +30,383+292.1% | Added |
| Oppenheimer & Co Inc | 34,800 | $421.8K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 31,652 | $383.6K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 26,300 | $318.8K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 25,106 | $304.3K | 0.01% | +25,106 | New |
| Wolverine Asset Management LLC | 24,766 | $300.2K | 0.01% | +24,766 | New |
| UBS Group AG | 23,907 | $289.8K | 0.00% | +754+3.3% | Added |
| Stifel Financial Corp | 23,724 | $287.5K | 0.00% | −1,605−6.3% | Reduced |
| Cetera Advisors LLC | 23,062 | $279.5K | 0.00% | −200−0.9% | Reduced |
| Moors & Cabot, Inc. | 22,825 | $276.6K | 0.02% | +1,550+7.3% | Added |
| Jones Road Capital Management, L.P. | 20,000 | $242.4K | 0.23% | +20,000 | New |
| CNH Partners LLC | 17,022 | $206.3K | 0.01% | +2,028+13.5% | Added |
| HighTower Advisors, LLC | 16,915 | $201.0K | 0.00% | −329−1.9% | Reduced |
| Landscape Capital Management, L.L.C. | 12,313 | $149.2K | 0.02% | +12,313 | New |
| Accurate Wealth Management, LLC | 11,616 | $142.8K | 0.05% | +11,616 | New |
| Envestnet Asset Management Inc | 11,705 | $141.9K | 0.00% | −59,079−83.5% | Reduced |
| Nottingham Advisors, Inc. | 11,307 | $137.0K | 0.02% | +11,307 | New |
| Kestra Advisory Services, LLC | 10,455 | $126.7K | 0.00% | −864−7.6% | Reduced |
| Cetera Advisor Networks LLC | 10,107 | $122.5K | 0.00% | −195−1.9% | Reduced |
| Sit Investment Associates Inc | 5,436 | $66.0K | 0.00% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 5,236 | $63.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,616 | $43.8K | 0.00% | −2,827−43.9% | Reduced |
| JPMorgan Chase & Co | 2,381 | $29.0K | 0.00% | +2,381 | New |
| GWM Advisors LLC | 2,296 | $27.8K | 0.00% | +6+0.3% | Added |
| Ameritas Advisory Services, LLC | 1,500 | $18.2K | 0.00% | +1,500 | New |
| Advisory Services Network, LLC | 833 | $10.1K | 0.00% | +833 | New |
| The PNC Financial Services Group, Inc. | 800 | $9.70K | 0.00% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 600 | $7.27K | 0.00% | +600 | New |
| BDO Wealth Advisors, LLC | 402 | $4.87K | 0.00% | +402 | New |
| Bessemer Group Inc | 352 | $4.00K | 0.00% | +5+1.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 213 | $2.59K | 0.00% | −327,880−99.9% | Reduced |
| Larson Financial Group LLC | 85 | $1.03K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 73 | $885 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 60 | $727 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −23,324−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −14,478−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −13,094−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,621−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −633−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |