Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 267
- +30 vs. Q2 2021
- Shares held
- 32.3M
- +102.8K (+0.3%) vs. Q2 2021
- Total value
- $6.64B
- +$531.4M (+8.7%) vs. Q2 2021
- New holders
- 53
- 93 more added
- Sold out
- 23
- 83 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glassman Wealth Services | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1 | $0 | 0.00% | +1 | New |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 6 | $1.00K | 0.00% | +6 | New |
| Meridian Wealth Partners, LLC | 16 | $3.00K | 0.00% | +16 | New |
| American Portfolios Advisors | 20 | $4.12K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $5.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 45 | $9.00K | 0.00% | +45 | New |
| Tradition Wealth Management, LLC | 45 | $9.00K | 0.00% | +45 | New |
| Allworth Financial LP | 50 | $10.0K | 0.00% | +50 | New |
| Bessemer Group Inc | 53 | $11.0K | 0.00% | +53 | New |
| Pittenger & Anderson Inc | 65 | $13.0K | 0.00% | +6+10.2% | Added |
| Wagner Wealth Management, LLC | 72 | $15.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 81 | $16.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 90 | $19.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 98 | $20.0K | 0.00% | +98 | New |
| Sugarloaf Wealth Management, LLC | 100 | $21.0K | 0.01% | +100 | New |
| Prestige Wealth Management Group LLC | 100 | $21.0K | 0.01% | +100 | New |
| FinTrust Capital Advisors, LLC | 110 | $23.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 114 | $23.0K | 0.00% | +22+23.9% | Added |
| Oakworth Capital, Inc. | 113 | $23.0K | 0.00% | +113 | New |
| TCI Wealth Advisors, Inc. | 117 | $24.0K | 0.00% | +27+30.0% | Added |
| Federation des caisses Desjardins du Quebec | 120 | $24.7K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 121 | $25.0K | 0.00% | +118+3,933.3% | Added |
| Adirondack Trust Co | 127 | $27.0K | 0.01% | 00.0% | Unchanged |
| Covington Capital Management | 150 | $31.0K | 0.00% | −10−6.3% | Reduced |
| Quadrant Capital Group LLC | 173 | $36.0K | 0.01% | +6+3.6% | Added |
| C M Bidwell & Associates Ltd | 187 | $38.0K | 0.03% | +187 | New |
| Northwestern Mutual Wealth Management Co | 200 | $41.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 200 | $41.0K | 0.01% | 00.0% | Unchanged |
| Pacitti Group Inc. | 200 | $41.0K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 202 | $41.0K | 0.00% | +47+30.3% | Added |
| Evermay Wealth Management LLC | 208 | $43.0K | 0.01% | +208 | New |
| Total Clarity Wealth Management, Inc. | 228 | $47.0K | 0.02% | +228 | New |
| First Horizon Advisors, Inc. | 243 | $49.0K | 0.00% | +1+0.4% | Added |
| Financial Management Professionals, Inc. | 269 | $55.0K | 0.01% | +245+1,020.8% | Added |
| Berman Capital Advisors, LLC | 300 | $61.0K | 0.01% | +116+63.0% | Added |
| D'Orazio & Associates, Inc. | 300 | $62.0K | 0.02% | 00.0% | Unchanged |
| Asset Management One Co.,Ltd. | 306 | $62.0K | 0.00% | +306 | New |
| Captrust Financial Advisors | 314 | $65.0K | 0.00% | +7+2.3% | Added |
| Herold Advisors, Inc. | 350 | $72.0K | 0.03% | +350 | New |
| First PREMIER Bank | 400 | $82.0K | 0.02% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 448 | $92.0K | 0.01% | −104−18.8% | Reduced |
| Atticus Wealth Management, LLC | 483 | $99.0K | 0.04% | +483 | New |
| Bartlett & Co. Wealth Management LLC | 500 | $102.9K | 0.00% | −100−16.7% | Reduced |
| Archer Investment Corp | 500 | $102.9K | 0.04% | +500 | New |
| Bartlett & Co. LLC | 500 | $103.0K | 0.00% | −100−16.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 500 | $103.0K | 0.00% | +500 | New |
| Fieldpoint Private Securities, LLC | 789 | $162.0K | 0.04% | 00.0% | Unchanged |
| Cutler Group LP | 825 | $169.0K | 0.01% | +825 | New |
| Parallel Advisors, LLC | 902 | $186.0K | 0.01% | −486−35.0% | Reduced |
| Tower Research Capital LLC (TRC) | 915 | $188.0K | 0.00% | +200+28.0% | Added |
| Lincoln National Corp | 988 | $203.0K | 0.00% | +988 | New |
| Albion Financial Group | 1,000 | $206.0K | 0.02% | 00.0% | Unchanged |
| Bollard Group LLC | 1,000 | $206.0K | 0.01% | +398+66.1% | Added |
| National Asset Management, Inc. | 1,000 | $206.0K | 0.01% | +1,000 | New |
| Wealthcare Advisory Partners LLC | 1,000 | $206.0K | 0.01% | +1,000 | New |
| Wealth Dimensions Group, Ltd. | 1,000 | $206.0K | 0.13% | +1,000 | New |
| Raymond James Financial Services Advisors, Inc. | 1,013 | $209.0K | 0.00% | −2,063−67.1% | Reduced |
| Harbour Investments, Inc. | 1,021 | $210.0K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,050 | $216.0K | 0.00% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 1,065 | $219.0K | 0.08% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,127 | $232.0K | 0.00% | +49+4.5% | Added |
| IFP Advisors, Inc | 1,151 | $237.0K | 0.00% | −39−3.3% | Reduced |
| Sawtooth Solutions, LLC | 1,224 | $252.0K | 0.04% | +1,224 | New |
| JGP Global Gestao de Recursos Ltda. | 1,251 | $258.0K | 0.09% | +118+10.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,255 | $258.0K | 0.00% | +176+16.3% | Added |
| Fulton Bank, N.A. | 1,281 | $264.0K | 0.01% | +172+15.5% | Added |
| V Wealth Advisors LLC | 1,285 | $265.0K | 0.04% | −400−23.7% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,316 | $271.0K | 0.00% | −671−33.8% | Reduced |
| Walleye Trading LLC | 1,317 | $271.0K | 0.01% | +743+129.4% | Added |
| HSBC Holdings PLC | 1,326 | $273.0K | 0.00% | −648−32.8% | Reduced |
| Koshinski Asset Management, Inc. | 1,388 | $285.8K | 0.02% | −75−5.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 1,409 | $290.0K | 0.05% | +1,409 | New |
| CIBC Asset Management Inc | 1,425 | $293.0K | 0.00% | +141+11.0% | Added |
| Profund Advisors LLC | 1,443 | $297.0K | 0.01% | +1,443 | New |
| Kovack Advisors, Inc. | 1,475 | $304.0K | 0.03% | +75+5.4% | Added |
| Cypress Capital Management LLC | 1,612 | $306.0K | 0.04% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 1,495 | $308.0K | 0.02% | +1,495 | New |
| State of Wisconsin Investment Board | 1,500 | $309.0K | 0.00% | −300−16.7% | Reduced |
| Arlington Financial Advisors, LLC | 1,500 | $309.0K | 0.12% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 1,541 | $317.0K | 0.01% | +1,541 | New |
| Gotham Asset Management, LLC | 1,579 | $325.0K | 0.01% | −2,081−56.9% | Reduced |
| US Bancorp | 1,599 | $328.0K | 0.00% | −68−4.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $342.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 1,675 | $345.0K | 0.00% | −50−2.9% | Reduced |
| Great West Life Assurance Co | 1,704 | $352.0K | 0.00% | −115−6.3% | Reduced |
| MONECO Advisors, LLC | 1,711 | $352.0K | 0.14% | 00.0% | Unchanged |
| Xponance, Inc. | 1,825 | $376.0K | 0.01% | −23−1.2% | Reduced |
| Aigen Investment Management, LP | 1,836 | $378.0K | 0.07% | +1,836 | New |
| Mackenzie Financial Corp | 1,908 | $393.0K | 0.00% | +766+67.1% | Added |
| Probity Advisors, Inc. | 1,912 | $394.0K | 0.08% | +19+1.0% | Added |
| O'Shaughnessy Asset Management, LLC | 1,941 | $400.0K | 0.01% | +141+7.8% | Added |
| Commerce Bank | 2,002 | $412.0K | 0.00% | +2+0.1% | Added |
| Pictet Asset Management SA | 2,000 | $412.0K | 0.00% | +2,000 | New |
| O'Neil Global Advisors, Inc. | 2,073 | $427.0K | 0.33% | +2,073 | New |
| Pearl River Capital, LLC | 2,081 | $428.0K | 0.12% | +2,081 | New |
| Wealth Management Associates, Inc. | 2,100 | $432.3K | 0.25% | 00.0% | Unchanged |