| Captrust Financial Advisors | 1,814 | $3.00 萬 | 0.00% | +496+37.6% | 加碼 |
| Larson Financial Group LLC | 1,200 | $2.00 萬 | 0.00% | +1,200 | 新進 |
| Group One Trading, L.P. | 1,071 | $1.80 萬 | 0.00% | −31,864−96.7% | 減碼 |
| Lindbrook Capital, LLC | 1,109 | $1.80 萬 | 0.00% | −16−1.4% | 減碼 |
| Meeder Asset Management Inc | 1,077 | $1.80 萬 | 0.00% | +1,077 | 新進 |
| Atlas Capital Advisors LLC | 950 | $1.58 萬 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 847 | $1.40 萬 | 0.00% | +227+36.6% | 加碼 |
| Russell Investments Group, Ltd. | 835 | $1.30 萬 | 0.00% | +835 | 新進 |
| Concord Wealth Partners | 604 | $1.00 萬 | 0.00% | −413−40.6% | 減碼 |
| Northwestern Mutual Wealth Management Co | 580 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Daiwa Securities Group Inc. | 458 | $8,000 | 0.00% | 00.0% | 不變 |
| Aquatic Capital Management LLC | 500 | $8,000 | 0.01% | +500 | 新進 |
| Nisa Investment Advisors, LLC | 424 | $7,000 | 0.00% | 00.0% | 不變 |
| Umb Bank N A | 355 | $6,000 | 0.00% | 00.0% | 不變 |
| Worth Asset Management, LLC | 500 | $6,000 | 0.00% | +500 | 新進 |
| Tradewinds Capital Management, LLC | 303 | $5,000 | 0.00% | 00.0% | 不變 |
| Quent Capital, LLC | 314 | $5,000 | 0.00% | +45+16.7% | 加碼 |
| Geneos Wealth Management Inc. | 350 | $5,000 | 0.00% | +350 | 新進 |
| Neo Ivy Capital Management | 292 | $4,000 | 0.00% | −2,609−89.9% | 減碼 |
| The PNC Financial Services Group, Inc. | 254 | $4,000 | 0.00% | −2,003−88.7% | 減碼 |
| Quadrant Capital Group LLC | 281 | $4,000 | 0.00% | −736−72.4% | 減碼 |
| Parallel Advisors, LLC | 258 | $4,000 | 0.00% | −395−60.5% | 減碼 |
| Kistler-Tiffany Companies, LLC | 250 | $4,000 | 0.00% | 00.0% | 不變 |
| Toth Financial Advisory Corp | 250 | $4,000 | 0.00% | +250 | 新進 |
| Assetmark, Inc | 264 | $4,000 | 0.00% | +264 | 新進 |
| Glassman Wealth Services | 266 | $4,000 | 0.00% | +266 | 新進 |
| Johnson Financial Group, Inc. | 200 | $3,000 | 0.00% | 00.0% | 不變 |
| Washington Trust Advisors, Inc. | 197 | $3,000 | 0.00% | 00.0% | 不變 |
| Fairfield Financial Advisors, LTD | 167 | $2,781 | 0.00% | +167 | 新進 |
| Fifth Third Bancorp | 150 | $2,000 | 0.00% | 00.0% | 不變 |
| Parkside Financial Bank & Trust | 72 | $2,000 | 0.00% | +64+800.0% | 加碼 |
| Hazlett, Burt & Watson, Inc. | 100 | $2,000 | 0.00% | +100 | 新進 |
| Money Concepts Capital Corp | 100 | $2,000 | 0.00% | +100 | 新進 |
| Prospera Financial Services Inc | 100 | $2,000 | 0.00% | +100 | 新進 |
| IFP Advisors, Inc | 183 | $2,000 | 0.00% | +183 | 新進 |
| Sutton Wealth Advisors Inc. | 76 | $1,265 | 0.00% | +76 | 新進 |
| Bellevue Asset Management, LLC | 78 | $1,000 | 0.00% | −14−15.2% | 減碼 |
| Clearstead Advisors, LLC | 50 | $1,000 | 0.00% | 00.0% | 不變 |
| Ellevest, Inc. | 36 | $1,000 | 0.00% | −15−29.4% | 減碼 |
| Covestor Ltd | 37 | $1,000 | 0.00% | +3+8.8% | 加碼 |
| Whittier Trust Co | 56 | $1,000 | 0.00% | +56 | 新進 |
| TCI Wealth Advisors, Inc. | 38 | $1,000 | 0.00% | +38 | 新進 |
| Providence Capital Advisors, LLC | 57 | $1,000 | 0.00% | +57 | 新進 |
| Global Retirement Partners, LLC | 83 | $1,000 | 0.00% | +83 | 新進 |
| Exane Derivatives | 20 | $333 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 17 | $0 | 0.00% | +5+41.7% | 加碼 |
| FSC Wealth Advisors, LLC | 10 | $0 | 0.00% | 00.0% | 不變 |
| Capital Advisors, Ltd. LLC | 14 | $0 | 0.00% | +14 | 新進 |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −3,000,000−100.0% | 清倉 |
| Frazier Management LLC | 0 | $0 | 0.00% | −1,747,622−100.0% | 清倉 |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −406,986−100.0% | 清倉 |
| Sphera Funds Management Ltd. | 0 | $0 | 0.00% | −281,769−100.0% | 清倉 |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −270,000−100.0% | 清倉 |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −172,521−100.0% | 清倉 |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −112,026−100.0% | 清倉 |
| Wexford Capital LP | 0 | $0 | 0.00% | −104,391−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −93,167−100.0% | 清倉 |
| Davidson Kempner Capital Management LP | 0 | $0 | 0.00% | −90,000−100.0% | 清倉 |
| Caption Management, LLC | 0 | $0 | 0.00% | −70,625−100.0% | 清倉 |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −54,086−100.0% | 清倉 |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −35,290−100.0% | 清倉 |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −26,952−100.0% | 清倉 |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,744−100.0% | 清倉 |
| Affinity Asset Advisors, LLC | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| SG3 Management, LLC | 0 | $0 | 0.00% | −19,900−100.0% | 清倉 |
| Walleye Trading LLC | 0 | $0 | 0.00% | −19,284−100.0% | 清倉 |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −17,996−100.0% | 清倉 |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −17,366−100.0% | 清倉 |
| Jefferies Group LLC | 0 | $0 | 0.00% | −16,056−100.0% | 清倉 |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −13,974−100.0% | 清倉 |
| Trexquant Investment LP | 0 | $0 | 0.00% | −13,657−100.0% | 清倉 |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −12,563−100.0% | 清倉 |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −12,148−100.0% | 清倉 |
| Vigilare Wealth Management | 0 | $0 | 0.00% | −11,975−100.0% | 清倉 |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −10,428−100.0% | 清倉 |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −5,492−100.0% | 清倉 |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −5,082−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,300−100.0% | 清倉 |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −557−100.0% | 清倉 |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −296−100.0% | 清倉 |
| Valley National Advisers Inc | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −112−100.0% | 清倉 |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −92−100.0% | 清倉 |
| BerganKDV Wealth Management, LLC | 0 | $0 | 0.00% | −27−100.0% | 清倉 |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −35−100.0% | 清倉 |
| Lenox Wealth Advisors, LLC | 0 | $0 | 0.00% | −24−100.0% | 清倉 |
| Cassady Schiller Wealth Management, LLC | 0 | $0 | 0.00% | −13−100.0% | 清倉 |
| First Midwest Bank Trust Division | – | – | – | – | 本季未申報 |
| AlphaCentric Advisors LLC | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
| Bell Investment Advisors, Inc | – | – | – | – | 本季未申報 |