Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 4,519,155 | $979.9M | 0.03% | −53,670−1.2% | Reduced |
| Vanguard Group Inc | 3,740,401 | $811.0M | 0.02% | +45,470+1.2% | Added |
| FMR LLC | 2,614,841 | $567.0M | 0.05% | −446,018−14.6% | Reduced |
| Price T Rowe Associates Inc | 1,394,767 | $302.4M | 0.05% | +382,374+37.8% | Added |
| JPMorgan Chase & Co | 1,273,747 | $276.2M | 0.04% | +467,237+57.9% | Added |
| State Street Corp | 1,206,502 | $261.6M | 0.01% | +35,015+3.0% | Added |
| Artisan Partners Limited Partnership | 1,057,470 | $229.3M | 0.38% | +389,636+58.3% | Added |
| Invesco Ltd. | 743,879 | $161.3M | 0.05% | +39,043+5.5% | Added |
| Geode Capital Management, LLC | 701,511 | $152.1M | 0.02% | +30,285+4.5% | Added |
| Norges Bank | 689,681 | $149.5M | 0.03% | +179,093+35.1% | Added |
| Marshall Wace, LLP | 629,073 | $136.4M | 0.34% | +294,713+88.1% | Added |
| Gilder Gagnon Howe & Co LLC | 599,958 | $130.1M | 2.15% | −105,922−15.0% | Reduced |
| Capital World Investors | 585,000 | $126.8M | 0.03% | 00.0% | Unchanged |
| Wellington Management Group LLP | 483,852 | $104.9M | 0.02% | +50,821+11.7% | Added |
| Allspring Global Investments Holdings, LLC | 481,434 | $104.4M | 0.17% | +156,344+48.1% | Added |
| Macquarie Group Ltd | 471,383 | $102.2M | 0.12% | −284,625−37.6% | Reduced |
| Northern Trust Corp | 454,043 | $98.5M | 0.02% | +3,724+0.8% | Added |
| Morgan Stanley | 390,630 | $84.7M | 0.01% | +109,362+38.9% | Added |
| 1832 Asset Management L.P. | 385,500 | $83.6M | 0.17% | +56,100+17.0% | Added |
| Credit Suisse AG | 374,538 | $81.2M | 0.08% | +123,383+49.1% | Added |
| Bank of New York Mellon Corp | 352,355 | $76.4M | 0.02% | −8,865−2.5% | Reduced |
| Baillie Gifford & Co | 347,027 | $75.2M | 0.07% | −863−0.2% | Reduced |
| Fred Alger Management, LLC | 309,165 | $67.0M | 0.36% | −106,644−25.6% | Reduced |
| Charles Schwab Investment Management Inc | 299,108 | $64.9M | 0.02% | −477−0.2% | Reduced |
| Nuveen Asset Management, LLC | 296,514 | $64.3M | 0.02% | +15,458+5.5% | Added |
| Fiera Capital Corp | 295,836 | $64.1M | 0.19% | −5,457−1.8% | Reduced |
| Primecap Management Co | 293,250 | $63.6M | 0.06% | +1,800+0.6% | Added |
| Bellevue Group AG | 281,376 | $61.0M | 0.89% | +33,760+13.6% | Added |
| Point72 Asset Management, L.P. | 268,613 | $58.2M | 0.21% | +69,050+34.6% | Added |
| Janus Henderson Group PLC | 266,214 | $57.7M | 0.04% | +259,754+4,021.0% | Added |
| Armistice Capital, LLC | 256,000 | $55.5M | 1.29% | +204,000+392.3% | Added |
| Eventide Asset Management, LLC | 241,875 | $52.4M | 0.96% | +202,175+509.3% | Added |
| Goldman Sachs Group Inc | 241,267 | $52.3M | 0.01% | −64,531−21.1% | Reduced |
| New York State Common Retirement Fund | 217,061 | $47.1M | 0.06% | +1,525+0.7% | Added |
| Bank of America Corp | 211,482 | $45.9M | 0.01% | +17,643+9.1% | Added |
| Renaissance Technologies LLC | 196,200 | $42.5M | 0.06% | −206,400−51.3% | Reduced |
| Citadel Advisors LLC | 161,779 | $35.1M | 0.04% | −21,993−12.0% | Reduced |
| Jane Street Group, LLC | 149,677 | $32.5M | 0.06% | +126,988+559.7% | Added |
| Massachusetts Financial Services Co | 149,054 | $32.3M | 0.01% | +149,054 | New |
| Principal Financial Group Inc | 148,189 | $32.1M | 0.02% | −229−0.2% | Reduced |
| Victory Capital Management Inc | 126,004 | $27.3M | 0.03% | −46,404−26.9% | Reduced |
| Alyeska Investment Group, L.P. | 124,605 | $27.0M | 0.24% | +76,605+159.6% | Added |
| Atika Capital Management LLC | 118,000 | $25.6M | 3.99% | −4,593−3.7% | Reduced |
| Rock Springs Capital Management LP | 115,100 | $25.0M | 0.60% | 00.0% | Unchanged |
| SEI Investments Co | 114,419 | $24.8M | 0.05% | +80,162+234.0% | Added |
| Rhumbline Advisers | 113,468 | $24.6M | 0.03% | −286−0.3% | Reduced |
| Nicholas Investment Partners, LP | 112,907 | $24.5M | 1.86% | +28,400+33.6% | Added |
| STRS Ohio | 107,700 | $23.4M | 0.10% | +20,500+23.5% | Added |
| Ameriprise Financial Inc | 105,053 | $22.8M | 0.01% | +9,755+10.2% | Added |
| Balyasny Asset Management LLC | 102,871 | $22.3M | 0.07% | +70,265+215.5% | Added |
| TimesSquare Capital Management, LLC | 102,760 | $22.3M | 0.33% | −14,360−12.3% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,262 | $21.7M | 0.08% | +27,307+37.4% | Added |
| Alliancebernstein L.P. | 93,743 | $20.3M | 0.01% | −11,743−11.1% | Reduced |
| Dimensional Fund Advisors LP | 86,571 | $18.8M | 0.01% | −4,214−4.6% | Reduced |
| Wells Fargo & Company | 85,577 | $18.6M | 0.01% | +6,769+8.6% | Added |
| Voloridge Investment Management, LLC | 83,903 | $18.2M | 0.09% | −84,420−50.2% | Reduced |
| Polar Asset Management Partners Inc. | 81,900 | $17.8M | 0.31% | +81,900 | New |
| Allianz Asset Management GmbH | 81,280 | $17.6M | 0.04% | +13,966+20.7% | Added |
| Fisher Asset Management, LLC | 78,748 | $17.1M | 0.01% | −768−1.0% | Reduced |
| Swiss National Bank | 78,000 | $16.9M | 0.01% | −8,700−10.0% | Reduced |
| Manufacturers Life Insurance Company, The | 76,833 | $16.7M | 0.01% | +977+1.3% | Added |
| Lombard Odier Asset Management (Switzerland) SA | 72,904 | $15.8M | 1.38% | +30,187+70.7% | Added |
| Fuller & Thaler Asset Management, Inc. | 72,712 | $15.8M | 0.09% | +5,032+7.4% | Added |
| American International Group, Inc. | 72,587 | $15.7M | 0.10% | −172−0.2% | Reduced |
| Eagle Asset Management Inc | 71,994 | $15.6M | 0.09% | −20,653−22.3% | Reduced |
| California Public Employees Retirement System | 70,412 | $15.3M | 0.01% | −12,081−14.6% | Reduced |
| Rhenman & Partners Asset Management AB | 67,000 | $14.3M | 1.58% | +20,000+42.6% | Added |
| Amundi | 59,572 | $13.8M | 0.01% | +2,053+3.6% | Added |
| Royal Bank of Canada | 62,689 | $13.6M | 0.00% | −1,233−1.9% | Reduced |
| Sectoral Asset Management Inc | 62,550 | $13.6M | 2.61% | +23,450+60.0% | Added |
| AQR Capital Management LLC | 59,848 | $13.0M | 0.03% | +34,484+136.0% | Added |
| Canada Pension Plan Investment Board | 59,800 | $13.0M | 0.02% | +25,484+74.3% | Added |
| WCM Investment Management, LLC | 59,114 | $12.8M | 0.04% | +11,751+24.8% | Added |
| Legal & General Group Plc | 58,656 | $12.7M | 0.00% | +2,134+3.8% | Added |
| Prudential Financial Inc | 55,666 | $12.1M | 0.02% | −29,707−34.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 55,425 | $12.0M | 0.03% | +7,800+16.4% | Added |
| Neuberger Berman Group LLC | 54,803 | $11.9M | 0.01% | +42,334+339.5% | Added |
| TD Asset Management Inc | 52,723 | $11.4M | 0.01% | +3,552+7.2% | Added |
| D. E. Shaw & Co., Inc. | 49,899 | $10.8M | 0.02% | −63,841−56.1% | Reduced |
| Ziegler Capital Management, LLC | 47,831 | $10.4M | 0.41% | −807−1.7% | Reduced |
| Mutual of America Capital Management LLC | 47,726 | $10.3M | 0.12% | −1,468−3.0% | Reduced |
| Eversept Partners, LP | 47,577 | $10.3M | 0.93% | +47,577 | New |
| Retirement Systems of Alabama | 47,223 | $10.2M | 0.04% | −413−0.9% | Reduced |
| Parkman Healthcare Partners LLC | 46,855 | $10.2M | 2.21% | +46,855 | New |
| Barclays PLC | 46,783 | $10.1M | 0.01% | +7,690+19.7% | Added |
| Stifel Financial Corp | 46,651 | $10.1M | 0.01% | −300−0.6% | Reduced |
| New York State Teachers Retirement System | 46,497 | $10.1M | 0.02% | −80−0.2% | Reduced |
| Squarepoint Ops LLC | 46,474 | $10.1M | 0.07% | +15,510+50.1% | Added |
| Thrivent Financial for Lutherans | 45,799 | $9.93M | 0.02% | +2,416+5.6% | Added |
| Bamco Inc | 45,603 | $9.89M | 0.03% | −14,988−24.7% | Reduced |
| California State Teachers Retirement System | 44,997 | $9.76M | 0.01% | −474−1.0% | Reduced |
| State of Wisconsin Investment Board | 44,719 | $9.70M | 0.03% | −5,259−10.5% | Reduced |
| Bridgewater Associates, LP | 44,152 | $9.57M | 0.06% | +1,835+4.3% | Added |
| Thornburg Investment Management Inc | 43,957 | $9.53M | 0.16% | +5,196+13.4% | Added |
| UBS Asset Management Americas Inc | 42,116 | $9.13M | 0.00% | +1,523+3.8% | Added |
| Voya Investment Management LLC | 40,504 | $8.78M | 0.01% | +4,718+13.2% | Added |
| Osterweis Capital Management Inc | 40,504 | $8.78M | 0.60% | +14,445+55.4% | Added |
| MetLife Investment Management | 40,107 | $8.70M | 0.06% | −594−1.5% | Reduced |
| Biondo Investment Advisors, LLC | 37,243 | $8.08M | 1.63% | +6,005+19.2% | Added |
| Millennium Management LLC | 35,207 | $7.63M | 0.01% | −270,618−88.5% | Reduced |