| Paloma Partners Management Co | 10,256 | $12.0 萬 | 0.00% | +10,256 | 新進 |
| Foster Victor Wealth Advisors, LLC | 10,582 | $11.9 萬 | 0.02% | +10,582 | 新進 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 9,600 | $11.2 萬 | 0.00% | 00.0% | 不變 |
| Federation des caisses Desjardins du Quebec | 8,743 | $10.2 萬 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 7,829 | $9.20 萬 | 0.00% | +7,829 | 新進 |
| Canada Pension Plan Investment Board | 7,510 | $8.80 萬 | 0.00% | −742,500−99.0% | 減碼 |
| Sculptor Capital LP | 7,200 | $8.40 萬 | 0.00% | +7,200 | 新進 |
| Eaton Vance Management | 7,105 | $8.30 萬 | 0.00% | +874+14.0% | 加碼 |
| Marshall Wace, LLP | 5,541 | $6.50 萬 | 0.00% | +5,541 | 新進 |
| CoreCap Advisors, LLC | 5,268 | $6.20 萬 | 0.00% | +5,268 | 新進 |
| Edmond de Rothschild Holding S.A. | 4,673 | $5.50 萬 | 0.00% | +4,673 | 新進 |
| Captrust Financial Advisors | 4,629 | $5.40 萬 | 0.00% | +1,830+65.4% | 加碼 |
| Daiwa Securities Group Inc. | 4,000 | $4.70 萬 | 0.00% | −29,300−88.0% | 減碼 |
| Fieldpoint Private Securities, LLC | 3,255 | $3.80 萬 | 0.01% | +660+25.4% | 加碼 |
| American Portfolios Advisors | 3,234 | $3.78 萬 | 0.00% | 00.0% | 不變 |
| Snowden Capital Advisors LLC | 3,000 | $3.50 萬 | 0.00% | +3,000 | 新進 |
| James Reed Financial Services, Inc. | 2,917 | $3.40 萬 | 0.03% | +2,917 | 新進 |
| FMR LLC | 2,754 | $3.20 萬 | 0.00% | +1,334+93.9% | 加碼 |
| Bellevue Group AG | 2,698 | $3.20 萬 | 0.00% | +2,698 | 新進 |
| AdvisorNet Financial, Inc | 2,633 | $3.10 萬 | 0.00% | 00.0% | 不變 |
| Glassman Wealth Services | 2,351 | $2.80 萬 | 0.01% | +502+27.1% | 加碼 |
| Umb Bank N A | 1,980 | $2.30 萬 | 0.00% | +1,980 | 新進 |
| Spire Wealth Management | 2,000 | $2.30 萬 | 0.00% | +2,000 | 新進 |
| Carroll Financial Associates, Inc. | 1,900 | $2.20 萬 | 0.00% | +1,831+2,653.6% | 加碼 |
| EverSource Wealth Advisors, LLC | 1,846 | $2.20 萬 | 0.01% | +1,846 | 新進 |
| Proequities, Inc. | 1,600 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| McIlrath & Eck, LLC | 1,535 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| Benjamin F. Edwards & Company, Inc. | 1,338 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| Bollard Group LLC | 1,276 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| IronBridge Private Wealth, LLC | 1,262 | $1.50 萬 | 0.01% | 00.0% | 不變 |
| Smithfield Trust Co | 1,309 | $1.50 萬 | 0.00% | +1,309 | 新進 |
| Patriot Financial Group Insurance Agency, LLC | 1,176 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| Blue Bell Private Wealth Management, LLC | 1,100 | $1.30 萬 | 0.00% | +1,100 | 新進 |
| NEXT Financial Group, Inc | 1,037 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Prestige Wealth Management Group LLC | 1,020 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Baldwin Brothers Inc | 1,000 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Optimum Investment Advisors | 1,000 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 1,060 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Cedar Mountain Advisors, LLC | 1,000 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Webster Bank, N. A. | 880 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| First Horizon Advisors, Inc. | 825 | $9,000 | 0.00% | 00.0% | 不變 |
| Private Capital Group, LLC | 663 | $8,000 | 0.00% | 00.0% | 不變 |
| Lake Point Wealth Management | 713 | $8,000 | 0.00% | −12−1.7% | 減碼 |
| Harbour Investments, Inc. | 555 | $6,000 | 0.00% | −22,783−97.6% | 減碼 |
| Johnson Financial Group, Inc. | 500 | $6,000 | 0.00% | 00.0% | 不變 |
| RGT Wealth Advisors, LLC | 554 | $6,000 | 0.00% | +554 | 新進 |
| Bell Investment Advisors, Inc | 406 | $5,000 | 0.00% | −813−66.7% | 減碼 |
| Rockefeller Capital Management L.P. | 511 | $5,000 | 0.00% | −303−37.2% | 減碼 |
| BDO Wealth Advisors, LLC | 400 | $5,000 | 0.00% | 00.0% | 不變 |
| Spectrum Management Group, LLC | 306 | $4,000 | 0.00% | 00.0% | 不變 |
| JFS Wealth Advisors, LLC | 330 | $4,000 | 0.00% | +330 | 新進 |
| Retirement Planning Co of New England, Inc. | 388 | $4,000 | 0.00% | +388 | 新進 |
| Bivin & Associates, Inc. | 360 | $4,000 | 0.00% | +360 | 新進 |
| Thomas J. Herzfeld Advisors, Inc. | 297 | $3,000 | 0.00% | +89+42.8% | 加碼 |
| Focused Wealth Management, Inc | 185 | $2,000 | 0.00% | −3−1.6% | 減碼 |
| Concord Wealth Partners | 204 | $2,000 | 0.00% | +204 | 新進 |
| Raffa Wealth Management, LLC | 164 | $1,919 | 0.00% | 00.0% | 不變 |
| Wagner Wealth Management, LLC | 85 | $1,000 | 0.00% | +85 | 新進 |
| Dixon Hughes Goodman Wealth Advisors LLC | 111 | $1,000 | 0.00% | +111 | 新進 |
| Fortitude Advisory Group L.L.C. | 100 | $1,000 | 0.00% | +100 | 新進 |
| Glen Eagle Advisors, LLC | 2 | $23 | 0.00% | 00.0% | 不變 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 50 | $0 | 0.00% | +50 | 新進 |
| Itau Unibanco Holding S.A. | 114,000 | – | – | +114,000 | 新進 |
| Sofos Investments, Inc. | 240 | – | – | −64−21.1% | 減碼 |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −861,975−100.0% | 清倉 |
| Axiom Investors LLC | 0 | $0 | 0.00% | −580,100−100.0% | 清倉 |
| TCW Group Inc | 0 | $0 | 0.00% | −476,538−100.0% | 清倉 |
| Teachers Retirement System of the State of Kentucky | 0 | $0 | 0.00% | −367,360−100.0% | 清倉 |
| Todd Asset Management LLC | 0 | $0 | 0.00% | −367,360−100.0% | 清倉 |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −310,935−100.0% | 清倉 |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −109,673−100.0% | 清倉 |
| Glovista Investments LLC | 0 | $0 | 0.00% | −106,668−100.0% | 清倉 |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −73,100−100.0% | 清倉 |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −45,296−100.0% | 清倉 |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −45,329−100.0% | 清倉 |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| HRT Financial LP | 0 | $0 | 0.00% | −16,271−100.0% | 清倉 |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −12,214−100.0% | 清倉 |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −11,290−100.0% | 清倉 |
| SG3 Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | 清倉 |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −2,082−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −1,891−100.0% | 清倉 |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −1,525−100.0% | 清倉 |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −960−100.0% | 清倉 |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −141−100.0% | 清倉 |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −80−100.0% | 清倉 |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| Kowal Investment Group, LLC | 0 | $0 | 0.00% | −4−100.0% | 清倉 |
| HighPoint Advisor Group LLC | – | – | – | – | 本季未申報 |
| Hexavest Inc. | – | – | – | – | 本季未申報 |
| Berman Capital Advisors, LLC | – | – | – | – | 本季未申報 |
| Wealth Quarterback LLC | – | – | – | – | 本季未申報 |
| Sonora Investment Management, LLC | – | – | – | – | 本季未申報 |
