Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 4 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
SRNE 已不再掛牌，所以這裡顯示 2022 年第 4 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 224
- 較 2022 年第 3 季 −6 家
- 持有股數
- 2.04 億
- 較 2022 年第 3 季 +3,825 萬 (+23.1%)
- 總市值
- $1.81 億
- 較 2022 年第 3 季 −$7,945 萬 (−30.5%)
- 新進機構
- 35
- 另有 75 家加碼
- 清倉機構
- 41
- 另有 49 家減碼
另有 3 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 4 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Swiss National Bank | 1,086,400 | $96.3 萬 | 0.00% | +164,100+17.8% | 加碼 |
| Bank of New York Mellon Corp | 1,538,421 | $136.3 萬 | 0.00% | +223,787+17.0% | 加碼 |
| Mirae Asset Global Investments Co., Ltd. | 1,657,557 | $146.9 萬 | 0.00% | +146,776+9.7% | 加碼 |
| Susquehanna International Group, LLP | 1,689,671 | $149.7 萬 | 0.00% | −1,252,492−42.6% | 減碼 |
| Citigroup Inc | 1,922,143 | $170.3 萬 | 0.00% | −773,782−28.7% | 減碼 |
| Barclays PLC | 2,332,719 | $206.7 萬 | 0.00% | +337,068+16.9% | 加碼 |
| UBS Group AG | 2,383,825 | $212.2 萬 | 0.00% | +2,149,187+916.0% | 加碼 |
| Goldman Sachs Group Inc | 2,773,811 | $245.8 萬 | 0.00% | −236,329−7.9% | 減碼 |
| Nuveen Asset Management, LLC | 2,833,364 | $251.0 萬 | 0.00% | +729,384+34.7% | 加碼 |
| Bank of America Corp | 2,987,772 | $264.7 萬 | 0.00% | +1,167,813+64.2% | 加碼 |
| JPMorgan Chase & Co | 3,091,177 | $273.8 萬 | 0.00% | +63,323+2.1% | 加碼 |
| Norges Bank | 3,125,259 | $276.9 萬 | 0.00% | +223,776+7.7% | 加碼 |
| Charles Schwab Investment Management Inc | 3,508,377 | $310.8 萬 | 0.00% | +674,716+23.8% | 加碼 |
| Northern Trust Corp | 4,180,871 | $370.4 萬 | 0.00% | +743,271+21.6% | 加碼 |
| Rafferty Asset Management, LLC | 4,394,415 | $389.3 萬 | 0.03% | +1,399,741+46.7% | 加碼 |
| D. E. Shaw & Co., Inc. | 5,106,072 | $452.4 萬 | 0.01% | +49,109+1.0% | 加碼 |
| B. Riley Financial, Inc. | 5,216,250 | $462.2 萬 | 1.04% | +5,216,250 | 新進 |
| B. Riley Securities, Inc. | 5,216,250 | $462.2 萬 | 1.01% | +5,216,250 | 新進 |
| Geode Capital Management, LLC | 8,905,936 | $789.0 萬 | 0.00% | +1,797,652+25.3% | 加碼 |
| Vanguard Group Inc | 29,535,954 | $2,617 萬 | 0.00% | +7,019,380+31.2% | 加碼 |
| BlackRock Inc. | 39,423,641 | $3,493 萬 | 0.00% | +5,244,074+15.3% | 加碼 |
| State Street Corp | 50,637,571 | $4,486 萬 | 0.00% | +9,968,295+24.5% | 加碼 |
| IFP Advisors, Inc | 34 | – | – | −50−59.5% | 減碼 |
| Sofos Investments, Inc. | 1 | – | – | +1 | 新進 |
| Yong Rong (HK) Asset Management Ltd | 0 | $0 | 0.00% | −792,037−100.0% | 清倉 |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −378,068−100.0% | 清倉 |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −293,934−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −262,020−100.0% | 清倉 |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −246,001−100.0% | 清倉 |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −147,289−100.0% | 清倉 |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −57,149−100.0% | 清倉 |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −47,595−100.0% | 清倉 |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −44,233−100.0% | 清倉 |
| RMR Wealth Builders | 0 | $0 | 0.00% | −40,250−100.0% | 清倉 |
| Natixis | 0 | $0 | 0.00% | −37,147−100.0% | 清倉 |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −33,615−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −31,422−100.0% | 清倉 |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −30,697−100.0% | 清倉 |
| Jump Financial, LLC | 0 | $0 | 0.00% | −22,284−100.0% | 清倉 |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −21,971−100.0% | 清倉 |
| United Capital Management of KS, Inc. | 0 | $0 | 0.00% | −18,525−100.0% | 清倉 |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −17,368−100.0% | 清倉 |
| Poehling Capital Management, LLC | 0 | $0 | 0.00% | −16,000−100.0% | 清倉 |
| Dakota Wealth Management | 0 | $0 | 0.00% | −15,000−100.0% | 清倉 |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −13,780−100.0% | 清倉 |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −13,044−100.0% | 清倉 |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −11,558−100.0% | 清倉 |
| Spectrum Wealth Advisory Group, LLC | 0 | $0 | 0.00% | −11,023−100.0% | 清倉 |
| Thrive Wealth Management, LLC | 0 | $0 | 0.00% | −11,146−100.0% | 清倉 |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −10,200−100.0% | 清倉 |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Leonteq Securities AG | 0 | $0 | 0.00% | −4,000−100.0% | 清倉 |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −1,241−100.0% | 清倉 |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,990−100.0% | 清倉 |
| Whittier Trust Co | 0 | $0 | 0.00% | −2,530−100.0% | 清倉 |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −2,246−100.0% | 清倉 |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −1,704−100.0% | 清倉 |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,581−100.0% | 清倉 |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −600−100.0% | 清倉 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −941−100.0% | 清倉 |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −165−100.0% | 清倉 |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −116−100.0% | 清倉 |
| Beaird Harris Wealth Management, LLC | 0 | $0 | 0.00% | −196−100.0% | 清倉 |
| Corient Capital Partners, LLC | – | – | – | – | 本季未申報 |
| American Portfolios Advisors | – | – | – | – | 本季未申報 |
| Wipfli Financial Advisors LLC, | – | – | – | – | 本季未申報 |