Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Tactical Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- 0 vs. Q2 2021
- Shares held
- 6.53M
- −588.8K (−8.3%) vs. Q2 2021
- Total value
- $103.5M
- −$8.10M (−7.3%) vs. Q2 2021
- New holders
- 4
- 9 more added
- Sold out
- 4
- 21 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 1,436,451 | $22.7M | 0.01% | −17,140−1.2% | Reduced |
| Saba Capital Management, L.P. | 1,168,404 | $18.5M | 0.59% | −299,376−20.4% | Reduced |
| Morgan Stanley | 661,997 | $10.5M | 0.00% | −34,541−5.0% | Reduced |
| Wells Fargo & Company | 526,621 | $8.33M | 0.00% | +41,176+8.5% | Added |
| Sit Investment Associates Inc | 489,334 | $7.74M | 0.20% | −46,211−8.6% | Reduced |
| Advisors Asset Management, Inc. | 361,479 | $5.72M | 0.09% | −35,017−8.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 262,524 | $4.15M | 1.83% | −49,822−16.0% | Reduced |
| Shaker Financial Services, LLC | 184,150 | $2.91M | 1.17% | −35,594−16.2% | Reduced |
| Bulldog Investors, LLP | 170,405 | $2.70M | 0.76% | +170,405 | New |
| Bank of America Corp | 158,109 | $2.50M | 0.00% | +25,379+19.1% | Added |
| Guggenheim Capital LLC | 121,416 | $1.92M | 0.01% | −258−0.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 89,844 | $1.42M | 0.00% | +38,400+74.6% | Added |
| Advisor Group Holdings, Inc. | 79,999 | $1.27M | 0.00% | −7,014−8.1% | Reduced |
| First Trust Advisors LP | 76,757 | $1.21M | 0.00% | +52+0.1% | Added |
| Capital Investment Advisors, LLC | 64,036 | $1.01M | 0.03% | +240.0% | Added |
| Barclays PLC | 57,509 | $966.0K | 0.00% | +100+0.2% | Added |
| Congress Park Capital LLC | 59,445 | $940.0K | 0.48% | +5,200+9.6% | Added |
| Matisse Capital | 50,826 | $804.0K | 0.30% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 49,201 | $778.0K | 0.00% | 00.0% | Unchanged |
| Clough Capital Partners L P | 47,325 | $749.0K | 0.05% | +47,325 | New |
| Robinson Capital Management, LLC | 46,972 | $743.0K | 0.66% | −26,365−36.0% | Reduced |
| Royal Bank of Canada | 45,217 | $715.0K | 0.00% | −2,688−5.6% | Reduced |
| LPL Financial LLC | 42,872 | $678.0K | 0.00% | +9,792+29.6% | Added |
| Moors & Cabot, Inc. | 33,225 | $525.0K | 0.03% | 00.0% | Unchanged |
| FourThought Financial, LLC | 33,077 | $523.0K | 0.07% | −341−1.0% | Reduced |
| Stifel Financial Corp | 28,306 | $448.0K | 0.00% | −3,238−10.3% | Reduced |
| UBS Group AG | 22,975 | $363.0K | 0.00% | −1,870−7.5% | Reduced |
| 6 Meridian | 22,851 | $362.0K | 0.03% | −4,203−15.5% | Reduced |
| Cetera Advisors LLC | 21,700 | $343.0K | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 20,738 | $328.0K | 0.02% | +20,738 | New |
| Foresight Wealth Management, LLC | 17,134 | $271.0K | 0.12% | +17,134 | New |
| Envestnet Asset Management Inc | 16,906 | $267.0K | 0.00% | −14,780−46.6% | Reduced |
| Raymond James & Associates | 16,012 | $253.0K | 0.00% | −6,736−29.6% | Reduced |
| Icon Advisers Inc | 13,751 | $218.0K | 0.04% | −78,732−85.1% | Reduced |
| Financial Advocates Investment Management | 12,171 | $193.0K | 0.01% | +202+1.7% | Added |
| Kestra Advisory Services, LLC | 10,705 | $169.0K | 0.00% | −3,438−24.3% | Reduced |
| Lazard Asset Management LLC | – | $102.0K | 0.00% | – | – |
| Apollo Management Holdings, L.P. | 5,236 | $83.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $79.0K | 0.04% | −4,100−45.1% | Reduced |
| Fifth Third Bancorp | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 54 | $1.00K | 0.00% | −6,858−99.2% | Reduced |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −250,083−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −15,206−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −14,965−100.0% | Sold out |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |