Apollo Tactical Income Fund Inc.
AIFDelisted Jul 22, 2024- SEC CIK
- 0001526697
Apollo Tactical Income Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $47.4M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Tactical Income Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- 0 vs. Q2 2021
- Shares held
- 6.53M
- −588.8K (−8.3%) vs. Q2 2021
- Total value
- $103.5M
- −$8.10M (−7.3%) vs. Q2 2021
- New holders
- 4
- 9 more added
- Sold out
- 4
- 21 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AIF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 47 | $47.4M |
| Q1 2024 | 44 | $51.5M |
| Q4 2023 | 49 | $57.0M |
| Q3 2023 | 51 | $71.0M |
| Q2 2023 | 57 | $79.7M |
| Q1 2023 | 59 | $76.6M |
| Q4 2022 | 56 | $82.0M |
| Q3 2022 | 49 | $80.7M |
| Q2 2022 | 49 | $78.8M |
| Q1 2022 | 45 | $87.0M |
| Q4 2021 | 45 | $93.8M |
| Q3 2021 | 41 | $103.5M |
| Q2 2021 | 42 | $111.6M |
| Q1 2021 | 46 | $108.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Tactical Income Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 54 | $1.00K | 0.00% | −6,858−99.2% | Reduced |
| Fifth Third Bancorp | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $79.0K | 0.04% | −4,100−45.1% | Reduced |
| Apollo Management Holdings, L.P. | 5,236 | $83.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $102.0K | 0.00% | – | – |
| Kestra Advisory Services, LLC | 10,705 | $169.0K | 0.00% | −3,438−24.3% | Reduced |
| Financial Advocates Investment Management | 12,171 | $193.0K | 0.01% | +202+1.7% | Added |
| Icon Advisers Inc | 13,751 | $218.0K | 0.04% | −78,732−85.1% | Reduced |
| Raymond James & Associates | 16,012 | $253.0K | 0.00% | −6,736−29.6% | Reduced |
| Envestnet Asset Management Inc | 16,906 | $267.0K | 0.00% | −14,780−46.6% | Reduced |
| Foresight Wealth Management, LLC | 17,134 | $271.0K | 0.12% | +17,134 | New |
| Hennion & Walsh Asset Management, Inc. | 20,738 | $328.0K | 0.02% | +20,738 | New |
| Cetera Advisors LLC | 21,700 | $343.0K | 0.01% | 00.0% | Unchanged |
| 6 Meridian | 22,851 | $362.0K | 0.03% | −4,203−15.5% | Reduced |
| UBS Group AG | 22,975 | $363.0K | 0.00% | −1,870−7.5% | Reduced |
| Stifel Financial Corp | 28,306 | $448.0K | 0.00% | −3,238−10.3% | Reduced |
| FourThought Financial, LLC | 33,077 | $523.0K | 0.07% | −341−1.0% | Reduced |
| Moors & Cabot, Inc. | 33,225 | $525.0K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 42,872 | $678.0K | 0.00% | +9,792+29.6% | Added |
| Royal Bank of Canada | 45,217 | $715.0K | 0.00% | −2,688−5.6% | Reduced |
| Robinson Capital Management, LLC | 46,972 | $743.0K | 0.66% | −26,365−36.0% | Reduced |
| Clough Capital Partners L P | 47,325 | $749.0K | 0.05% | +47,325 | New |
| Cohen & Steers, Inc. | 49,201 | $778.0K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 50,826 | $804.0K | 0.30% | 00.0% | Unchanged |
| Congress Park Capital LLC | 59,445 | $940.0K | 0.48% | +5,200+9.6% | Added |
| Barclays PLC | 57,509 | $966.0K | 0.00% | +100+0.2% | Added |
| Capital Investment Advisors, LLC | 64,036 | $1.01M | 0.03% | +240.0% | Added |
| First Trust Advisors LP | 76,757 | $1.21M | 0.00% | +52+0.1% | Added |
| Advisor Group Holdings, Inc. | 79,999 | $1.27M | 0.00% | −7,014−8.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 89,844 | $1.42M | 0.00% | +38,400+74.6% | Added |
| Guggenheim Capital LLC | 121,416 | $1.92M | 0.01% | −258−0.2% | Reduced |
| Bank of America Corp | 158,109 | $2.50M | 0.00% | +25,379+19.1% | Added |
| Bulldog Investors, LLP | 170,405 | $2.70M | 0.76% | +170,405 | New |
| Shaker Financial Services, LLC | 184,150 | $2.91M | 1.17% | −35,594−16.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 262,524 | $4.15M | 1.83% | −49,822−16.0% | Reduced |
| Advisors Asset Management, Inc. | 361,479 | $5.72M | 0.09% | −35,017−8.8% | Reduced |
| Sit Investment Associates Inc | 489,334 | $7.74M | 0.20% | −46,211−8.6% | Reduced |
| Wells Fargo & Company | 526,621 | $8.33M | 0.00% | +41,176+8.5% | Added |
| Morgan Stanley | 661,997 | $10.5M | 0.00% | −34,541−5.0% | Reduced |
| Saba Capital Management, L.P. | 1,168,404 | $18.5M | 0.59% | −299,376−20.4% | Reduced |
| Parametric Portfolio Associates LLC | 1,436,451 | $22.7M | 0.01% | −17,140−1.2% | Reduced |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −250,083−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −15,206−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −14,965−100.0% | Sold out |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |