| American National Bank | 183 | $1.00 萬 | 0.00% | +183 | 新進 |
| Valley National Advisers Inc | 167 | $9,000 | 0.00% | 00.0% | 不變 |
| Godsey & Gibb Associates | 156 | $9,000 | 0.00% | +156 | 新進 |
| Stonehage Fleming Financial Services Holdings Ltd | 174 | $9,000 | 0.00% | +174 | 新進 |
| TCWP LLC | 142 | $8,000 | 0.00% | +142 | 新進 |
| Tortoise Investment Management, LLC | 130 | $7,000 | 0.00% | −500−79.4% | 減碼 |
| Private Capital Group, LLC | 129 | $7,000 | 0.00% | 00.0% | 不變 |
| Key Financial Inc | 123 | $7,000 | 0.00% | 00.0% | 不變 |
| Earnest Partners LLC | 116 | $7,000 | 0.00% | 00.0% | 不變 |
| WR Wealth Planners, LLC | 120 | $6,770 | 0.00% | +120 | 新進 |
| Bartlett & Co. Wealth Management LLC | 113 | $6,455 | 0.00% | +113 | 新進 |
| Kelly Lawrence W & Associates Inc | 100 | $6,000 | 0.00% | 00.0% | 不變 |
| Syverson Strege & Co | 100 | $6,000 | 0.01% | 00.0% | 不變 |
| Larson Financial Group LLC | 107 | $6,000 | 0.00% | 00.0% | 不變 |
| Freedman Financial Associates, Inc. | 105 | $6,000 | 0.00% | 00.0% | 不變 |
| Bartlett & Co. LLC | 113 | $6,000 | 0.00% | +113 | 新進 |
| Oliver Lagore Vanvalin Investment Group | 100 | $6,000 | 0.00% | +100 | 新進 |
| Anchor Investment Management, LLC | 104 | $5,868 | 0.00% | 00.0% | 不變 |
| Caldwell Trust Co | 100 | $5,642 | 0.00% | 00.0% | 不變 |
| Endurance Wealth Management, Inc. | 87 | $5,000 | 0.00% | 00.0% | 不變 |
| Curi Capital | 100 | $5,000 | 0.00% | +100 | 新進 |
| HM Payson & Co | 67 | $4,000 | 0.00% | −133−66.5% | 減碼 |
| Cambridge Trust Co | 66 | $4,000 | 0.00% | 00.0% | 不變 |
| Asset Dedication, LLC | 66 | $4,000 | 0.00% | 00.0% | 不變 |
| Winch Advisory Services, LLC | 75 | $4,000 | 0.00% | +1+1.4% | 加碼 |
| FinTrust Capital Advisors, LLC | 75 | $4,000 | 0.00% | +39+108.3% | 加碼 |
| SRS Capital Advisors, Inc. | 66 | $4,000 | 0.00% | +66 | 新進 |
| BNP Paribas Arbitrage, SA | 61 | $3,442 | 0.00% | −10,567−99.4% | 減碼 |
| Creative Financial Designs Inc | 57 | $3,000 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 39 | $3,000 | 0.00% | 00.0% | 不變 |
| PFG Private Wealth Management, LLC | 51 | $3,000 | 0.00% | 00.0% | 不變 |
| West Bancorporation Inc | 39 | $2,000 | 0.00% | 00.0% | 不變 |
| Carroll Investors, Inc | 52 | $2,000 | 0.00% | 00.0% | 不變 |
| JJJ Advisors Inc. | 28 | $2,000 | 0.00% | 00.0% | 不變 |
| Carolinas Wealth Consulting LLC | 31 | $2,000 | 0.00% | 00.0% | 不變 |
| Glen Eagle Advisors, LLC | 25 | $1,411 | 0.00% | +25 | 新進 |
| Raffa Wealth Management, LLC | 22 | $1,241 | 0.00% | 00.0% | 不變 |
| Sound Income Strategies, LLC | 20 | $1,000 | 0.00% | 00.0% | 不變 |
| Dixon Hughes Goodman Wealth Advisors LLC | 26 | $1,000 | 0.00% | 00.0% | 不變 |
| Meeder Asset Management Inc | 6 | $0 | 0.00% | −62−91.2% | 減碼 |
| Portland Investment Counsel Inc. | 0 | $0 | 0.00% | −342,400−100.0% | 清倉 |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −203,435−100.0% | 清倉 |
| Ci Investments Inc. | 0 | $0 | 0.00% | −207,908−100.0% | 清倉 |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −139,156−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −104,678−100.0% | 清倉 |
| Insight Folios Inc | 0 | $0 | 0.00% | −101,139−100.0% | 清倉 |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −76,894−100.0% | 清倉 |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −50,222−100.0% | 清倉 |
| NFJ Investment Group, LLC | 0 | $0 | 0.00% | −49,385−100.0% | 清倉 |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −48,744−100.0% | 清倉 |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −45,334−100.0% | 清倉 |
| Anson Funds Management LP | 0 | $0 | 0.00% | −40,200−100.0% | 清倉 |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −36,660−100.0% | 清倉 |
| Taylor Frigon Capital Management LLC | 0 | $0 | 0.00% | −25,375−100.0% | 清倉 |
| Longfellow Investment Management Co LLC | 0 | $0 | 0.00% | −24,730−100.0% | 清倉 |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −24,429−100.0% | 清倉 |
| Bristol Gate Capital Partners Inc. | 0 | $0 | 0.00% | −23,677−100.0% | 清倉 |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −15,618−100.0% | 清倉 |
| FORA Capital, LLC | 0 | $0 | 0.00% | −13,032−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −8,914−100.0% | 清倉 |
| MBB Public Markets I LLC | 0 | $0 | 0.00% | −8,888−100.0% | 清倉 |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −7,508−100.0% | 清倉 |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −7,125−100.0% | 清倉 |
| Autumn Glory Partners, LLC | 0 | $0 | 0.00% | −6,724−100.0% | 清倉 |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −5,356−100.0% | 清倉 |
| NewEdge Wealth, LLC | 0 | $0 | 0.00% | −4,692−100.0% | 清倉 |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −4,514−100.0% | 清倉 |
| Mascoma Wealth Management LLC | 0 | $0 | 0.00% | −3,205−100.0% | 清倉 |
| Mystic Asset Management, Inc. | 0 | $0 | 0.00% | −1,350−100.0% | 清倉 |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −1,050−100.0% | 清倉 |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −550−100.0% | 清倉 |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −525−100.0% | 清倉 |
| Islay Capital Management, LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| McDonald Partners LLC | 0 | $0 | 0.00% | −52−100.0% | 清倉 |
| Absolute Capital Management, LLC | 0 | $0 | 0.00% | −52−100.0% | 清倉 |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −46−100.0% | 清倉 |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −29−100.0% | 清倉 |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −16−100.0% | 清倉 |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −21−100.0% | 清倉 |
| Weybosset Research & Management LLC | – | – | – | – | 本季未申報 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
| Carroll Financial Associates, Inc. | – | – | – | – | 本季未申報 |
| Bell Investment Advisors, Inc | – | – | – | – | 本季未申報 |
