Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Susquehanna International Group, LLP | 6,117 | $1.17M | 0.00% | −16,354−72.8% | Reduced |
| AXA S.A. | 6,100 | $1.16M | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 6,100 | $1.16M | 0.01% | +2,120+53.3% | Added |
| Synergy Financial Management, LLC | 6,076 | $1.16M | 0.21% | +6,076 | New |
| Janney Montgomery Scott LLC | 5,931 | $1.13M | 0.00% | −167−2.7% | Reduced |
| L & S Advisors Inc | 5,884 | $1.12M | 0.14% | +5,884 | New |
| Advisors Asset Management, Inc. | 5,686 | $1.08M | 0.02% | +721+14.5% | Added |
| Commonwealth Equity Services, LLC | 5,648 | $1.08M | 0.00% | +706+14.3% | Added |
| Pacer Advisors, Inc. | 5,547 | $1.06M | 0.00% | +2,476+80.6% | Added |
| Van Hulzen Asset Management, LLC | 5,471 | $1.04M | 0.07% | −2,209−28.8% | Reduced |
| CenterBook Partners LP | 5,268 | $1.00M | 0.12% | +2,759+110.0% | Added |
| Loup Funds, LLC | 5,208 | $992.4K | 0.39% | −10,113−66.0% | Reduced |
| Verity Asset Management, Inc. | 5,208 | $992.4K | 0.63% | +773+17.4% | Added |
| Prosight Management, LP | 5,000 | $952.8K | 0.38% | +5,000 | New |
| Legal Advantage Investments, Inc. | 4,995 | $951.8K | 0.57% | +25+0.5% | Added |
| Russell Investments Group, Ltd. | 4,932 | $939.8K | 0.00% | −3,047−38.2% | Reduced |
| Illinois Municipal Retirement Fund | 4,858 | $926.0K | 0.02% | 00.0% | Unchanged |
| Man Group plc | 4,801 | $914.9K | 0.00% | – | – |
| QRG Capital Management, Inc. | 4,759 | $906.9K | 0.01% | +29+0.6% | Added |
| Mariner, LLC | 4,710 | $897.6K | 0.00% | +1,276+37.2% | Added |
| BNP Paribas Arbitrage, SA | 4,589 | $874.5K | 0.00% | −3,303−41.9% | Reduced |
| Tudor Investment Corp Et Al | 4,570 | $870.9K | 0.01% | +4,570 | New |
| Robbins Farley LLC | 4,542 | $865.5K | 0.54% | +45+1.0% | Added |
| Prospera Financial Services Inc | 4,528 | $862.9K | 0.03% | +723+19.0% | Added |
| Federated Hermes, Inc. | 4,479 | $853.5K | 0.00% | +364+8.8% | Added |
| Pictet Asset Management Holding SA | 4,356 | $830.1K | 0.00% | +233+5.7% | Added |
| New York Life Investment Management LLC | 4,340 | $827.0K | 0.01% | −50−1.1% | Reduced |
| Simplify Asset Management Inc. | 4,246 | $809.1K | 0.13% | +4,246 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $797.0K | 0.00% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 4,134 | $787.8K | 0.06% | +4,134 | New |
| AtonRa Partners | 4,022 | $766.4K | 1.53% | −352−8.0% | Reduced |
| Exome Asset Management LLC | 4,000 | $762.2K | 0.75% | +4,000 | New |
| Values First Advisors, Inc. | 4,000 | $762.2K | 0.46% | +859+27.3% | Added |
| State of Alaska, Department of Revenue | 3,988 | $759.0K | 0.01% | −380−8.7% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 3,899 | $743.0K | 0.00% | −78−2.0% | Reduced |
| Wealth Management Partners, LLC | 3,869 | $737.3K | 0.41% | −800−17.1% | Reduced |
| Seaport Global Advisors, LLC | 3,653 | $696.1K | 1.67% | +2,895+381.9% | Added |
| Centiva Capital, LP | 3,567 | $679.7K | 0.04% | +3,567 | New |
| Geneos Wealth Management Inc. | 3,532 | $673.1K | 0.03% | +2,662+306.0% | Added |
| HealthInvest Partners AB | 3,530 | $672.7K | 0.53% | +3,530 | New |
| Cowen and Company, LLC | 3,510 | $668.9K | 0.04% | +3,510 | New |
| Baker Avenue Asset Management, LP | 3,507 | $668.3K | 0.03% | +1,442+69.8% | Added |
| VELA Investment Management, LLC | 3,427 | $653.0K | 0.26% | +3,427 | New |
| AQR Capital Management LLC | 3,360 | $636.1K | 0.00% | −23,464−87.5% | Reduced |
| Fox Run Management, L.L.C. | 3,304 | $629.6K | 0.16% | +3,304 | New |
| JustInvest LLC | 3,278 | $624.7K | 0.02% | −1,895−36.6% | Reduced |
| Eisler Capital (UK) Ltd. | 3,207 | $611.1K | 0.06% | +3,207 | New |
| Van Eck Associates Corp | 3,135 | $597.0K | 0.00% | −532−14.5% | Reduced |
| Securian Asset Management, Inc | 3,112 | $593.0K | 0.02% | 00.0% | Unchanged |
| Fermata Advisors, LLC | 3,050 | $581.2K | 0.14% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 2,923 | $557.0K | 0.00% | −565−16.2% | Reduced |
| Maryland State Retirement & Pension System | 2,866 | $546.1K | 0.01% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 2,777 | $529.2K | 0.02% | −116−4.0% | Reduced |
| Independent Advisor Alliance | 2,685 | $511.7K | 0.02% | −154−5.4% | Reduced |
| Change Path, LLC | 2,608 | $497.0K | 0.03% | +2,608 | New |
| Graham Capital Management, L.P. | 2,595 | $494.5K | 0.02% | +2,595 | New |
| Janney Capital Management LLC | 2,594 | $494.0K | 0.03% | +2,594 | New |
| Vestcor Inc | 2,531 | $482.0K | 0.02% | −98−3.7% | Reduced |
| Toroso Investments, LLC | 2,523 | $480.8K | 0.01% | +192+8.2% | Added |
| Snowden Capital Advisors LLC | 2,468 | $470.3K | 0.02% | −64−2.5% | Reduced |
| CI Private Wealth, LLC | 2,464 | $469.5K | 0.00% | −193−7.3% | Reduced |
| Oppenheimer Asset Management Inc. | 2,427 | $462.5K | 0.01% | −414−14.6% | Reduced |
| Harbour Investments, Inc. | 2,405 | $458.3K | 0.02% | +313+15.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 2,367 | $451.1K | 0.00% | +67+2.9% | Added |
| O'Shaughnessy Asset Management, LLC | 2,318 | $441.7K | 0.01% | +26+1.1% | Added |
| Mercer Global Advisors Inc | 2,304 | $439.0K | 0.00% | +188+8.9% | Added |
| Truist Financial Corp | 2,256 | $429.9K | 0.00% | −260−10.3% | Reduced |
| Prudential Financial Inc | 2,212 | $421.5K | 0.00% | −31−1.4% | Reduced |
| Wealth Management Associates, Inc. | 2,210 | $421.1K | 0.22% | +25+1.1% | Added |
| Capula Management Ltd | 2,210 | $421.1K | 0.03% | +2,210 | New |
| Brevan Howard Capital Management LP | 2,189 | $417.1K | 0.04% | +2,189 | New |
| Drive Wealth Management, LLC | 2,181 | $415.6K | 0.13% | +2,181 | New |
| Sittner & Nelson, LLC | 2,139 | $407.6K | 0.22% | −10.0% | Reduced |
| Nisa Investment Advisors, LLC | 2,137 | $407.2K | 0.00% | −98−4.4% | Reduced |
| Voloridge Investment Management, LLC | 2,126 | $405.1K | 0.00% | +2,126 | New |
| EP Wealth Advisors, LLC | 2,121 | $404.2K | 0.01% | −10.0% | Reduced |
| HSBC Holdings PLC | 2,127 | $402.9K | 0.00% | +1,008+90.1% | Added |
| Bollard Group LLC | 2,100 | $400.0K | 0.01% | +25+1.2% | Added |
| Edgestream Partners, L.P. | 2,085 | $397.3K | 0.03% | −6,662−76.2% | Reduced |
| Oak Harbor Wealth Partners, LLC | 2,080 | $396.4K | 0.13% | +2,080 | New |
| Nebula Research & Development LLC | 2,067 | $393.9K | 0.12% | +2,067 | New |
| ProShare Advisors LLC | 2,018 | $384.6K | 0.00% | −11−0.5% | Reduced |
| HighTower Advisors, LLC | 2,005 | $381.0K | 0.00% | −495−19.8% | Reduced |
| Avestar Capital, LLC | 1,992 | $379.6K | 0.05% | +1,770+797.3% | Added |
| Utah Retirement Systems | 1,958 | $373.1K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 1,924 | $366.6K | 0.00% | +43+2.3% | Added |
| Creative Planning | 1,904 | $362.8K | 0.00% | −602−24.0% | Reduced |
| Landscape Capital Management, L.L.C. | 1,898 | $361.7K | 0.03% | +1,898 | New |
| MML Investors Services, LLC | 1,883 | $359.0K | 0.00% | +639+51.4% | Added |
| Probity Advisors, Inc. | 1,873 | $356.9K | 0.08% | +46+2.5% | Added |
| Cerity Partners LLC | 1,867 | $355.8K | 0.00% | +1,867 | New |
| Linden Thomas Advisory Services, LLC | 1,854 | $353.3K | 0.07% | +15+0.8% | Added |
| Keebeck Alpha, LP | 1,820 | $346.8K | 0.27% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 1,775 | $338.2K | 0.00% | −200−10.1% | Reduced |
| Beacon Pointe Advisors, LLC | 1,735 | $330.6K | 0.00% | +8+0.5% | Added |
| Integrated Wealth Concepts LLC | 1,731 | $329.9K | 0.01% | +16+0.9% | Added |
| Arlington Financial Advisors, LLC | 1,725 | $328.7K | 0.10% | +1,725 | New |
| The PNC Financial Services Group, Inc. | 1,705 | $324.9K | 0.00% | +112+7.0% | Added |
| Gsa Capital Partners LLP | 1,669 | $318.0K | 0.03% | −976−36.9% | Reduced |
| Bayesian Capital Management, LP | 1,657 | $315.8K | 0.03% | −3,099−65.2% | Reduced |