Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Apollo Tactical Income Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +9 vs. Q3 2022
- Shares held
- 6.77M
- −86.3K (−1.3%) vs. Q3 2022
- Total value
- $82.0M
- +$1.81M (+2.3%) vs. Q3 2022
- New holders
- 12
- 21 more added
- Sold out
- 3
- 12 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,190,000 | $26.5M | 0.00% | −139,089−6.0% | Reduced |
| Saba Capital Management, L.P. | 1,011,108 | $12.3M | 0.21% | +249,240+32.7% | Added |
| Wells Fargo & Company | 606,457 | $7.35M | 0.00% | −57,593−8.7% | Reduced |
| Rivernorth Capital Management, LLC | 338,034 | $4.10M | 0.18% | −33,781−9.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 328,093 | $3.98M | 1.63% | +82,848+33.8% | Added |
| Bank of America Corp | 167,021 | $2.02M | 0.00% | +2,176+1.3% | Added |
| Advisors Asset Management, Inc. | 138,003 | $1.67M | 0.03% | −123,270−47.2% | Reduced |
| Cohen & Steers, Inc. | 130,826 | $1.59M | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 130,322 | $1.58M | 0.10% | −8,723−6.3% | Reduced |
| LPL Financial LLC | 127,312 | $1.54M | 0.00% | +26,741+26.6% | Added |
| City of London Investment Management Co Ltd | 111,376 | $1.35M | 0.11% | +39,783+55.6% | Added |
| First Trust Advisors LP | 107,487 | $1.30M | 0.00% | +14,671+15.8% | Added |
| Logan Stone Capital, LLC | 99,609 | $1.21M | 0.45% | −7,000−6.6% | Reduced |
| Bulldog Investors, LLP | 96,992 | $1.18M | 0.35% | −7,808−7.5% | Reduced |
| Invesco Ltd. | 96,491 | $1.17M | 0.00% | +24,293+33.6% | Added |
| Westchester Capital Management, LLC | 85,618 | $1.04M | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 79,092 | $960.0K | 0.00% | +1,487+1.9% | Added |
| Shaker Financial Services, LLC | 73,389 | $889.5K | 0.42% | −212,606−74.3% | Reduced |
| Envestnet Asset Management Inc | 70,784 | $857.9K | 0.00% | +38,057+116.3% | Added |
| Matisse Capital | 68,837 | $834.3K | 0.74% | 00.0% | Unchanged |
| Congress Park Capital LLC | 67,500 | $818.1K | 0.52% | +17,500+35.0% | Added |
| Capital Investment Advisors, LLC | 64,203 | $778.0K | 0.02% | +46+0.1% | Added |
| Qube Research & Technologies Ltd | 62,364 | $755.9K | 0.00% | +4,855+8.4% | Added |
| Guggenheim Capital LLC | 56,052 | $679.4K | 0.01% | −6,311−10.1% | Reduced |
| Royal Bank of Canada | 47,738 | $579.0K | 0.00% | +1,166+2.5% | Added |
| FourThought Financial Partners, LLC | 38,341 | $464.7K | 0.07% | +38,341 | New |
| Raymond James & Associates | 37,566 | $455.3K | 0.00% | +23,607+169.1% | Added |
| Oppenheimer & Co Inc | 34,800 | $421.8K | 0.01% | +2,947+9.3% | Added |
| Goldman Sachs Group Inc | 31,652 | $383.6K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 26,300 | $318.8K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 25,329 | $307.0K | 0.00% | +226+0.9% | Added |
| Susquehanna International Group, LLP | 23,324 | $282.7K | 0.00% | +23,324 | New |
| Cetera Advisors LLC | 23,262 | $281.9K | 0.01% | −24,262−51.1% | Reduced |
| UBS Group AG | 23,153 | $280.6K | 0.00% | +682+3.0% | Added |
| Moors & Cabot, Inc. | 21,275 | $257.9K | 0.02% | −27,750−56.6% | Reduced |
| HighTower Advisors, LLC | 17,244 | $205.0K | 0.00% | +17,244 | New |
| CNH Partners LLC | 14,994 | $181.7K | 0.00% | +14,994 | New |
| Aristides Capital LLC | 14,478 | $175.5K | 0.11% | +14,478 | New |
| Janney Montgomery Scott LLC | 13,094 | $159.0K | 0.00% | +40.0% | Added |
| Kestra Advisory Services, LLC | 11,319 | $137.2K | 0.00% | +864+8.3% | Added |
| Commonwealth Equity Services, LLC | 10,621 | $128.0K | 0.00% | +10,621 | New |
| Stephens Inc | 10,400 | $126.0K | 0.00% | +10,400 | New |
| Cetera Advisor Networks LLC | 10,302 | $124.9K | 0.00% | +10,302 | New |
| Northwestern Mutual Wealth Management Co | 6,443 | $78.1K | 0.00% | −66,113−91.1% | Reduced |
| Sit Investment Associates Inc | 5,436 | $66.0K | 0.00% | +5,436 | New |
| Apollo Management Holdings, L.P. | 5,236 | $63.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $12.1K | 0.00% | +1,000 | New |
| IFP Advisors, Inc | 633 | $10.0K | 0.00% | +27+4.5% | Added |
| The PNC Financial Services Group, Inc. | 800 | $9.70K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 500 | $6.06K | 0.00% | +500 | New |
| Bessemer Group Inc | 347 | $4.00K | 0.00% | +77+28.5% | Added |
| Larson Financial Group LLC | 85 | $1.03K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 45 | $1.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 73 | $885 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 60 | $727 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,290 | $28 | 0.00% | +2,290 | New |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −38,172−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −13,685−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −351−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |