PIMCO Dynamic Credit & Mortgage Income Fund
PCI2021/12/13 下市- SEC CIK
- 0001558629
PIMCO Dynamic Credit & Mortgage Income Fund 已在 2021/12/13 下市；內部人最後一份 Form 4 在 2021/12/15 申報；2021 年第 3 季末有 177 家機構在 13F 申報持有，市值合計 $5.75 億；沒有大師持有。
2021 年第 3 季 13F 持有人
PIMCO Dynamic Credit & Mortgage Income Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
PCI 已不再掛牌，所以這裡顯示 2021 年第 3 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 177
- 較 2021 年第 2 季 −4 家
- 持有股數
- 2,719 萬
- 較 2021 年第 2 季 +186.7 萬 (+7.4%)
- 總市值
- $5.75 億
- 較 2021 年第 2 季 +$622.6 萬 (+1.1%)
- 新進機構
- 18
- 另有 79 家加碼
- 清倉機構
- 22
- 另有 41 家減碼
另有 5 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 PCI 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 0 | $0 |
| 2026 年第 1 季 | 0 | $0 |
| 2025 年第 4 季 | 0 | $0 |
| 2025 年第 3 季 | 0 | $0 |
| 2025 年第 2 季 | 0 | $0 |
| 2025 年第 1 季 | 0 | $0 |
| 2024 年第 4 季 | 0 | $0 |
| 2024 年第 3 季 | 0 | $0 |
| 2024 年第 2 季 | 0 | $0 |
| 2024 年第 1 季 | 0 | $0 |
| 2023 年第 4 季 | 0 | $0 |
| 2023 年第 3 季 | 0 | $0 |
| 2023 年第 2 季 | 0 | $0 |
| 2023 年第 1 季 | 0 | $0 |
| 2022 年第 4 季 | 0 | $0 |
| 2022 年第 3 季 | 0 | $0 |
| 2022 年第 2 季 | 0 | $0 |
| 2022 年第 1 季 | 0 | $0 |
| 2021 年第 4 季 | 0 | $0 |
| 2021 年第 3 季 | 177 | $5.75 億 |
| 2021 年第 2 季 | 186 | $5.70 億 |
| 2021 年第 1 季 | 187 | $5.77 億 |
2021 年第 3 季持有機構
每家機構持有 PIMCO Dynamic Credit & Mortgage Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| FMR LLC | 5 | $0 | 0.00% | +1+25.0% | 加碼 |
| Key Financial Inc | 41 | $1,000 | 0.00% | 00.0% | 不變 |
| Spectrum Management Group, LLC | 200 | $4,000 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 200 | $4,000 | 0.00% | 00.0% | 不變 |
| Focused Wealth Management, Inc | 233 | $5,000 | 0.00% | +5+2.2% | 加碼 |
| Ellis Investment Partners, LLC | 336 | $7,000 | 0.00% | +8+2.4% | 加碼 |
| Sonora Investment Management, LLC | 400 | $8,000 | 0.00% | 00.0% | 不變 |
| Estabrook Capital Management | 400 | $8,452 | 0.00% | +400 | 新進 |
| Atlas Private Wealth Advisors | 500 | $1.10 萬 | 0.01% | 00.0% | 不變 |
| AlphaMark Advisors, LLC | 690 | $1.50 萬 | 0.01% | +48+7.5% | 加碼 |
| Parallel Advisors, LLC | 903 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Carroll Financial Associates, Inc. | 1,040 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| First Manhattan Co | 1,000 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Albion Financial Group | 1,000 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 1,107 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Wealth Quarterback LLC | 1,112 | $2.60 萬 | 0.02% | +926+497.8% | 加碼 |
| Harbor Investment Advisory, LLC | 1,280 | $2.70 萬 | 0.00% | +360+39.1% | 加碼 |
| Tompkins Financial Corp | 1,320 | $2.80 萬 | 0.01% | +1,320 | 新進 |
| Huntington National Bank | – | $3.00 萬 | 0.00% | – | – |
| Pinnacle Financial Partners Inc | 1,400 | $3.00 萬 | 0.00% | 00.0% | 不變 |
| Benjamin F. Edwards & Company, Inc. | 1,449 | $3.10 萬 | 0.00% | 00.0% | 不變 |
| Sound Income Strategies, LLC | 1,669 | $3.50 萬 | 0.00% | +40+2.5% | 加碼 |
| FNY Investment Advisers, LLC | 1,750 | $3.60 萬 | 0.02% | +1,750 | 新進 |
| Herold Advisors, Inc. | 1,800 | $3.80 萬 | 0.01% | +1,800 | 新進 |
| D'Orazio & Associates, Inc. | 2,007 | $4.20 萬 | 0.01% | +128+6.8% | 加碼 |
| Federation des caisses Desjardins du Quebec | 2,100 | $4.44 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 2,488 | $5.30 萬 | 0.00% | 00.0% | 不變 |
| Brown Brothers Harriman & Co | 2,500 | $5.30 萬 | 0.00% | +2,500 | 新進 |
| Tradition Wealth Management, LLC | 2,563 | $5.40 萬 | 0.01% | +1,934+307.5% | 加碼 |
| Emfo, LLC | 3,499 | $7.40 萬 | 0.07% | 00.0% | 不變 |
| Benjamin Edwards Inc | 3,605 | $7.60 萬 | 0.05% | 00.0% | 不變 |
| Spire Wealth Management | 3,848 | $8.10 萬 | 0.00% | +897+30.4% | 加碼 |
| Total Clarity Wealth Management, Inc. | 4,337 | $9.20 萬 | 0.04% | +4,337 | 新進 |
| Syverson Strege & Co | 5,025 | $10.6 萬 | 0.08% | +92+1.9% | 加碼 |
| MUFG Americas Holdings Corp | 5,212 | $11.0 萬 | 0.00% | 00.0% | 不變 |
| Walled Lake Planning & Wealth Management, LLC | 5,275 | $11.1 萬 | 0.07% | 00.0% | 不變 |
| US Bancorp | 5,784 | $12.2 萬 | 0.00% | +664+13.0% | 加碼 |
| Citigroup Inc | 5,838 | $12.3 萬 | 0.00% | −43,095−88.1% | 減碼 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 6,900 | $14.6 萬 | 0.00% | 00.0% | 不變 |
| Security National Trust Co | 7,500 | $16.8 萬 | 0.04% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 8,185 | $17.3 萬 | 0.00% | 00.0% | 不變 |
| Tarbox Family Office, Inc. | 8,696 | $18.4 萬 | 0.03% | 00.0% | 不變 |
| Westside Investment Management, Inc. | 8,819 | $18.6 萬 | 0.00% | +4,042+84.6% | 加碼 |
| Resources Investment Advisors, LLC. | 9,675 | $20.4 萬 | 0.01% | +9,675 | 新進 |
| Arkadios Wealth Advisors | 10,072 | $21.2 萬 | 0.03% | −5,872−36.8% | 減碼 |
| Fiduciary Group LLC | 10,100 | $21.3 萬 | 0.02% | 00.0% | 不變 |
| Davenport & Co LLC | 10,424 | $22.0 萬 | 0.00% | +10,424 | 新進 |
| Csenge Advisory Group | 10,585 | $22.6 萬 | 0.02% | +10,585 | 新進 |
| Comerica Securities,inc. | 11,086 | $23.6 萬 | 0.02% | 00.0% | 不變 |
| RFG Advisory, LLC | 11,165 | $23.6 萬 | 0.02% | 00.0% | 不變 |
| Sheaff Brock Investment Advisors, LLC | 11,292 | $23.9 萬 | 0.02% | −161−1.4% | 減碼 |
| GenWealth Group, Inc. | 11,316 | $23.9 萬 | 0.07% | 00.0% | 不變 |
| Laurel Wealth Advisors, Inc. | 11,292 | $23.9 萬 | 0.04% | +225+2.0% | 加碼 |
| Cerity Partners LLC | 11,724 | $24.8 萬 | 0.01% | −250−2.1% | 減碼 |
| Ahrens Investment Partners LLC | 12,200 | $25.8 萬 | 0.12% | −14,000−53.4% | 減碼 |
| Bank of New York Mellon Corp | 12,700 | $26.8 萬 | 0.00% | +2,301+22.1% | 加碼 |
| Biltmore Capital Advisors LLC | 13,000 | $27.5 萬 | 0.05% | +13,000 | 新進 |
| AE Wealth Management LLC | 13,281 | $28.1 萬 | 0.00% | −943−6.6% | 減碼 |
| Koshinski Asset Management, Inc. | 13,357 | $28.2 萬 | 0.02% | +13,357 | 新進 |
| Camden Capital, LLC | 13,758 | $29.1 萬 | 0.06% | +12+0.1% | 加碼 |
| DCM Advisors, LLC | 14,300 | $30.2 萬 | 0.12% | −700−4.7% | 減碼 |
| Independent Financial Group, LLC | 14,652 | $31.0 萬 | 0.03% | −358−2.4% | 減碼 |
| Bank of Montreal | 14,910 | $31.3 萬 | 0.00% | +2,270+18.0% | 加碼 |
| Stockman Wealth Management, Inc. | 14,900 | $31.5 萬 | 0.07% | −6,204−29.4% | 減碼 |
| M&T Bank Corp | 15,000 | $31.7 萬 | 0.00% | 00.0% | 不變 |
| Country Trust Bank | 15,000 | $31.7 萬 | 0.01% | 00.0% | 不變 |
| Ausdal Financial Partners, Inc. | 15,032 | $31.8 萬 | 0.05% | −568−3.6% | 減碼 |
| Proequities, Inc. | 14,980 | $31.9 萬 | 0.02% | −74−0.5% | 減碼 |
| Ameritas Investment Company, LLC | 15,275 | $32.3 萬 | 0.01% | +5,241+52.2% | 加碼 |
| Claraphi Advisory Network, LLC | 15,343 | $32.4 萬 | 0.11% | +2,301+17.6% | 加碼 |
| Hollencrest Capital Management | 15,947 | $33.7 萬 | 0.03% | −1,100−6.5% | 減碼 |
| Sigma Planning Corp | 15,932 | $33.7 萬 | 0.01% | −245−1.5% | 減碼 |
| United Capital Financial Advisers, LLC | 16,100 | $34.0 萬 | 0.00% | +16,100 | 新進 |
| Insight Advisors, LLC | 15,800 | $34.4 萬 | 0.10% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 18,685 | $39.4 萬 | 0.03% | +7,787+71.5% | 加碼 |
| Oppenheimer & Co Inc | 19,100 | $40.4 萬 | 0.01% | +30+0.2% | 加碼 |
| Merit Financial Group, LLC | 19,213 | $40.6 萬 | 0.04% | −2,500−11.5% | 減碼 |
| Tennessee Valley Asset Management Partners | 19,546 | $41.3 萬 | 0.16% | −1,238−6.0% | 減碼 |
| IHT Wealth Management, LLC | 19,732 | $41.7 萬 | 0.03% | −17,154−46.5% | 減碼 |
| National Asset Management, Inc. | 20,177 | $42.8 萬 | 0.01% | +1,172+6.2% | 加碼 |
| Transcend Wealth Collective, LLC | 20,344 | $42.9 萬 | 0.04% | +20,344 | 新進 |
| Bruderman Asset Management, LLC | 20,426 | $43.2 萬 | 0.11% | +412+2.1% | 加碼 |
| Beacon Pointe Advisors, LLC | 20,641 | $43.6 萬 | 0.01% | +641+3.2% | 加碼 |
| American Portfolios Advisors | 21,047 | $44.5 萬 | 0.02% | +2,059+10.8% | 加碼 |
| Chicago Partners Investment Group LLC | 20,741 | $44.6 萬 | 0.03% | +641+3.2% | 加碼 |
| Litman Gregory Asset Management LLC | 21,500 | $45.4 萬 | 0.09% | +21,019+4,369.9% | 加碼 |
| Harbour Investments, Inc. | 22,069 | $46.6 萬 | 0.01% | −904−3.9% | 減碼 |
| Evoke Wealth, LLC | 22,111 | $46.7 萬 | 0.02% | +5,402+32.3% | 加碼 |
| Edge Wealth Management LLC | 22,157 | $46.8 萬 | 0.09% | +500+2.3% | 加碼 |
| Garrison Bradford & Associates Inc | 22,400 | $47.3 萬 | 0.48% | 00.0% | 不變 |
| Sugarloaf Wealth Management, LLC | 22,632 | $47.8 萬 | 0.13% | +47+0.2% | 加碼 |
| CIBC Private Wealth Group, LLC | 22,670 | $47.9 萬 | 0.00% | 00.0% | 不變 |
| Ramiah Investment Group | 22,750 | $48.1 萬 | 0.34% | +4,269+23.1% | 加碼 |
| NEXT Financial Group, Inc | 22,847 | $48.3 萬 | 0.04% | +3,478+18.0% | 加碼 |
| AllSquare Wealth Management LLC | 23,804 | $50.3 萬 | 0.30% | +400+1.7% | 加碼 |
| Magnus Financial Group LLC | 24,000 | $50.7 萬 | 0.11% | 00.0% | 不變 |
| Miracle Mile Advisors, LLC | 25,040 | $52.9 萬 | 0.03% | 00.0% | 不變 |
| All Season Financial Advisors, Inc. | 25,153 | $53.1 萬 | 0.43% | +3,091+14.0% | 加碼 |
| Signature Estate & Investment Advisors LLC | 25,199 | $53.2 萬 | 0.03% | 00.0% | 不變 |
| Raymond James Trust N.A. | 25,626 | $54.2 萬 | 0.02% | +1,813+7.6% | 加碼 |