PIMCO Dynamic Credit & Mortgage Income Fund
PCI2021/12/13 下市- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund 已在 2021/12/13 下市；內部人最後一份 Form 4 在 2021/12/15 申報；2021 年第 3 季末有 177 家機構在 13F 申報持有，市值合計 $5.75 億；沒有大師持有。
2021 年第 3 季 13F 持有人
PIMCO Dynamic Credit & Mortgage Income Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
PCI 已不再掛牌，所以這裡顯示 2021 年第 3 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 177
- 較 2021 年第 2 季 −4 家
- 持有股數
- 2,719 萬
- 較 2021 年第 2 季 +186.7 萬 (+7.4%)
- 總市值
- $5.75 億
- 較 2021 年第 2 季 +$622.6 萬 (+1.1%)
- 新進機構
- 18
- 另有 79 家加碼
- 清倉機構
- 22
- 另有 41 家減碼
另有 5 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 PCI 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 0 | $0 |
| 2024 年第 2 季 | 0 | $0 |
| 2024 年第 1 季 | 0 | $0 |
| 2023 年第 4 季 | 0 | $0 |
| 2023 年第 3 季 | 0 | $0 |
| 2023 年第 2 季 | 0 | $0 |
| 2023 年第 1 季 | 0 | $0 |
| 2022 年第 4 季 | 0 | $0 |
| 2022 年第 3 季 | 0 | $0 |
| 2022 年第 2 季 | 0 | $0 |
| 2022 年第 1 季 | 0 | $0 |
| 2021 年第 4 季 | 0 | $0 |
| 2021 年第 3 季 | 177 | $5.75 億 |
| 2021 年第 2 季 | 186 | $5.70 億 |
| 2021 年第 1 季 | 187 | $5.77 億 |
2021 年第 3 季持有機構
每家機構持有 PIMCO Dynamic Credit & Mortgage Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Dorsey & Whitney Trust CO LLC | 25,760 | $54.4 萬 | 0.05% | 00.0% | 不變 |
| U.S. Capital Wealth Advisors, LLC | 28,065 | $59.3 萬 | 0.03% | +28,065 | 新進 |
| Mercer Global Advisors Inc | 29,854 | $63.1 萬 | 0.00% | +9,964+50.1% | 加碼 |
| Avestar Capital, LLC | 30,766 | $65.5 萬 | 0.13% | −4,834−13.6% | 減碼 |
| Cetera Advisors LLC | 31,384 | $66.3 萬 | 0.01% | −1,714−5.2% | 減碼 |
| Kovack Advisors, Inc. | 32,059 | $67.7 萬 | 0.07% | +3,040+10.5% | 加碼 |
| Cetera Investment Advisers | 32,671 | $69.0 萬 | 0.01% | −4,254−11.5% | 減碼 |
| Sage Capital Advisors,llc | 33,480 | $70.7 萬 | 0.30% | +4,439+15.3% | 加碼 |
| Centaurus Financial, Inc. | 34,758 | $73.4 萬 | 0.06% | +82+0.2% | 加碼 |
| Equitable Holdings, Inc. | 36,450 | $77.0 萬 | 0.01% | +13,075+55.9% | 加碼 |
| Kestra Private Wealth Services, LLC | 36,830 | $77.8 萬 | 0.04% | +685+1.9% | 加碼 |
| Cornerstone Advisory, LLC | 38,320 | $81.0 萬 | 0.13% | −1,672−4.2% | 減碼 |
| Scotia Capital Inc. | 39,049 | $82.5 萬 | 0.01% | +5,137+15.1% | 加碼 |
| Secure Asset Management, LLC | 39,126 | $82.7 萬 | 0.41% | −19,046−32.7% | 減碼 |
| Cetera Advisor Networks LLC | 40,026 | $84.6 萬 | 0.01% | −1,697−4.1% | 減碼 |
| Golden State Wealth Management, LLC | 41,128 | $86.9 萬 | 0.19% | −48,858−54.3% | 減碼 |
| Retirement Group, LLC | 41,571 | $87.8 萬 | 0.41% | +2,102+5.3% | 加碼 |
| Horizon Kinetics Asset Management LLC | 43,042 | $90.9 萬 | 0.02% | +77+0.2% | 加碼 |
| Claybrook Capital, LLC | 45,673 | $96.5 萬 | 0.49% | +45,673 | 新進 |
| Mid Atlantic Financial Management Inc | 49,046 | $103.6 萬 | 0.07% | +5,775+13.3% | 加碼 |
| Kaizen Financial Strategies | 50,839 | $107.4 萬 | 0.87% | +50,839 | 新進 |
| ACT Advisors, LLC. | 52,876 | $111.7 萬 | 0.86% | +1,271+2.5% | 加碼 |
| Mirador Capital Partners LP | 53,245 | $112.5 萬 | 0.26% | −3,802−6.7% | 減碼 |
| Stratos Wealth Partners, LTD. | 53,988 | $114.1 萬 | 0.03% | −1,318−2.4% | 減碼 |
| MML Investors Services, LLC | 54,718 | $115.6 萬 | 0.01% | +22,830+71.6% | 加碼 |
| Steward Partners Investment Advisory, LLC | 59,264 | $125.2 萬 | 0.02% | −3,309−5.3% | 減碼 |
| Envestnet Asset Management Inc | 62,532 | $132.1 萬 | 0.00% | +1,245+2.0% | 加碼 |
| Rockefeller Capital Management L.P. | 62,900 | $132.9 萬 | 0.01% | −8,035−11.3% | 減碼 |
| Kestra Advisory Services, LLC | 64,116 | $135.5 萬 | 0.01% | +10,369+19.3% | 加碼 |
| Summit X, LLC | 65,531 | $138.3 萬 | 0.35% | −2,773−4.1% | 減碼 |
| E&G Advisors, LP | 68,099 | $143.9 萬 | 0.39% | +68,099 | 加碼 |
| Orion Portfolio Solutions, LLC | 69,971 | $147.8 萬 | 0.05% | −580−0.8% | 減碼 |
| B. Riley Wealth Management, Inc. | 71,278 | $150.6 萬 | 0.12% | +4,604+6.9% | 加碼 |
| Clough Capital Partners L P | 72,000 | $152.1 萬 | 0.09% | +16,300+29.3% | 加碼 |
| Flagship Private Wealth, LLC | 73,231 | $154.7 萬 | 1.24% | +73,231 | 新進 |
| Baird Financial Group, Inc. | 75,020 | $158.5 萬 | 0.00% | +16,098+27.3% | 加碼 |
| The PNC Financial Services Group, Inc. | 75,755 | $160.1 萬 | 0.00% | −612−0.8% | 減碼 |
| Stifel Financial Corp | 77,725 | $164.2 萬 | 0.00% | +4,786+6.6% | 加碼 |
| Mathes Company, Inc. | 79,650 | $168.3 萬 | 0.62% | 00.0% | 不變 |
| Ashton Thomas Private Wealth, LLC | 79,794 | $168.6 萬 | 0.24% | −943−1.2% | 減碼 |
| Venture Visionary Partners LLC | 80,931 | $171.0 萬 | 0.12% | −1,022−1.2% | 減碼 |
| Lehman & Derafelo Financial Resources LLC | 81,557 | $172.3 萬 | 0.56% | −14,000−14.7% | 減碼 |
| HighTower Advisors, LLC | 87,636 | $185.2 萬 | 0.00% | +2,064+2.4% | 加碼 |
| Aviance Capital Partners, LLC | 88,285 | $186.5 萬 | 0.33% | +899+1.0% | 加碼 |
| Truist Financial Corp | 92,447 | $195.3 萬 | 0.00% | −843−0.9% | 減碼 |
| Thrivent Financial for Lutherans | 92,395 | $195.3 萬 | 0.00% | 00.0% | 不變 |
| Wedbush Securities Inc | 92,846 | $196.2 萬 | 0.09% | +9,349+11.2% | 加碼 |
| Northwestern Mutual Wealth Management Co | 93,260 | $197.1 萬 | 0.00% | +42,833+84.9% | 加碼 |
| D.A. Davidson & Co. | 97,160 | $205.3 萬 | 0.02% | −9,897−9.2% | 減碼 |
| Guggenheim Capital LLC | 112,436 | $237.6 萬 | 0.01% | +36,843+48.7% | 加碼 |
| Janney Montgomery Scott LLC | 123,359 | $260.7 萬 | 0.01% | +5,344+4.5% | 加碼 |
| Alliancebernstein L.P. | 161,947 | $342.2 萬 | 0.00% | 00.0% | 不變 |
| Private Advisor Group, LLC | 162,105 | $342.5 萬 | 0.02% | +14,440+9.8% | 加碼 |
| Seascape Capital Management | 163,857 | $346.2 萬 | 1.77% | +30,619+23.0% | 加碼 |
| First Trust Advisors LP | 165,331 | $349.3 萬 | 0.00% | +1,873+1.1% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 189,836 | $401.1 萬 | 0.02% | +6,549+3.6% | 加碼 |
| First Foundation Advisors | 232,452 | $491.2 萬 | 0.18% | −18,227−7.3% | 減碼 |
| Wagner Wealth Management, LLC | 230,206 | $494.9 萬 | 3.95% | −124,677−35.1% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 240,745 | $508.7 萬 | 2.25% | +48,409+25.2% | 加碼 |
| Brinker Capital Investments, LLC | 277,062 | $585.4 萬 | 0.09% | +2,036+0.7% | 加碼 |
| Raymond James & Associates | 282,952 | $597.9 萬 | 0.01% | +34,254+13.8% | 加碼 |
| Evergreen Capital Management LLC | 298,304 | $630.3 萬 | 0.28% | +6,845+2.3% | 加碼 |
| State of Tennessee, Treasury Department | 313,200 | $661.8 萬 | 0.03% | +1,500+0.5% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 319,840 | $675.8 萬 | 0.01% | +28,542+9.8% | 加碼 |
| Wells Fargo & Company | 384,389 | $812.2 萬 | 0.00% | −24,470−6.0% | 減碼 |
| Commonwealth Equity Services, LLC | 450,993 | $952.9 萬 | 0.02% | +16,864+3.9% | 加碼 |
| Advisor Group Holdings, Inc. | 466,328 | $985.4 萬 | 0.02% | −11,682−2.4% | 減碼 |
| Rivernorth Capital Management, LLC | 481,071 | $1,017 萬 | 0.54% | +481,071 | 新進 |
| Penserra Capital Management LLC | 639,654 | $1,352 萬 | 0.28% | +76,187+13.5% | 加碼 |
| Howland Capital Management LLC | 732,093 | $1,547 萬 | 0.81% | −196,103−21.1% | 減碼 |
| LPL Financial LLC | 837,669 | $1,770 萬 | 0.02% | +111,897+15.4% | 加碼 |
| Cohen & Steers, Inc. | 1,057,794 | $2,235 萬 | 0.04% | +489,336+86.1% | 加碼 |
| Invesco Ltd. | 1,155,304 | $2,441 萬 | 0.01% | +93,820+8.8% | 加碼 |
| Royal Bank of Canada | 1,189,095 | $2,513 萬 | 0.01% | +8,496+0.7% | 加碼 |
| UBS Group AG | 1,925,475 | $4,069 萬 | 0.02% | +432,087+28.9% | 加碼 |
| Bank of America Corp | 2,755,274 | $5,822 萬 | 0.01% | +148,988+5.7% | 加碼 |
| Morgan Stanley | 7,893,474 | $1.67 億 | 0.02% | +369,727+4.9% | 加碼 |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −390,616−100.0% | 清倉 |
| Riverstone Advisors, LLC | 0 | $0 | 0.00% | −53,263−100.0% | 清倉 |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −49,281−100.0% | 清倉 |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −19,155−100.0% | 清倉 |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −15,985−100.0% | 清倉 |
| Lincoln National Corp | 0 | $0 | 0.00% | −12,421−100.0% | 清倉 |
| Regal Investment Advisors LLC | 0 | $0 | 0.00% | −10,541−100.0% | 清倉 |
| Creative Planning | 0 | $0 | 0.00% | −10,189−100.0% | 清倉 |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −9,673−100.0% | 清倉 |
| Adaptive Financial Consulting, LLC | 0 | $0 | 0.00% | −9,313−100.0% | 清倉 |
| Hohimer Wealth Management, LLC | 0 | $0 | 0.00% | −9,000−100.0% | 清倉 |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −3,272−100.0% | 清倉 |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,507−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,093−100.0% | 清倉 |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −800−100.0% | 清倉 |
| Assetmark, Inc | 0 | $0 | 0.00% | −719−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −252−100.0% | 清倉 |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −138−100.0% | 清倉 |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −40−100.0% | 清倉 |
| Sargent Bickham Lagudis LLC | 0 | $0 | 0.00% | −10−100.0% | 清倉 |
| Usca Ria LLC | – | – | – | – | 本季未申報 |