Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smartleaf Asset Management LLC | 1 | $0 | 0.00% | +1 | New |
| Parkside Financial Bank & Trust | 1 | $191 | 0.00% | −1−50.0% | Reduced |
| AdvisorNet Financial, Inc | 1 | $191 | 0.00% | −1−50.0% | Reduced |
| Manchester Capital Management LLC | 1 | $191 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 1 | $191 | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 1 | $191 | 0.00% | +1 | New |
| First Manhattan Co | 1 | $381 | 0.00% | +1 | New |
| SJS Investment Consulting Inc. | 2 | $382 | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 3 | $539 | 0.00% | −2,411−99.9% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 3 | $572 | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 4 | $762 | 0.00% | −4−50.0% | Reduced |
| Prestige Wealth Management Group LLC | 4 | $763 | 0.00% | +2+100.0% | Added |
| Abound Wealth Management | 4 | $763 | 0.00% | +4 | New |
| Bokf, NA | 5 | $952 | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 5 | $953 | 0.00% | +5 | New |
| Arlington Trust Co LLC | 5 | $953 | 0.00% | +5 | New |
| Rakuten Securities, Inc. | 6 | $1.14K | 0.00% | +6 | New |
| Sofos Investments, Inc. | 5 | $1.15K | 0.00% | +1+25.0% | Added |
| Versant Capital Management, Inc | 7 | $1.33K | 0.00% | +3+75.0% | Added |
| Lindbrook Capital, LLC | 8 | $1.52K | 0.00% | −142−94.7% | Reduced |
| Sachetta, LLC | 9 | $1.72K | 0.00% | +9 | New |
| Caldwell Sutter Capital, Inc. | 10 | $1.91K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 11 | $2.16K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 12 | $2.29K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 12 | $2.29K | 0.00% | +3+33.3% | Added |
| SYSTM Wealth Solutions LLC | 12 | $2.29K | 0.00% | +12 | New |
| RFP Financial Group LLC | 13 | $2.48K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 15 | $2.86K | 0.00% | −5−25.0% | Reduced |
| Farmers & Merchants Investments Inc | 15 | $2.86K | 0.00% | −1−6.3% | Reduced |
| Huntington National Bank | 16 | $3.05K | 0.00% | −30−65.2% | Reduced |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 21 | $4.00K | 0.00% | −31−59.6% | Reduced |
| State of Wyoming | 21 | $4.00K | 0.00% | +2+10.5% | Added |
| Larson Financial Group LLC | 23 | $4.38K | 0.00% | −6−20.7% | Reduced |
| Bell Investment Advisors, Inc | 25 | $4.76K | 0.00% | −11−30.6% | Reduced |
| Bessemer Group Inc | 30 | $6.00K | 0.00% | +28+1,400.0% | Added |
| Loomis Sayles & Co L P | 33 | $6.00K | 0.00% | +33 | New |
| LGT Financial Advisors LLC | 40 | $7.62K | 0.01% | −9−18.4% | Reduced |
| Farther Finance Advisors, LLC | 41 | $7.81K | 0.00% | +10+32.3% | Added |
| Private Wealth Management Group, LLC | 41 | $7.81K | 0.00% | +41 | New |
| Private Trust Co NA | 46 | $8.77K | 0.00% | −2−4.2% | Reduced |
| NBC Securities, Inc. | 50 | $9.00K | 0.00% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 50 | $9.53K | 0.00% | −20−28.6% | Reduced |
| Ronald Blue Trust, Inc. | 81 | $15.0K | 0.00% | +75+1,250.0% | Added |
| St Germain D J Co Inc | 79 | $15.1K | 0.00% | +79 | New |
| Global Retirement Partners, LLC | 71 | $15.4K | 0.00% | −38−34.9% | Reduced |
| Key Financial Inc | 82 | $15.6K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 83 | $15.8K | 0.00% | +57+219.2% | Added |
| GAMMA Investing LLC | 70 | $15.8K | 0.00% | +70 | New |
| GWM Advisors LLC | 86 | $16.4K | 0.00% | +47+120.5% | Added |
| Morton Brown Family Wealth, LLC | 100 | $19.1K | 0.01% | +100 | New |
| EdgeRock Capital LLC | 88 | $20.6K | 0.01% | +88 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 95 | $21.5K | 0.00% | +95 | New |
| Fuller & Thaler Asset Management, Inc. | 116 | $22.1K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 135 | $25.7K | 0.00% | −20−12.9% | Reduced |
| AlphaCentric Advisors LLC | 136 | $25.9K | 0.02% | −13−8.7% | Reduced |
| Nemes Rush Group LLC | 136 | $25.9K | 0.00% | 00.0% | Unchanged |
| Virtus Fund Advisers, LLC | 156 | $29.7K | 0.18% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 162 | $30.9K | 0.00% | −12,277−98.7% | Reduced |
| Focused Wealth Management, Inc | 169 | $32.2K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 171 | $32.6K | 0.02% | +171 | New |
| Adirondack Trust Co | 127 | $33.1K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 174 | $33.2K | 0.00% | −4,296−96.1% | Reduced |
| Asset Management One Co.,Ltd. | 180 | $34.3K | 0.00% | +180 | New |
| Jones Financial Companies LLLP | 185 | $35.3K | 0.00% | 00.0% | Unchanged |
| Trifecta Capital Advisors, LLC | 200 | $38.1K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 212 | $40.0K | 0.00% | −75−26.1% | Reduced |
| Quest Partners LLC | 213 | $40.6K | 0.01% | +213 | New |
| Umb Bank N A | 300 | $57.2K | 0.00% | −84−21.9% | Reduced |
| Financial Management Professionals, Inc. | 305 | $58.0K | 0.01% | −2−0.7% | Reduced |
| First PREMIER Bank | 400 | $76.0K | 0.02% | 00.0% | Unchanged |
| Leonteq Securities AG | 400 | $76.2K | 0.01% | −30−7.0% | Reduced |
| Venturi Wealth Management, LLC | 410 | $78.1K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 439 | $83.7K | 0.00% | −32−6.8% | Reduced |
| EntryPoint Capital, LLC | 465 | $88.6K | 0.08% | +465 | New |
| Quadrant Capital Group LLC | 467 | $89.0K | 0.01% | −230−33.0% | Reduced |
| First Horizon Advisors, Inc. | 472 | $89.9K | 0.00% | +35+8.0% | Added |
| Exchange Traded Concepts, LLC | 492 | $93.8K | 0.00% | +9+1.9% | Added |
| Ci Investments Inc. | 557 | $106.0K | 0.00% | −98−15.0% | Reduced |
| Covestor Ltd | 556 | $106.0K | 0.07% | +129+30.2% | Added |
| Principal Securities, Inc. | 558 | $106.3K | 0.00% | +558 | New |
| Spire Wealth Management | 555 | $120.5K | 0.00% | −2,100−79.1% | Reduced |
| DekaBank Deutsche Girozentrale | 655 | $123.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 672 | $128.1K | 0.00% | +4+0.6% | Added |
| Bartlett & Co. Wealth Management LLC | 700 | $133.9K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 700 | $134.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 711 | $135.0K | 0.00% | 00.0% | Unchanged |
| Cetera Trust Company, N.A | 800 | $152.4K | 0.10% | +800 | New |
| Montanaro Asset Management Ltd | 850 | $162.0K | 0.03% | 00.0% | Unchanged |
| Mount Lucas Management LP | 877 | $167.1K | 0.06% | −1−0.1% | Reduced |
| Proequities, Inc. | 891 | $169.8K | 0.01% | +134+17.7% | Added |
| Virtus Investment Advisers, Inc. | 934 | $178.0K | 0.13% | −1,818−66.1% | Reduced |
| US Bancorp | 978 | $186.4K | 0.00% | +262+36.6% | Added |
| First Foundation Advisors | 1,000 | $190.6K | 0.01% | −82−7.6% | Reduced |
| Albion Financial Group | 1,000 | $190.6K | 0.02% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 1,075 | $204.9K | 0.02% | −663−38.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 1,077 | $205.2K | 0.02% | −7,458−87.4% | Reduced |
| Pathstone Holdings, LLC | 1,092 | $208.1K | 0.00% | +1,092 | New |
| Eqis Capital Management, Inc. | 1,096 | $208.9K | 0.02% | +1,096 | New |
| Fifth Third Bancorp | 1,111 | $211.7K | 0.00% | −382−25.6% | Reduced |