Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Apollo Tactical Income Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +4 vs. Q4 2022
- Shares held
- 6.32M
- −442.4K (−6.5%) vs. Q4 2022
- Total value
- $76.6M
- −$5.34M (−6.5%) vs. Q4 2022
- New holders
- 11
- 17 more added
- Sold out
- 7
- 17 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EverSource Wealth Advisors, LLC | 60 | $727 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 73 | $885 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 85 | $1.03K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 213 | $2.59K | 0.00% | −327,880−99.9% | Reduced |
| Bessemer Group Inc | 352 | $4.00K | 0.00% | +5+1.4% | Added |
| BDO Wealth Advisors, LLC | 402 | $4.87K | 0.00% | +402 | New |
| Carmel Capital Partners, LLC | 600 | $7.27K | 0.00% | +600 | New |
| The PNC Financial Services Group, Inc. | 800 | $9.70K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 833 | $10.1K | 0.00% | +833 | New |
| Ameritas Advisory Services, LLC | 1,500 | $18.2K | 0.00% | +1,500 | New |
| GWM Advisors LLC | 2,296 | $27.8K | 0.00% | +6+0.3% | Added |
| JPMorgan Chase & Co | 2,381 | $29.0K | 0.00% | +2,381 | New |
| Northwestern Mutual Wealth Management Co | 3,616 | $43.8K | 0.00% | −2,827−43.9% | Reduced |
| Apollo Management Holdings, L.P. | 5,236 | $63.5K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 5,436 | $66.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,107 | $122.5K | 0.00% | −195−1.9% | Reduced |
| Kestra Advisory Services, LLC | 10,455 | $126.7K | 0.00% | −864−7.6% | Reduced |
| Nottingham Advisors, Inc. | 11,307 | $137.0K | 0.02% | +11,307 | New |
| Envestnet Asset Management Inc | 11,705 | $141.9K | 0.00% | −59,079−83.5% | Reduced |
| Accurate Wealth Management, LLC | 11,616 | $142.8K | 0.05% | +11,616 | New |
| Landscape Capital Management, L.L.C. | 12,313 | $149.2K | 0.02% | +12,313 | New |
| HighTower Advisors, LLC | 16,915 | $201.0K | 0.00% | −329−1.9% | Reduced |
| CNH Partners LLC | 17,022 | $206.3K | 0.01% | +2,028+13.5% | Added |
| Jones Road Capital Management, L.P. | 20,000 | $242.4K | 0.23% | +20,000 | New |
| Moors & Cabot, Inc. | 22,825 | $276.6K | 0.02% | +1,550+7.3% | Added |
| Cetera Advisors LLC | 23,062 | $279.5K | 0.00% | −200−0.9% | Reduced |
| Stifel Financial Corp | 23,724 | $287.5K | 0.00% | −1,605−6.3% | Reduced |
| UBS Group AG | 23,907 | $289.8K | 0.00% | +754+3.3% | Added |
| Wolverine Asset Management LLC | 24,766 | $300.2K | 0.01% | +24,766 | New |
| Walleye Capital LLC | 25,106 | $304.3K | 0.01% | +25,106 | New |
| Atria Wealth Solutions, Inc. | 26,300 | $318.8K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 31,652 | $383.6K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 34,800 | $421.8K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 40,783 | $494.3K | 0.01% | +30,383+292.1% | Added |
| FourThought Financial Partners, LLC | 42,765 | $518.3K | 0.07% | +4,424+11.5% | Added |
| Raymond James & Associates | 46,981 | $569.4K | 0.00% | +9,415+25.1% | Added |
| Royal Bank of Canada | 50,504 | $612.0K | 0.00% | +2,766+5.8% | Added |
| Qube Research & Technologies Ltd | 62,364 | $755.9K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 64,251 | $778.7K | 0.02% | +48+0.1% | Added |
| Matisse Capital | 68,837 | $834.3K | 0.54% | 00.0% | Unchanged |
| Congress Park Capital LLC | 70,000 | $848.4K | 0.51% | +2,500+3.7% | Added |
| Guggenheim Capital LLC | 72,485 | $878.5K | 0.01% | +16,433+29.3% | Added |
| Logan Stone Capital, LLC | 80,323 | $973.5K | 0.39% | −19,286−19.4% | Reduced |
| Advisor Group Holdings, Inc. | 84,612 | $1.03M | 0.00% | +5,520+7.0% | Added |
| Westchester Capital Management, LLC | 85,618 | $1.04M | 0.03% | 00.0% | Unchanged |
| First Trust Advisors LP | 86,903 | $1.05M | 0.00% | −20,584−19.2% | Reduced |
| Rivernorth Capital Management, LLC | 96,479 | $1.17M | 0.06% | −241,555−71.5% | Reduced |
| Bulldog Investors, LLP | 96,992 | $1.18M | 0.38% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 111,376 | $1.35M | 0.10% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 122,742 | $1.49M | 0.00% | −8,084−6.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 128,731 | $1.56M | 0.10% | −1,591−1.2% | Reduced |
| LPL Financial LLC | 130,568 | $1.58M | 0.00% | +3,256+2.6% | Added |
| Advisors Asset Management, Inc. | 135,888 | $1.65M | 0.03% | −2,115−1.5% | Reduced |
| Invesco Ltd. | 145,622 | $1.76M | 0.00% | +49,131+50.9% | Added |
| Shaker Financial Services, LLC | 157,022 | $1.90M | 0.83% | +83,633+114.0% | Added |
| Bank of America Corp | 161,903 | $1.96M | 0.00% | −5,118−3.1% | Reduced |
| Wells Fargo & Company | 551,640 | $6.69M | 0.00% | −54,817−9.0% | Reduced |
| Saba Capital Management, L.P. | 1,085,146 | $13.2M | 0.32% | +74,038+7.3% | Added |
| Morgan Stanley | 2,159,688 | $26.2M | 0.00% | −30,312−1.4% | Reduced |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −23,324−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −14,478−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −13,094−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,621−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −633−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |