Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Apollo Tactical Income Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q3 2023
- Shares held
- 4.07M
- −944.0K (−18.8%) vs. Q3 2023
- Total value
- $57.0M
- −$10.1M (−15.1%) vs. Q3 2023
- New holders
- 12
- 15 more added
- Sold out
- 13
- 16 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 980,866 | $13.7M | 0.07% | +980,866 | New |
| Morgan Stanley | 774,110 | $10.8M | 0.00% | −1,096,958−58.6% | Reduced |
| Wells Fargo & Company | 441,756 | $6.17M | 0.00% | −865−0.2% | Reduced |
| Foundations Investment Advisors, LLC | 252,181 | $3.64M | 0.10% | +22,874+10.0% | Added |
| Invesco Ltd. | 210,624 | $2.94M | 0.00% | +21,817+11.6% | Added |
| LPL Financial LLC | 168,526 | $2.35M | 0.00% | +39,714+30.8% | Added |
| Guggenheim Capital LLC | 138,148 | $1.93M | 0.01% | +22,647+19.6% | Added |
| Bank of America Corp | 132,075 | $1.84M | 0.00% | +13,302+11.2% | Added |
| Royal Bank of Canada | 92,234 | $1.29M | 0.00% | +29,146+46.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 57,073 | $796.7K | 0.05% | −51,175−47.3% | Reduced |
| Congress Park Capital LLC | 55,000 | $767.8K | 0.38% | −10,000−15.4% | Reduced |
| Capital Investment Advisors, LLC | 54,574 | $761.9K | 0.02% | −1,333−2.4% | Reduced |
| Stephens Inc | 51,900 | $724.5K | 0.01% | +10,000+23.9% | Added |
| FourThought Financial Partners, LLC | 51,175 | $714.4K | 0.09% | +424+0.8% | Added |
| Raymond James & Associates | 49,219 | $687.1K | 0.00% | −2,088−4.1% | Reduced |
| Qube Research & Technologies Ltd | 42,634 | $595.2K | 0.00% | −19,730−31.6% | Reduced |
| Bulldog Investors, LLP | 37,375 | $521.8K | 0.17% | −59,617−61.5% | Reduced |
| Oppenheimer & Co Inc | 28,300 | $395.1K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 27,245 | $380.3K | 0.00% | +16,790+160.6% | Added |
| Nottingham Advisors, Inc. | 27,208 | $379.8K | 0.05% | +11,500+73.2% | Added |
| Citizens Business Bank | 27,500 | $377.1K | 0.08% | +27,500 | New |
| UBS Group AG | 26,198 | $365.7K | 0.00% | +3,851+17.2% | Added |
| Atria Wealth Solutions, Inc. | 26,000 | $363.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 25,221 | $352.1K | 0.00% | −8,301−24.8% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 23,590 | $329.3K | 0.15% | +3,630+18.2% | Added |
| Envestnet Asset Management Inc | 23,099 | $322.5K | 0.00% | −7,599−24.8% | Reduced |
| Capital Market Strategies LLC | 23,032 | $321.5K | 0.28% | +23,032 | New |
| Principal Securities, Inc. | 22,309 | $311.4K | 0.01% | +22,309 | New |
| Jones Road Capital Management, L.P. | 21,615 | $301.7K | 0.32% | +1,615+8.1% | Added |
| Cetera Advisors LLC | 21,612 | $301.7K | 0.00% | +100+0.5% | Added |
| Westchester Capital Management, LLC | 21,512 | $300.3K | 0.01% | −43,049−66.7% | Reduced |
| Stifel Financial Corp | 17,586 | $245.5K | 0.00% | −2,548−12.7% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 16,917 | $236.2K | 0.11% | +16,917 | New |
| Moors & Cabot, Inc. | 16,750 | $233.8K | 0.01% | −2,200−11.6% | Reduced |
| Ausdal Financial Partners, Inc. | 16,160 | $225.6K | 0.03% | +16,160 | New |
| JPMorgan Chase & Co | 16,144 | $225.4K | 0.00% | −2,765−14.6% | Reduced |
| Redmont Wealth Advisors LLC | 15,707 | $219.3K | 0.32% | +15,707 | New |
| Virtu Financial LLC | 10,288 | $144.0K | 0.01% | +10,288 | New |
| Sovereign Financial Group, Inc. | 10,260 | $143.2K | 0.04% | +10,260 | New |
| Apollo Management Holdings, L.P. | 5,236 | $73.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,752 | $52.4K | 0.01% | −555−12.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,114 | $43.5K | 0.00% | +89+2.9% | Added |
| FinTrust Capital Advisors, LLC | 2,635 | $36.8K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,299 | $32.1K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 833 | $11.6K | 0.00% | +833 | New |
| Comerica Bank | 311 | $4.33K | 0.00% | −216−41.0% | Reduced |
| American National Bank | 119 | $1.66K | 0.00% | +119 | New |
| WealthCollab, LLC | 100 | $1.40K | 0.00% | +100 | New |
| Larson Financial Group LLC | 85 | $1.19K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −646,082−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −111,376−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −78,178−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −44,290−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −18,300−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −15,700−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −15,700−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −10,341−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −5,436−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |