Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Crestline Management, LP | 13,249 | $2.36M | 0.18% | +13,249 | New |
| Stanley-Laman Group, Ltd. | 13,105 | $2.34M | 0.27% | +13,105 | New |
| Voya Investment Management LLC | 13,076 | $2.33M | 0.00% | −98−0.7% | Reduced |
| Putnam Investments LLC | 12,787 | $2.28M | 0.00% | +12,787 | New |
| Toronto Dominion Bank | 11,932 | $2.13M | 0.00% | +11,932 | New |
| State Board of Administration of Florida Retirement System | 11,675 | $2.08M | 0.00% | −23−0.2% | Reduced |
| MetLife Investment Management | 11,661 | $2.08M | 0.02% | 00.0% | Unchanged |
| Twinbeech Capital LP | 11,255 | $2.01M | 0.11% | +11,255 | New |
| Brinker Capital Investments, LLC | 10,649 | $1.90M | 0.03% | −345−3.1% | Reduced |
| Empowered Funds, LLC | 10,011 | $1.78M | 0.20% | +1,536+18.1% | Added |
| Principal Financial Group Inc | 9,964 | $1.78M | 0.00% | −39,802−80.0% | Reduced |
| Wolverine Trading, LLC | 9,637 | $1.73M | 0.02% | +3,641+60.7% | Added |
| National Bank of Canada | 9,619 | $1.71M | 0.01% | +9,619 | New |
| Knights of Columbus Asset Advisors LLC | 9,067 | $1.62M | 0.13% | +1,981+28.0% | Added |
| CIBC Private Wealth Group, LLC | 8,864 | $1.58M | 0.00% | −8,633−49.3% | Reduced |
| STRS Ohio | 8,800 | $1.57M | 0.01% | +300+3.5% | Added |
| Matisse Capital | 8,631 | $1.54M | 1.06% | +545+6.7% | Added |
| Metropolitan Life Insurance Co | 8,584 | $1.53M | 0.02% | −259−2.9% | Reduced |
| Arizona State Retirement System | 8,515 | $1.52M | 0.01% | −61−0.7% | Reduced |
| Old Mission Capital LLC | 8,503 | $1.52M | 0.07% | +8,503 | New |
| Prospera Financial Services Inc | 8,466 | $1.51M | 0.07% | +2,348+38.4% | Added |
| ClariVest Asset Management LLC | 8,390 | $1.50M | 0.05% | +669+8.7% | Added |
| Dana Investment Advisors, Inc. | 8,383 | $1.50M | 0.06% | +8,383 | New |
| ProShare Advisors LLC | 8,255 | $1.47M | 0.00% | +3,097+60.0% | Added |
| First Republic Investment Management, Inc. | 8,163 | $1.46M | 0.00% | −2,359−22.4% | Reduced |
| Allianz Asset Management GmbH | 8,138 | $1.45M | 0.00% | +33+0.4% | Added |
| M&G Investment Management Ltd | 8,057 | $1.43M | 0.01% | +8,057 | New |
| Financial Advocates Investment Management | 8,026 | $1.43M | 0.10% | −175−2.1% | Reduced |
| UBS Group AG | 7,869 | $1.40M | 0.00% | −18,232−69.9% | Reduced |
| Ensign Peak Advisors, Inc | 7,630 | $1.36M | 0.00% | +7,630 | New |
| EAM Investors, LLC | 7,597 | $1.35M | 0.22% | −7,841−50.8% | Reduced |
| Engineers Gate Manager LP | 7,211 | $1.29M | 0.06% | −1,725−19.3% | Reduced |
| BNP Paribas Arbitrage, SA | 7,157 | $1.28M | 0.00% | +1,094+18.0% | Added |
| Ergoteles LLC | 6,900 | $1.23M | 0.05% | +6,900 | New |
| Dynamic Technology Lab Private Ltd | 6,791 | $1.21M | 0.13% | +6,791 | New |
| Schonfeld Strategic Advisors LLC | 6,771 | $1.21M | 0.01% | +6,771 | New |
| Williams Jones Wealth Management, LLC. | 6,725 | $1.20M | 0.01% | +2,675+66.0% | Added |
| PEAK6 Investments LLC | 6,723 | $1.20M | 0.03% | +6,602+5,456.2% | Added |
| Occudo Quantitative Strategies LP | 6,609 | $1.18M | 0.10% | −2,118−24.3% | Reduced |
| Handelsbanken Fonder AB | 6,500 | $1.16M | 0.01% | −1,500−18.8% | Reduced |
| Verition Fund Management LLC | 6,316 | $1.13M | 0.01% | +2,189+53.0% | Added |
| Janus Henderson Group PLC | 6,274 | $1.12M | 0.00% | +3,158+101.3% | Added |
| Teacher Retirement System of Texas | 6,175 | $1.10M | 0.00% | +1,208+24.3% | Added |
| Quadrature Capital Ltd | 6,120 | $1.09M | 0.06% | +4,579+297.1% | Added |
| Amalgamated Bank | 5,939 | $1.06M | 0.01% | −65−1.1% | Reduced |
| Franklin Resources Inc | 5,922 | $1.06M | 0.00% | +14+0.2% | Added |
| Los Angeles Capital Management LLC | 5,897 | $1.05M | 0.00% | −80−1.3% | Reduced |
| Hillsdale Investment Management Inc. | 5,700 | $1.02M | 0.07% | 00.0% | Unchanged |
| HSBC Holdings PLC | 5,564 | $992.0K | 0.00% | +4,238+319.6% | Added |
| Boulder Hill Capital Management LP | 5,500 | $981.0K | 0.95% | +5,500 | New |
| Virginia Retirement Systems Et Al | 5,400 | $963.0K | 0.01% | +800+17.4% | Added |
| Brown Brothers Harriman & Co | 5,300 | $945.0K | 0.01% | +5,300 | New |
| Independent Advisor Alliance | 5,132 | $915.0K | 0.05% | −76−1.5% | Reduced |
| Ascent Wealth Partners, LLC | 5,088 | $908.0K | 0.16% | +229+4.7% | Added |
| MYDA Advisors LLC | 5,000 | $892.0K | 0.28% | −2,500−33.3% | Reduced |
| Caxton Associates LP | 4,845 | $864.0K | 0.11% | +141+3.0% | Added |
| Algert Global LLC | 4,757 | $848.0K | 0.11% | +170+3.7% | Added |
| Summit Global Investments | 4,700 | $838.0K | 0.05% | +4,700 | New |
| SG Americas Securities, LLC | 4,662 | $831.0K | 0.01% | −12,109−72.2% | Reduced |
| Oppenheimer Asset Management Inc. | 4,616 | $823.0K | 0.01% | −115−2.4% | Reduced |
| Truist Financial Corp | 4,582 | $817.0K | 0.00% | +755+19.7% | Added |
| Raymond James & Associates | 4,563 | $814.0K | 0.00% | −4,741−51.0% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $746.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 4,111 | $733.0K | 0.02% | +1,027+33.3% | Added |
| Bank of Montreal | 3,997 | $729.0K | 0.00% | +615+18.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,059 | $724.0K | 0.00% | +1,004+32.9% | Added |
| Paloma Partners Management Co | 3,673 | $655.0K | 0.02% | +3,673 | New |
| Level Four Advisory Services, LLC | 3,653 | $651.0K | 0.05% | +1,258+52.5% | Added |
| JustInvest LLC | 3,346 | $597.0K | 0.04% | +3,346 | New |
| AlphaCrest Capital Management LLC | 3,280 | $585.0K | 0.02% | −855−20.7% | Reduced |
| Commonwealth Equity Services, LLC | 3,262 | $581.0K | 0.00% | +581+21.7% | Added |
| IndexIQ Advisors LLC | 3,242 | $578.0K | 0.02% | −210−6.1% | Reduced |
| Marshall Wace, LLP | 3,226 | $576.0K | 0.00% | −18,537−85.2% | Reduced |
| Wellington Management Group LLP | 2,886 | $515.0K | 0.00% | +321+12.5% | Added |
| Harvest Investment Services, LLC | 2,685 | $478.0K | 0.20% | +2,685 | New |
| Ameritas Investment Partners, Inc. | 2,637 | $470.0K | 0.02% | 00.0% | Unchanged |
| Ellsworth Advisors, LLC | 2,606 | $465.0K | 0.17% | +2,606 | New |
| Leonteq Securities AG | 2,562 | $456.9K | 0.02% | +145+6.0% | Added |
| Beacon Pointe Advisors, LLC | 2,504 | $447.0K | 0.01% | +2,504 | New |
| Tower Research Capital LLC (TRC) | 2,401 | $428.0K | 0.01% | +1,486+162.4% | Added |
| DuPont Capital Management Corp | 2,391 | $426.0K | 0.02% | −2,571−51.8% | Reduced |
| Pitcairn Co | 2,357 | $420.0K | 0.03% | +2,357 | New |
| Lazard Asset Management LLC | 2,353 | $418.0K | 0.00% | +41+1.8% | Added |
| Polar Capital Holdings Plc | 2,310 | $412.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 2,307 | $411.0K | 0.00% | −313−11.9% | Reduced |
| Henshaw Capital LLC | 2,300 | $410.2K | 0.02% | 00.0% | Unchanged |
| Walleye Capital LLC | 2,189 | $390.0K | 0.01% | −1,556−41.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 2,170 | $387.0K | 0.01% | +229+11.8% | Added |
| Duality Advisers, LP | 2,171 | $387.0K | 0.04% | +2,171 | New |
| Sittner & Nelson, LLC | 2,140 | $382.0K | 0.22% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,100 | $374.5K | 0.20% | 00.0% | Unchanged |
| Walleye Trading LLC | 2,049 | $365.0K | 0.01% | +732+55.6% | Added |
| Commerce Bank | 2,000 | $357.0K | 0.00% | −2−0.1% | Reduced |
| Pictet Asset Management SA | 2,000 | $357.0K | 0.00% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 1,999 | $356.0K | 0.06% | −204−9.3% | Reduced |
| Mercer Global Advisors Inc | 1,993 | $355.0K | 0.00% | +1,993 | New |
| Laurel Wealth Advisors, Inc. | 1,963 | $350.0K | 0.03% | +1,963 | New |
| Probity Advisors, Inc. | 1,906 | $340.0K | 0.07% | −6−0.3% | Reduced |
| Gyon Technologies Capital Management, LP | 1,907 | $340.0K | 0.06% | +1,907 | New |
| Crossmark Global Holdings, Inc. | 1,889 | $337.0K | 0.01% | +1,889 | New |