Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Apollo Tactical Income Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −5 vs. Q4 2023
- Shares held
- 3.60M
- −474.1K (−11.6%) vs. Q4 2023
- Total value
- $51.5M
- −$5.51M (−9.7%) vs. Q4 2023
- New holders
- 10
- 19 more added
- Sold out
- 15
- 10 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 894,929 | $12.8M | 0.06% | −85,937−8.8% | Reduced |
| Morgan Stanley | 376,884 | $5.39M | 0.00% | −397,226−51.3% | Reduced |
| Wells Fargo & Company | 313,443 | $4.48M | 0.00% | −128,313−29.0% | Reduced |
| Foundations Investment Advisors, LLC | 259,221 | $3.71M | 0.10% | +7,040+2.8% | Added |
| Invesco Ltd. | 229,155 | $3.28M | 0.00% | +18,531+8.8% | Added |
| LPL Financial LLC | 215,813 | $3.09M | 0.00% | +47,287+28.1% | Added |
| Guggenheim Capital LLC | 179,446 | $2.57M | 0.02% | +41,298+29.9% | Added |
| Bank of America Corp | 132,878 | $1.90M | 0.00% | +803+0.6% | Added |
| Cetera Investment Advisers | 114,653 | $1.64M | 0.00% | +114,653 | New |
| Royal Bank of Canada | 105,137 | $1.50M | 0.00% | +12,903+14.0% | Added |
| Stephens Inc | 85,414 | $1.22M | 0.02% | +33,514+64.6% | Added |
| Citizens Business Bank | 80,000 | $1.14M | 0.24% | +52,500+190.9% | Added |
| Commonwealth Equity Services, LLC | 53,079 | $759.0K | 0.00% | +53,079 | New |
| Capital Investment Advisors, LLC | 52,624 | $752.5K | 0.02% | −1,950−3.6% | Reduced |
| Advisor Group Holdings, Inc. | 46,769 | $668.8K | 0.00% | +21,548+85.4% | Added |
| Qube Research & Technologies Ltd | 42,634 | $609.7K | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 38,100 | $544.8K | 0.03% | +38,100 | New |
| Raymond James & Associates | 33,913 | $485.0K | 0.00% | −15,306−31.1% | Reduced |
| Kestra Advisory Services, LLC | 29,950 | $428.3K | 0.00% | +2,705+9.9% | Added |
| Nottingham Advisors, Inc. | 28,155 | $402.6K | 0.05% | +947+3.5% | Added |
| UBS Group AG | 26,697 | $381.8K | 0.00% | +499+1.9% | Added |
| Walled Lake Planning & Wealth Management, LLC | 23,590 | $337.3K | 0.14% | 00.0% | Unchanged |
| Principal Securities, Inc. | 22,758 | $325.4K | 0.01% | +449+2.0% | Added |
| Envestnet Asset Management Inc | 22,582 | $322.9K | 0.00% | −517−2.2% | Reduced |
| Capital Market Strategies LLC | 21,547 | $308.1K | 0.23% | −1,485−6.4% | Reduced |
| Stifel Financial Corp | 18,234 | $260.7K | 0.00% | +648+3.7% | Added |
| Moors & Cabot, Inc. | 17,825 | $254.9K | 0.01% | +1,075+6.4% | Added |
| Ausdal Financial Partners, Inc. | 16,285 | $232.9K | 0.03% | +125+0.8% | Added |
| Redmont Wealth Advisors LLC | 16,040 | $229.4K | 0.32% | +333+2.1% | Added |
| Regions Financial Corp | 15,000 | $214.5K | 0.00% | +15,000 | New |
| Hartline Investment Corp | 13,496 | $193.0K | 0.03% | +13,496 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 13,496 | $193.0K | 0.03% | +13,496 | New |
| Congress Park Capital LLC | 12,500 | $178.8K | 0.08% | −42,500−77.3% | Reduced |
| Sovereign Financial Group, Inc. | 10,293 | $147.2K | 0.04% | +33+0.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 10,231 | $146.3K | 0.01% | +10,231 | New |
| CoreCap Advisors, LLC | 7,400 | $105.8K | 0.01% | +7,400 | New |
| Apollo Management Holdings, L.P. | 5,236 | $74.9K | 0.00% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 4,205 | $60.1K | 0.03% | +4,205 | New |
| GPS Wealth Strategies Group, LLC | 3,022 | $43.2K | 0.01% | −730−19.5% | Reduced |
| FinTrust Capital Advisors, LLC | 2,635 | $37.7K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,299 | $32.9K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 417 | $5.96K | 0.00% | +332+390.6% | Added |
| Comerica Bank | 74 | $1.05K | 0.00% | −237−76.2% | Reduced |
| Assetmark, Inc | 23 | $329 | 0.00% | +23 | New |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −57,073−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −51,175−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −37,375−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −28,300−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −21,615−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −21,612−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −21,512−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −16,917−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −16,144−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,288−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −3,114−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −833−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −119−100.0% | Sold out |
| WealthCollab, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |