Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 487 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
Holders of 5% or more of SWAV
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Shockwave Medical, Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Shockwave Medical, Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
23 Schedule 13D and 13G filings on Shockwave Medical, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jul 10, 2024 | FMR LLC | 13G/AOld format | – | – | – | SEC |
| Feb 13, 2024 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2024 | FMR LLC | 13G/AOld format | – | – | – | SEC |
| Feb 8, 2024 | Wellington Management Group LLP | 13GOld format | – | New | – | SEC |
| Jan 24, 20242:27 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2023 | FMR LLC | 13G/AOld format | – | – | – | SEC |
| Jan 23, 20233:52 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Jan 10, 2023 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Jul 8, 20224:56 PM ET | BlackRock Inc. | 13GOld format | – | – | – | SEC |
| Feb 14, 2022 | Gilder Gagnon Howe & Co LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2022 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 3, 20224:41 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Jan 10, 2022 | FMR LLC | 13G/AOld format | – | – | – | SEC |
| Nov 9, 2021 | JPMorgan Chase & Co | 13G/AOld format | – | – | – | SEC |
| Apr 12, 2021 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 16, 2021 | Gilder Gagnon Howe & Co LLC | 13G/AOld format | – | – | – | SEC |
| Feb 16, 2021 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2021 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 8, 2021 | FMR LLC | 13G/AOld format | – | – | – | SEC |
| Feb 2, 20213:13 PM ET | BlackRock Inc. | 13GOld format | – | New | – | SEC |
| Jan 15, 2021 | JPMorgan Chase & Co | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
47 notices from officers, directors and other affiliates planning to sell Shockwave Medical, Inc. shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Mar 26, 20244:19 PM ET | David & Laura Francis Joint Rev Tr U/A DTD 01/03/2003Director | 1.50K | $430.8K | Mar 26, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Mar 25, 20245:47 PM ET | Zacharias IsaacOfficer | 4.00K | $1.15M | Mar 26, 202410b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Mar 6, 20244:24 PM ET | Trinh PhungOfficer | 21 | $5.29K | Mar 6, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Mar 6, 20244:19 PM ET | Watkins Frank TOfficer | 2.00K | $507.2K | Mar 6, 202410b5-1 | Merrill | SEC |
| Feb 23, 20245:56 PM ET | Zacharias IsaacOfficer | 4.00K | $1.04M | Feb 26, 202410b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Feb 22, 20244:24 PM ET | Trinh PhungOfficer | 599 | $154.9K | Feb 22, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 21, 20244:50 PM ET | Frederic H. MollDirector | 60.0K | $15.5M | Feb 21, 2024 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 20, 20244:30 PM ET | Dan PuckettOfficer | 3.63K | $952.9K | Feb 20, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 16, 20244:23 PM ET | David & Laura Francis Joint Rev Tr U/A DTD 01/03/2003Director | 1.00K | $236.3K | Feb 16, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 6, 20244:13 PM ET | Trinh PhungOfficer | 1.29K | $297.5K | Feb 6, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 6, 20242:32 PM ET | Watkins Frank TOfficer | 2.00K | $463.5K | Feb 6, 202410b5-1 | Merrill | SEC |
| Feb 5, 20244:13 PM ET | Dan PuckettOfficer | 3.23K | $754.1K | Feb 5, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 1, 20244:47 PM ET | Dan PuckettOfficer | 3.41K | $770.6K | Feb 1, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Jan 25, 20244:39 PM ET | Zacharias IsaacOfficer | 4.00K | $896.0K | Jan 26, 202410b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Jan 16, 20244:23 PM ET | Douglas GodshallDirector · Officer | 25.0K | $5.40M | Jan 16, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Jan 8, 20242:14 PM ET | Watkins Frank TOfficer | 2.00K | $398.0K | Jan 8, 202410b5-1 | Merrill | SEC |
| Jan 5, 20244:08 PM ET | Douglas GodshallDirector · Officer | 10.0K | $1.96M | Jan 5, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 22, 20235:15 PM ET | Zacharias IsaacOfficer | 4.00K | $768.8K | Dec 26, 202310b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Dec 8, 20234:20 PM ET | Dan PuckettOfficer | 200 | $35.0K | Dec 8, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 7, 20234:22 PM ET | Trinh PhungOfficer | 203 | $35.0K | Dec 7, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 21, 202312:14 PM ET | Zacharias IsaacOfficer | 4.00K | $688.3K | Nov 27, 202310b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Nov 20, 20233:32 PM ET | Watkins Frank TOfficer | 3.00K | $520.0K | Nov 20, 202310b5-1 | Merrill | SEC |
| Nov 15, 20234:18 PM ET | Douglas GodshallDirector · Officer | 15.0K | $2.61M | Nov 15, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Oct 23, 20234:02 PM ET | Zacharias IsaacOfficer | 4.00K | $817.3K | Oct 26, 202310b5-1 | Merrill Lynch, Pierce, Fenner & Smith Inc | SEC |
| Oct 20, 202311:39 AM ET | Watkins Frank TOfficer | 3.00K | $608.1K | Oct 20, 202310b5-1 | Merrill | SEC |
Showing the latest 25. See the SWAV notices from the last 12 months