Skip to main content

Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q1 2023 vs. Q4 2022

How the institutions holding Shockwave Medical, Inc. changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of SWAV: Q4 2022 compared with Q1 2023
MeasureQ4 2022Of which not filed for Q1 2023Q1 2023Change
Holders4157382−26
Shares32.4M27.2K33.9M+1.57M (+4.8%)
Value$6.66B$5.30M$7.31B+$652.8M (+9.8%)

7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (53)

Institutions that held Shockwave Medical, Inc. at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to SWAV in Q1 2023
InstitutionSharesValue% of portfolio
Massachusetts Financial Services Co149,054$32.3M0.01%
Polar Asset Management Partners Inc.81,900$17.8M0.31%
Eversept Partners, LP47,577$10.3M0.93%
Parkman Healthcare Partners LLC46,855$10.2M2.21%
Capital Fund Management S.A.21,713$4.71M0.09%
Impax Asset Management Group plc17,500$3.79M0.02%
SlateStone Wealth, LLC11,852$2.57M0.53%
Orion Portfolio Solutions, LLC10,919$2.37M0.03%
CIBC Private Wealth Group, LLC10,383$2.25M0.01%
Bayesian Capital Management, LP9,047$1.96M0.24%
Brighton Jones LLC7,962$1.73M0.10%
Sawtooth Solutions, LLC6,876$1.49M0.04%
Bleakley Financial Group, LLC6,876$1.49M0.05%
Hussman Strategic Advisors, Inc.6,200$1.34M0.21%
Apeiron Capital Ltd5,100$1.11M0.62%
Jackson Creek Investment Advisors LLC4,878$1.06M0.44%
Independent Advisor Alliance3,612$783.2K0.04%
Van Hulzen Asset Management, LLC2,591$562.0K0.05%
Walleye Capital LLC2,540$550.7K0.01%
Balboa Wealth Partners2,478$537.3K0.20%
Wolverine Trading, LLC2,334$500.0K0.02%
Beacon Investment Advisory Services, Inc.2,259$489.8K0.02%
Keebeck Alpha, LP1,972$427.6K0.50%
CenterBook Partners LP1,762$382.1K0.05%
SeaCrest Wealth Management, LLC1,328$287.9K0.04%
Janney Montgomery Scott LLC1,316$285.0K0.00%
ETF Managers Group, LLC1,314$284.9K0.01%
Centiva Capital, LP1,116$242.0K0.01%
CI Private Wealth, LLC1,093$237.0K0.00%
J.W. Cole Advisors, Inc.1,027$222.7K0.02%
Wedbush Securities Inc1,017$221.0K0.01%
CIBC Asset Management Inc996$216.0K0.00%
Valeo Financial Advisors, LLC967$209.7K0.01%
Values First Advisors, Inc.684$148.4K0.09%
Steel Peak Wealth Management LLC600$130.1K0.01%
Exchange Traded Concepts, LLC441$95.6K0.00%
Venturi Wealth Management, LLC410$88.9K0.01%
Banque Cantonale Vaudoise265$57.0K0.00%
Ameritas Advisory Services, LLC125$35.4K0.00%
Global Retirement Partners, LLC122$34.3K0.00%
International Assets Investment Management, LLC148$32.1K0.00%
Ahrens Investment Partners LLC82$17.8K0.01%
Farther Finance Advisors, LLC32$6.94K0.00%
EverSource Wealth Advisors, LLC30$6.50K0.00%
Nelson, Van Denburg & Campbell Wealth Management Group, LLC27$5.85K0.00%
Bokf, NA13$2.82K0.00%
Caldwell Sutter Capital, Inc.10$2.17K0.00%
Grove Bank & Trust4$8670.00%
Disciplined Investments, LLC2$4340.00%
AdvisorNet Financial, Inc1$2170.00%
Schubert & Co1$2170.00%
Centerpoint Advisors, LLC1$00.00%
Steward Financial Group LLC4$00.00%

Sold out (79)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of SWAV in Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Viking Global Investors LPSuperinvestorViking Global Investors164,607$33.8M
Quadrature Capital Ltd75,889$15.6M
Qube Research & Technologies Ltd64,053$13.2M
Cubist Systematic Strategies, LLC47,592$9.79M
Driehaus Capital Management LLC45,726$9.40M
Jacobs Levy Equity Management, Inc40,942$8.42M
Putnam Investments LLC24,803$5.10M
Moore Capital Management, LP20,000$4.11M
Aigen Investment Management, LP18,209$3.74M
Trexquant Investment LP17,258$3.55M
Calamos Advisors LLC16,089$3.31M
Simplex Trading, LLC15,029$3.09M
ExodusPoint Capital Management, LP12,860$2.64M
M&G Investment Management Ltd12,472$2.57M
Castleark Management LLC11,359$2.34M
Empowered Funds, LLC11,317$2.33M
Two Sigma Investments, LP11,128$2.29M
Lisanti Capital Growth, LLC10,510$2.16M
Alcosta Capital Management, Inc.10,470$2.15M
Graham Capital Management, L.P.9,478$1.95M
Next Century Growth Investors LLC8,726$1.79M
Echo Street Capital Management LLC7,395$1.52M
NWK Group, Inc.7,312$1.50M
APG Asset Management N.V.6,900$1.42M
Aquatic Capital Management LLC5,300$1.09M
Diametric Capital, LP4,634$952.8K
Y-Intercept (Hong Kong) Ltd4,382$901.0K
Kula Investments, LLC3,509$721.5K
Acadian Asset Management LLC3,353$686.0K
L & S Advisors Inc2,822$580.2K
Point72 Middle East FZE2,603$535.2K
Virtu Financial LLC2,525$519.0K
Verition Fund Management LLC2,427$499.0K
Simplify Asset Management Inc.2,075$426.6K
Treasurer of the State of North Carolina2,030$417.0K
HRT Financial LP1,992$409.0K
Gsa Capital Partners LLP1,979$407.0K
Boulder Hill Capital Management LP1,900$390.7K
Boothbay Fund Management, LLC1,872$384.9K
D.A. Davidson & Co.1,792$368.5K
Blueshift Asset Management, LLC1,764$362.7K
PDT Partners, LLC1,726$354.9K
Winton Group Ltd1,718$353.2K
Walleye Trading LLC1,678$345.0K
National Asset Management, Inc.1,649$339.1K
Level Four Advisory Services, LLC1,570$322.8K
Magnetar Financial LLC1,388$285.0K
Edmonds Duncan Registered Investment Advisors, LLC1,375$282.7K
Hanseatic Management Services Inc1,373$282.0K
Occudo Quantitative Strategies LP1,344$276.3K
Ontario Teachers Pension Plan Board1,268$260.7K
Sumitomo Mitsui Trust Holdings, Inc.1,217$250.2K
Prudential PLC1,191$244.9K
Park Avenue Securities LLC1,170$241.0K
JGP Global Gestao de Recursos Ltda.1,129$232.0K
Dynamic Technology Lab Private Ltd1,000$206.0K
Two Sigma Advisers, LP1,000$205.6K
Phoenix Wealth Advisors994$204.4K
Fiduciary Alliance LLC870$178.9K
Public Employees Retirement System of Ohio543$112.0K
Fortis Capital Advisors, LLC470$96.6K
Tobam463$95.0K
Altshuler Shaham Ltd260$53.5K
PenderFund Capital Management Ltd.160$45.0K
Anfield Capital Management, LLC185$38.0K
Quarry LP177$36.4K
Prestige Wealth Management Group LLC105$21.6K
Dark Forest Capital Management LP77$15.8K
Arcadia Investment Management Corp45$9.25K
Bessemer Group Inc32$7.00K
U.S. Capital Wealth Advisors, LLC20$4.11K
Advanced Asset Management Advisors Inc17$3.50K
MCF Advisors LLC12$2.47K
Accurate Wealth Management, LLC8$1.59K
Lee Financial Co6$1.23K
Sofos Investments, Inc.206$909
Beaird Harris Wealth Management, LLC3$617
Sutton Wealth Advisors Inc.2$411
EWG Elevate Inc.1$206

Not filed for Q1 2023 yet (7)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q4 2022 that haven't filed for Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Comerica Bank22,893$4.41M
Probity Advisors, Inc.1,841$378.5K
Laurel Wealth Advisors, Inc.1,273$262.0K
Alpha Paradigm Partners, LLC1,132$233.0K
Trustcore Financial Services, LLC45$9.25K
HealthInvest Partners AB32$6.58K
CoreCap Advisors, LLC1$206