Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 267
- +30 vs. Q2 2021
- Shares held
- 32.3M
- +102.8K (+0.3%) vs. Q2 2021
- Total value
- $6.64B
- +$531.4M (+8.7%) vs. Q2 2021
- New holders
- 53
- 93 more added
- Sold out
- 23
- 83 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3,844,608 | $791.5M | 0.06% | −12,394−0.3% | Reduced |
| Price T Rowe Associates Inc | 3,219,974 | $662.9M | 0.06% | −76,720−2.3% | Reduced |
| Vanguard Group Inc | 3,192,166 | $657.2M | 0.02% | +216,384+7.3% | Added |
| BlackRock Inc. | 2,574,165 | $530.0M | 0.01% | +32,988+1.3% | Added |
| Gilder Gagnon Howe & Co LLC | 1,467,219 | $302.1M | 1.57% | −33,834−2.3% | Reduced |
| Invesco Ltd. | 1,310,949 | $269.9M | 0.07% | +704,446+116.1% | Added |
| JPMorgan Chase & Co | 1,282,883 | $264.1M | 0.04% | −260,880−16.9% | Reduced |
| Wells Fargo & Company | 1,207,787 | $248.7M | 0.06% | +19,146+1.6% | Added |
| Fred Alger Management, LLC | 1,205,821 | $248.3M | 0.59% | +4,375+0.4% | Added |
| Artisan Partners Limited Partnership | 838,699 | $172.7M | 0.21% | −30,978−3.6% | Reduced |
| State Street Corp | 687,663 | $141.6M | 0.01% | +2,740+0.4% | Added |
| Credit Suisse AG | 601,037 | $123.7M | 0.10% | −201,990−25.2% | Reduced |
| Geode Capital Management, LLC | 598,982 | $123.3M | 0.02% | +26,566+4.6% | Added |
| Lord, Abbett & Co. LLC | 594,181 | $122.3M | 0.29% | −317,294−34.8% | Reduced |
| Baillie Gifford & Co | 588,789 | $121.2M | 0.06% | +13,678+2.4% | Added |
| Capital World Investors | 585,000 | $120.4M | 0.02% | 00.0% | Unchanged |
| Macquarie Group Ltd | 495,870 | $102.1M | 0.09% | −130,152−20.8% | Reduced |
| Morgan Stanley | 476,886 | $98.2M | 0.01% | +122,483+34.6% | Added |
| Bellevue Group AG | 464,247 | $95.6M | 0.97% | −52,668−10.2% | Reduced |
| Primecap Management Co | 356,370 | $73.4M | 0.05% | −530−0.1% | Reduced |
| Northern Trust Corp | 343,794 | $70.8M | 0.01% | −4,396−1.3% | Reduced |
| Fiera Capital Corp | 326,984 | $67.3M | 0.17% | −4,429−1.3% | Reduced |
| Jennison Associates LLC | 291,414 | $60.0M | 0.04% | +1,826+0.6% | Added |
| Charles Schwab Investment Management Inc | 266,991 | $55.0M | 0.02% | +43,437+19.4% | Added |
| New York State Common Retirement Fund | 251,112 | $51.7M | 0.06% | −11,417−4.3% | Reduced |
| Rock Springs Capital Management LP | 220,000 | $45.3M | 0.95% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 215,918 | $44.5M | 0.01% | +9,503+4.6% | Added |
| Federated Hermes, Inc. | 207,544 | $42.7M | 0.08% | +13,434+6.9% | Added |
| Bank of America Corp | 191,082 | $39.3M | 0.00% | +10,640+5.9% | Added |
| Driehaus Capital Management LLC | 178,242 | $36.7M | 0.44% | +80,925+83.2% | Added |
| Nuveen Asset Management, LLC | 177,668 | $36.6M | 0.01% | −28,434−13.8% | Reduced |
| Bamco Inc | 155,360 | $32.0M | 0.07% | +2,601+1.7% | Added |
| D. E. Shaw & Co., Inc. | 154,091 | $31.7M | 0.04% | −50,498−24.7% | Reduced |
| Bank of New York Mellon Corp | 148,182 | $30.5M | 0.01% | +10,721+7.8% | Added |
| TimesSquare Capital Management, LLC | 144,275 | $29.7M | 0.26% | −22,755−13.6% | Reduced |
| Atika Capital Management LLC | 122,300 | $25.2M | 1.79% | +800+0.7% | Added |
| Fisher Asset Management, LLC | 114,919 | $23.7M | 0.01% | +29,869+35.1% | Added |
| Voloridge Investment Management, LLC | 110,958 | $22.8M | 0.15% | +36,766+49.6% | Added |
| Dimensional Fund Advisors LP | 99,993 | $20.6M | 0.01% | −5,638−5.3% | Reduced |
| Deutsche Bank AG | 91,520 | $18.8M | 0.01% | −7,380−7.5% | Reduced |
| TD Asset Management Inc | 86,202 | $17.7M | 0.02% | +955+1.1% | Added |
| Ameriprise Financial Inc | 85,466 | $17.6M | 0.01% | −3,419−3.8% | Reduced |
| Ziegler Capital Management, LLC | 83,092 | $17.1M | 0.62% | +49,570+147.9% | Added |
| California Public Employees Retirement System | 76,470 | $15.7M | 0.01% | −520−0.7% | Reduced |
| Norges Bank | 74,356 | $15.3M | 0.00% | −20,725−21.8% | Reduced |
| Swiss National Bank | 69,600 | $14.3M | 0.01% | +1,600+2.4% | Added |
| Millennium Management LLC | 69,405 | $14.3M | 0.02% | +42,257+155.7% | Added |
| Balyasny Asset Management LLC | 69,253 | $14.3M | 0.07% | +47,369+216.5% | Added |
| Parametric Portfolio Associates LLC | 66,963 | $13.8M | 0.01% | +11,902+21.6% | Added |
| First Trust Advisors LP | 66,803 | $13.8M | 0.01% | +338+0.5% | Added |
| Man Group plc | 64,964 | $13.4M | 0.05% | −4,579−6.6% | Reduced |
| Renaissance Technologies LLC | 63,200 | $13.0M | 0.02% | −38,500−37.9% | Reduced |
| Lisanti Capital Growth, LLC | 62,735 | $12.9M | 1.90% | −11,670−15.7% | Reduced |
| Castleark Management LLC | 62,309 | $12.8M | 0.49% | −23,230−27.2% | Reduced |
| CastleArk Alternatives, LLC | 62,309 | $12.8M | 0.49% | +62,309 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 60,293 | $12.4M | 0.05% | −83,356−58.0% | Reduced |
| WCM Investment Management, LLC | 60,164 | $12.4M | 0.03% | +420+0.7% | Added |
| Stifel Financial Corp | 51,753 | $10.7M | 0.02% | +1,857+3.7% | Added |
| Principal Financial Group Inc | 49,766 | $10.2M | 0.01% | +299+0.6% | Added |
| Royal Bank of Canada | 47,988 | $9.88M | 0.00% | +6,368+15.3% | Added |
| Jacobs Levy Equity Management, Inc | 47,857 | $9.85M | 0.07% | +24,186+102.2% | Added |
| Russell Investments Group, Ltd. | 47,300 | $9.73M | 0.02% | +25,063+112.7% | Added |
| Barclays PLC | 46,452 | $9.56M | 0.01% | −188,969−80.3% | Reduced |
| Penserra Capital Management LLC | 45,658 | $9.40M | 0.20% | +45,658 | New |
| California State Teachers Retirement System | 44,007 | $9.06M | 0.01% | −2,495−5.4% | Reduced |
| Alliancebernstein L.P. | 43,107 | $8.88M | 0.00% | +1,518+3.7% | Added |
| Advisor Group Holdings, Inc. | 39,338 | $8.10M | 0.02% | +11,983+43.8% | Added |
| Citadel Advisors LLC | 36,071 | $7.43M | 0.01% | −50,608−58.4% | Reduced |
| Rhumbline Advisers | 35,694 | $7.35M | 0.01% | +1,219+3.5% | Added |
| UBS Asset Management Americas Inc | 35,607 | $7.33M | 0.00% | +543+1.5% | Added |
| AtonRa Partners | 34,615 | $7.13M | 2.38% | +3,252+10.4% | Added |
| Natixis | 34,288 | $7.06M | 0.02% | +34,288 | New |
| Rhenman & Partners Asset Management AB | 34,000 | $7.00M | 0.49% | +100.0% | Added |
| Bridgewater Associates, LP | 32,121 | $6.61M | 0.04% | −2,732−7.8% | Reduced |
| Legal & General Group Plc | 30,513 | $6.28M | 0.00% | +6,188+25.4% | Added |
| Calamos Advisors LLC | 28,067 | $5.78M | 0.03% | +19,041+211.0% | Added |
| Sectoral Asset Management Inc | 28,000 | $5.76M | 0.48% | 00.0% | Unchanged |
| Next Century Growth Investors LLC | 27,315 | $5.62M | 0.49% | +8,459+44.9% | Added |
| Prudential Financial Inc | 26,781 | $5.51M | 0.01% | +1,150+4.5% | Added |
| LPL Financial LLC | 26,406 | $5.44M | 0.01% | +3,266+14.1% | Added |
| UBS Group AG | 26,101 | $5.37M | 0.00% | −2,148−7.6% | Reduced |
| 1832 Asset Management L.P. | 25,000 | $5.17M | 0.01% | +25,000 | New |
| Cinctive Capital Management LP | 23,750 | $4.89M | 0.27% | +16,750+239.3% | Added |
| SEI Investments Co | 22,370 | $4.61M | 0.01% | −2,491−10.0% | Reduced |
| Marshall Wace, LLP | 21,763 | $4.48M | 0.02% | +11,397+109.9% | Added |
| State of New Jersey Common Pension Fund D | 20,082 | $4.13M | 0.01% | −239−1.2% | Reduced |
| American International Group, Inc. | 18,469 | $3.80M | 0.02% | −439−2.3% | Reduced |
| CIBC Private Wealth Group, LLC | 17,497 | $3.60M | 0.01% | +17,497 | New |
| Envestnet Asset Management Inc | 17,457 | $3.59M | 0.00% | +1,731+11.0% | Added |
| Manufacturers Life Insurance Company, The | 17,212 | $3.54M | 0.00% | −1,682−8.9% | Reduced |
| AQR Capital Management LLC | 17,191 | $3.54M | 0.01% | +7,564+78.6% | Added |
| SG Americas Securities, LLC | 16,771 | $3.45M | 0.02% | +435+2.7% | Added |
| Biondo Investment Advisors, LLC | 16,490 | $3.40M | 0.58% | +10,465+173.7% | Added |
| EAM Investors, LLC | 15,438 | $3.18M | 0.54% | −1,397−8.3% | Reduced |
| Cubist Systematic Strategies, LLC | 15,029 | $3.09M | 0.04% | −18,826−55.6% | Reduced |
| Tiedemann Advisors, LLC | 14,166 | $2.92M | 0.16% | 00.0% | Unchanged |
| Voya Investment Management LLC | 13,174 | $2.71M | 0.01% | −84−0.6% | Reduced |
| Baird Financial Group, Inc. | 13,050 | $2.69M | 0.01% | +4,190+47.3% | Added |
| State Board of Administration of Florida Retirement System | 11,698 | $2.41M | 0.00% | +360+3.2% | Added |
| MetLife Investment Management | 11,661 | $2.40M | 0.02% | −355−3.0% | Reduced |