Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3,439,790 | $613.4M | 0.05% | −404,818−10.5% | Reduced |
| Vanguard Group Inc | 3,243,768 | $578.5M | 0.01% | +51,602+1.6% | Added |
| Price T Rowe Associates Inc | 3,077,252 | $548.8M | 0.05% | −142,722−4.4% | Reduced |
| BlackRock Inc. | 2,716,533 | $484.4M | 0.01% | +142,368+5.5% | Added |
| Gilder Gagnon Howe & Co LLC | 1,384,358 | $246.9M | 1.41% | −82,861−5.6% | Reduced |
| JPMorgan Chase & Co | 1,209,658 | $215.7M | 0.03% | −73,225−5.7% | Reduced |
| Invesco Ltd. | 1,205,686 | $215.0M | 0.05% | −105,263−8.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 943,847 | $168.3M | 0.19% | +943,847 | New |
| Fred Alger Management, LLC | 942,663 | $168.1M | 0.42% | −263,158−21.8% | Reduced |
| Artisan Partners Limited Partnership | 727,707 | $129.8M | 0.16% | −110,992−13.2% | Reduced |
| State Street Corp | 701,375 | $125.1M | 0.01% | +13,712+2.0% | Added |
| Credit Suisse AG | 689,659 | $123.0M | 0.10% | +88,622+14.7% | Added |
| Geode Capital Management, LLC | 615,410 | $109.8M | 0.01% | +16,428+2.7% | Added |
| Baillie Gifford & Co | 586,720 | $104.6M | 0.06% | −2,069−0.4% | Reduced |
| Capital World Investors | 585,000 | $104.3M | 0.02% | 00.0% | Unchanged |
| Lord, Abbett & Co. LLC | 568,122 | $101.3M | 0.23% | −26,059−4.4% | Reduced |
| Macquarie Group Ltd | 541,423 | $96.6M | 0.08% | +45,553+9.2% | Added |
| Morgan Stanley | 430,203 | $76.7M | 0.01% | −46,683−9.8% | Reduced |
| Bellevue Group AG | 426,610 | $76.1M | 0.78% | −37,637−8.1% | Reduced |
| Primecap Management Co | 352,600 | $62.9M | 0.04% | −3,770−1.1% | Reduced |
| Northern Trust Corp | 338,465 | $60.4M | 0.01% | −5,329−1.6% | Reduced |
| Fiera Capital Corp | 315,030 | $56.2M | 0.13% | −11,954−3.7% | Reduced |
| Charles Schwab Investment Management Inc | 285,678 | $50.9M | 0.02% | +18,687+7.0% | Added |
| Wells Fargo & Company | 266,071 | $47.4M | 0.01% | −941,716−78.0% | Reduced |
| Victory Capital Management Inc | 261,324 | $46.6M | 0.04% | +254,079+3,507.0% | Added |
| Goldman Sachs Group Inc | 243,003 | $43.3M | 0.01% | +27,085+12.5% | Added |
| Rock Springs Capital Management LP | 222,500 | $39.7M | 0.92% | +2,500+1.1% | Added |
| Jennison Associates LLC | 218,392 | $38.9M | 0.02% | −73,022−25.1% | Reduced |
| Driehaus Capital Management LLC | 215,880 | $38.5M | 0.39% | +37,638+21.1% | Added |
| New York State Common Retirement Fund | 206,204 | $36.8M | 0.04% | −44,908−17.9% | Reduced |
| Bank of America Corp | 181,084 | $32.3M | 0.00% | −9,998−5.2% | Reduced |
| TimesSquare Capital Management, LLC | 150,175 | $26.8M | 0.24% | +5,900+4.1% | Added |
| Nuveen Asset Management, LLC | 149,173 | $26.6M | 0.01% | −28,495−16.0% | Reduced |
| Bank of New York Mellon Corp | 147,467 | $26.3M | 0.00% | −715−0.5% | Reduced |
| Federated Hermes, Inc. | 147,382 | $26.3M | 0.05% | −60,162−29.0% | Reduced |
| Bamco Inc | 145,305 | $25.9M | 0.05% | −10,055−6.5% | Reduced |
| Millennium Management LLC | 144,118 | $25.7M | 0.03% | +74,713+107.6% | Added |
| Norges Bank | 136,517 | $24.3M | 0.01% | +62,161+83.6% | Added |
| Atika Capital Management LLC | 124,300 | $22.2M | 1.81% | +2,000+1.6% | Added |
| Fisher Asset Management, LLC | 120,690 | $21.5M | 0.01% | +5,771+5.0% | Added |
| D. E. Shaw & Co., Inc. | 102,292 | $18.2M | 0.02% | −51,799−33.6% | Reduced |
| Dimensional Fund Advisors LP | 91,896 | $16.4M | 0.00% | −8,097−8.1% | Reduced |
| Deutsche Bank AG | 91,142 | $16.3M | 0.01% | −378−0.4% | Reduced |
| Ameriprise Financial Inc | 86,743 | $15.5M | 0.00% | +1,277+1.5% | Added |
| Citadel Advisors LLC | 85,794 | $15.3M | 0.02% | +49,723+137.8% | Added |
| Voloridge Investment Management, LLC | 83,072 | $14.8M | 0.08% | −27,886−25.1% | Reduced |
| Ziegler Capital Management, LLC | 81,814 | $14.6M | 0.52% | −1,278−1.5% | Reduced |
| TD Asset Management Inc | 76,802 | $13.7M | 0.01% | −9,400−10.9% | Reduced |
| California Public Employees Retirement System | 75,863 | $13.5M | 0.01% | −607−0.8% | Reduced |
| Barclays PLC | 72,888 | $13.0M | 0.01% | +26,436+56.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 71,449 | $12.7M | 0.04% | +11,156+18.5% | Added |
| Swiss National Bank | 69,700 | $12.4M | 0.01% | +100+0.1% | Added |
| Man Group plc | 63,996 | $11.4M | 0.04% | −968−1.5% | Reduced |
| First Trust Advisors LP | 62,602 | $11.2M | 0.01% | −4,201−6.3% | Reduced |
| Squarepoint Ops LLC | 61,775 | $11.0M | 0.05% | +52,128+540.4% | Added |
| Prudential Financial Inc | 50,897 | $10.9M | 0.01% | +24,116+90.0% | Added |
| Parametric Portfolio Associates LLC | 60,947 | $10.9M | 0.01% | −6,016−9.0% | Reduced |
| Thornburg Investment Management Inc | 56,736 | $10.1M | 0.12% | +56,736 | New |
| Renaissance Technologies LLC | 52,500 | $9.36M | 0.01% | −10,700−16.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 51,747 | $9.23M | 0.06% | +3,890+8.1% | Added |
| WCM Investment Management, LLC | 51,700 | $9.22M | 0.02% | −8,464−14.1% | Reduced |
| Stifel Financial Corp | 51,661 | $9.21M | 0.01% | −92−0.2% | Reduced |
| Russell Investments Group, Ltd. | 51,672 | $9.21M | 0.01% | +4,372+9.2% | Added |
| Royal Bank of Canada | 49,655 | $8.86M | 0.00% | +1,667+3.5% | Added |
| California State Teachers Retirement System | 45,131 | $8.05M | 0.01% | +1,124+2.6% | Added |
| Point72 Asset Management, L.P. | 45,067 | $8.04M | 0.04% | +45,067 | New |
| Castleark Management LLC | 44,359 | $7.91M | 0.29% | −17,950−28.8% | Reduced |
| Bank of Nova Scotia | 41,502 | $7.41M | 0.01% | +41,502 | New |
| Alliancebernstein L.P. | 41,463 | $7.39M | 0.00% | −1,644−3.8% | Reduced |
| UBS Asset Management Americas Inc | 36,916 | $6.58M | 0.00% | +1,309+3.7% | Added |
| Bridgewater Associates, LP | 36,347 | $6.48M | 0.04% | +4,226+13.2% | Added |
| Sectoral Asset Management Inc | 35,000 | $6.24M | 0.94% | +7,000+25.0% | Added |
| Rhumbline Advisers | 34,915 | $6.23M | 0.01% | −779−2.2% | Reduced |
| Rhenman & Partners Asset Management AB | 34,000 | $6.11M | 0.41% | 00.0% | Unchanged |
| AtonRa Partners | 33,400 | $5.96M | 2.07% | −1,215−3.5% | Reduced |
| Natixis | 32,788 | $5.85M | 0.02% | −1,500−4.4% | Reduced |
| Lisanti Capital Growth, LLC | 32,375 | $5.77M | 0.84% | −30,360−48.4% | Reduced |
| Legal & General Group Plc | 31,890 | $5.69M | 0.00% | +1,377+4.5% | Added |
| LPL Financial LLC | 28,082 | $5.01M | 0.00% | +1,676+6.3% | Added |
| Calamos Advisors LLC | 27,486 | $4.90M | 0.02% | −581−2.1% | Reduced |
| Susquehanna International Group, LLP | 27,030 | $4.82M | 0.01% | +27,030 | New |
| Jane Street Group, LLC | 24,844 | $4.43M | 0.01% | +22,479+950.5% | Added |
| Envestnet Asset Management Inc | 23,205 | $4.14M | 0.00% | +5,748+32.9% | Added |
| Cubist Systematic Strategies, LLC | 21,903 | $3.91M | 0.04% | +6,874+45.7% | Added |
| Janney Montgomery Scott LLC | 20,784 | $3.71M | 0.01% | +20,784 | New |
| SEI Investments Co | 20,789 | $3.71M | 0.01% | −1,581−7.1% | Reduced |
| Next Century Growth Investors LLC | 19,988 | $3.56M | 0.32% | −7,327−26.8% | Reduced |
| State of New Jersey Common Pension Fund D | 19,833 | $3.54M | 0.01% | −249−1.2% | Reduced |
| Cinctive Capital Management LP | 19,766 | $3.52M | 0.17% | −3,984−16.8% | Reduced |
| Osterweis Capital Management Inc | 19,610 | $3.50M | 0.17% | +19,610 | New |
| HRT Financial LP | 18,540 | $3.31M | 0.02% | +18,540 | New |
| Biondo Investment Advisors, LLC | 17,998 | $3.21M | 0.53% | +1,508+9.1% | Added |
| American International Group, Inc. | 17,933 | $3.20M | 0.02% | −536−2.9% | Reduced |
| Manufacturers Life Insurance Company, The | 17,052 | $3.06M | 0.00% | −160−0.9% | Reduced |
| Advisor Group Holdings, Inc. | 16,486 | $2.94M | 0.01% | −22,852−58.1% | Reduced |
| AQR Capital Management LLC | 15,019 | $2.68M | 0.00% | −2,172−12.6% | Reduced |
| Citigroup Inc | 14,883 | $2.65M | 0.00% | +4,766+47.1% | Added |
| Candriam Luxembourg S.C.A. | 14,400 | $2.57M | 0.02% | +14,400 | New |
| Tiedemann Advisors, LLC | 14,166 | $2.53M | 0.12% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 14,054 | $2.51M | 0.01% | +1,004+7.7% | Added |