Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Board of Administration of Florida Retirement System | 38,347 | $7.31M | 0.02% | +642+1.7% | Added |
| Impax Asset Management Group plc | 38,000 | $7.24M | 0.03% | 00.0% | Unchanged |
| Thornburg Investment Management Inc | 37,894 | $7.22M | 0.10% | +1,321+3.6% | Added |
| Biondo Investment Advisors, LLC | 37,761 | $7.20M | 1.22% | +310+0.8% | Added |
| NZS Capital, LLC | 37,753 | $7.19M | 0.38% | +37,753 | New |
| Envestnet Asset Management Inc | 37,523 | $7.15M | 0.00% | −100.0% | Reduced |
| Osterweis Capital Management Inc | 37,484 | $7.14M | 0.45% | −45−0.1% | Reduced |
| Voya Investment Management LLC | 36,461 | $6.95M | 0.01% | −4,340−10.6% | Reduced |
| Geneva Capital Management LLC | 36,052 | $6.87M | 0.13% | −5,578−13.4% | Reduced |
| Nordea Investment Management AB | 35,982 | $6.79M | 0.01% | −821−2.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 35,070 | $6.68M | 0.12% | +35,070 | New |
| Schonfeld Strategic Advisors LLC | 32,134 | $6.12M | 0.05% | +32,134 | New |
| Texas Permanent School Fund | 31,874 | $6.07M | 0.05% | +663+2.1% | Added |
| Jefferies Financial Group Inc. | 31,759 | $6.05M | 0.09% | +31,759 | New |
| Deutsche Bank AG | 31,175 | $5.94M | 0.00% | +22,425+256.3% | Added |
| Advisor Group Holdings, Inc. | 31,024 | $5.91M | 0.01% | +5,357+20.9% | Added |
| Beck Bode, LLC | 30,422 | $5.80M | 1.30% | +30,422 | New |
| Lazard Asset Management LLC | 29,468 | $5.61M | 0.01% | +2,654+9.9% | Added |
| ExodusPoint Capital Management, LP | 29,059 | $5.54M | 0.07% | −36,555−55.7% | Reduced |
| Mutual of America Capital Management LLC | 28,417 | $5.42M | 0.06% | −1,350−4.5% | Reduced |
| Great West Life Assurance Co | 27,400 | $5.21M | 0.01% | +6,398+30.5% | Added |
| Motley Fool Wealth Management, LLC | 27,083 | $5.16M | 0.27% | +27,083 | New |
| Integrated Advisors Network LLC | 26,361 | $5.02M | 0.28% | +10,731+68.7% | Added |
| LPL Financial LLC | 25,351 | $4.83M | 0.00% | +1,997+8.6% | Added |
| Amalgamated Bank | 25,004 | $4.76M | 0.04% | −2,054−7.6% | Reduced |
| Assetmark, Inc | 24,261 | $4.62M | 0.02% | +2,199+10.0% | Added |
| Victory Capital Management Inc | 23,980 | $4.57M | 0.00% | −81,938−77.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 23,967 | $4.57M | 0.02% | −19,749−45.2% | Reduced |
| Boothbay Fund Management, LLC | 23,387 | $4.46M | 0.17% | +22,199+1,868.6% | Added |
| Matisse Capital | 23,247 | $4.43M | 2.36% | +1,072+4.8% | Added |
| Gradient Investments LLC | 23,028 | $4.39M | 0.11% | +8,905+63.1% | Added |
| Allianz Asset Management GmbH | 22,373 | $4.26M | 0.01% | −40,397−64.4% | Reduced |
| MetLife Investment Management | 22,285 | $4.25M | 0.03% | −276−1.2% | Reduced |
| Schroder Investment Management Group | 21,902 | $4.17M | 0.01% | +5,815+36.1% | Added |
| State of New Jersey Common Pension Fund D | 21,610 | $4.12M | 0.01% | 00.0% | Unchanged |
| Ami Asset Management Corp | 21,476 | $4.09M | 0.22% | +21,476 | New |
| Baird Financial Group, Inc. | 21,456 | $4.09M | 0.01% | +6,053+39.3% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 20,000 | $3.81M | 0.07% | −5,000−20.0% | Reduced |
| Scholtz & Company, LLC | 19,350 | $3.69M | 1.83% | +18,288+1,722.0% | Added |
| EFG Asset Management (North America) Corp. | 19,274 | $3.67M | 0.70% | +2,251+13.2% | Added |
| Prossimo Advisors, LLC | 18,758 | $3.58M | 7.57% | 00.0% | Unchanged |
| Apeiron Capital Ltd | 18,300 | $3.49M | 5.13% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 18,172 | $3.46M | 0.01% | +18,172 | New |
| Agf Management Ltd | 18,000 | $3.43M | 0.02% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 17,507 | $3.34M | 0.04% | −322−1.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,938 | $3.23M | 0.01% | +1,483+9.6% | Added |
| Citigroup Inc | 16,817 | $3.20M | 0.00% | +13,059+347.5% | Added |
| Algert Global LLC | 16,691 | $3.18M | 0.13% | −3,971−19.2% | Reduced |
| Axiom Investors LLC | 16,493 | $3.14M | 0.03% | +9,403+132.6% | Added |
| Granite Investment Partners, LLC | 16,282 | $3.10M | 0.12% | −3,179−16.3% | Reduced |
| Treasurer of the State of North Carolina | 16,080 | $3.06M | 0.01% | −310−1.9% | Reduced |
| State of Tennessee, Treasury Department | 15,790 | $3.01M | 0.01% | +11,195+243.6% | Added |
| Comerica Bank | 15,623 | $2.98M | 0.01% | −586−3.6% | Reduced |
| Public Employees Retirement System of Ohio | 15,187 | $2.89M | 0.01% | +416+2.8% | Added |
| AlTi Global, Inc. | 14,166 | $2.70M | 0.08% | +14,166 | New |
| Miracle Mile Advisors, LLC | 13,937 | $2.66M | 0.07% | −540−3.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,985 | $2.47M | 0.03% | −3,950−23.3% | Reduced |
| Ascent Wealth Partners, LLC | 11,993 | $2.29M | 0.37% | +2,032+20.4% | Added |
| SlateStone Wealth, LLC | 11,884 | $2.27M | 0.29% | +20.0% | Added |
| Teachers Retirement System of the State of Kentucky | 11,813 | $2.25M | 0.02% | −600−4.8% | Reduced |
| Group One Trading, L.P. | 11,697 | $2.23M | 0.07% | +11,697 | New |
| Engineers Gate Manager LP | 11,502 | $2.19M | 0.06% | +5,299+85.4% | Added |
| Nicholas Investment Partners, LP | 11,403 | $2.17M | 0.25% | −54,056−82.6% | Reduced |
| Eaton Financial Holdings Company, LLC | 10,983 | $2.09M | 0.51% | +10,983 | New |
| Vident Advisory, LLC | 10,775 | $2.05M | 0.05% | +918+9.3% | Added |
| Hussman Strategic Advisors, Inc. | 10,500 | $2.00M | 0.45% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 10,419 | $1.99M | 0.04% | +100+1.0% | Added |
| Louisiana State Employees Retirement System | 10,400 | $1.98M | 0.04% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 10,300 | $1.96M | 0.05% | 00.0% | Unchanged |
| Arizona State Retirement System | 10,274 | $1.96M | 0.01% | −154−1.5% | Reduced |
| ClariVest Asset Management LLC | 9,784 | $1.86M | 0.10% | −3,555−26.7% | Reduced |
| Renaissance Group LLC | 9,667 | $1.84M | 0.08% | +263+2.8% | Added |
| South Dakota Investment Council | 9,524 | $1.81M | 0.04% | +3,410+55.8% | Added |
| Aigen Investment Management, LP | 9,299 | $1.77M | 0.32% | +3,515+60.8% | Added |
| Oak Ridge Investments LLC | 9,064 | $1.73M | 0.20% | −954−9.5% | Reduced |
| State of Michigan Retirement System | 8,900 | $1.70M | 0.01% | +100+1.1% | Added |
| Natixis | 8,536 | $1.63M | 0.01% | +8,012+1,529.0% | Added |
| Franklin Resources Inc | 8,295 | $1.58M | 0.00% | −114,915−93.3% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 8,208 | $1.56M | 0.04% | +57+0.7% | Added |
| Ameritas Investment Partners, Inc. | 8,147 | $1.55M | 0.06% | −95−1.2% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 8,142 | $1.55M | 0.01% | +700+9.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,133 | $1.55M | 0.01% | +917+12.7% | Added |
| Simplex Trading, LLC | 7,942 | $1.51M | 0.05% | +630+8.6% | Added |
| Xponance, Inc. | 7,901 | $1.51M | 0.02% | −375−4.5% | Reduced |
| Freestone Capital Holdings, LLC | 7,700 | $1.47M | 0.07% | +7,700 | New |
| B. Metzler seel. Sohn & Co. AG | 7,551 | $1.44M | 0.02% | +895+13.4% | Added |
| Lecap Asset Management Ltd | 7,544 | $1.44M | 0.52% | +7,544 | New |
| Brinker Capital Investments, LLC | 6,969 | $1.44M | 0.02% | −615−8.1% | Reduced |
| Orion Portfolio Solutions, LLC | 6,969 | $1.44M | 0.02% | −615−8.1% | Reduced |
| New Mexico Educational Retirement Board | 7,400 | $1.41M | 0.05% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 7,100 | $1.35M | 0.01% | +700+10.9% | Added |
| Raymond James & Associates | 7,035 | $1.34M | 0.00% | −1,809−20.5% | Reduced |
| Connectus Wealth, LLC | 7,000 | $1.33M | 0.03% | −10.0% | Reduced |
| Financial Advocates Investment Management | 6,888 | $1.31M | 0.09% | +422+6.5% | Added |
| Prelude Capital Management, LLC | 6,520 | $1.24M | 0.11% | +2,498+62.1% | Added |
| Oak Thistle LLC | 6,444 | $1.23M | 0.35% | +2,482+62.6% | Added |
| Tower Research Capital LLC (TRC) | 6,415 | $1.22M | 0.02% | +753+13.3% | Added |
| Advisory Services Network, LLC | 6,399 | $1.22M | 0.03% | −770−10.7% | Reduced |
| Teacher Retirement System of Texas | 6,257 | $1.19M | 0.01% | −5,191−45.3% | Reduced |
| Crossmark Global Holdings, Inc. | 6,180 | $1.18M | 0.02% | −227−3.5% | Reduced |