Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centerpoint Advisors, LLC | 1 | $0 | 0.00% | +1 | New |
| Steward Financial Group LLC | 4 | $0 | 0.00% | +4 | New |
| AdvisorNet Financial, Inc | 1 | $217 | 0.00% | +1 | New |
| Schubert & Co | 1 | $217 | 0.00% | +1 | New |
| Disciplined Investments, LLC | 2 | $434 | 0.00% | +2 | New |
| Institutional & Family Asset Management, LLC | 4 | $867 | 0.00% | 00.0% | Unchanged |
| Grove Bank & Trust | 4 | $867 | 0.00% | +4 | New |
| Glassman Wealth Services | 8 | $1.74K | 0.00% | −1−11.1% | Reduced |
| First Manhattan Co | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 10 | $2.17K | 0.00% | +10 | New |
| JFS Wealth Advisors, LLC | 10 | $2.17K | 0.00% | −9−47.4% | Reduced |
| Park Place Capital Corp | 12 | $2.60K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 13 | $2.82K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 13 | $2.82K | 0.00% | +13 | New |
| Farmers & Merchants Investments Inc | 16 | $3.47K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 20 | $4.34K | 0.00% | −849−97.7% | Reduced |
| Allworth Financial LP | 20 | $4.34K | 0.00% | +2+11.1% | Added |
| Bell Investment Advisors, Inc | 22 | $4.77K | 0.00% | −8−26.7% | Reduced |
| Larson Financial Group LLC | 23 | $4.99K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 24 | $5.00K | 0.00% | −1−4.0% | Reduced |
| Hantz Financial Services, Inc. | 21 | $5.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 27 | $5.85K | 0.00% | +27 | New |
| Raleigh Capital Management Inc. | 28 | $6.07K | 0.00% | +6+27.3% | Added |
| EverSource Wealth Advisors, LLC | 30 | $6.50K | 0.00% | +30 | New |
| Farther Finance Advisors, LLC | 32 | $6.94K | 0.00% | +32 | New |
| Ellevest, Inc. | 36 | $7.81K | 0.00% | −16−30.8% | Reduced |
| Covestor Ltd | 38 | $8.00K | 0.01% | +1+2.7% | Added |
| Massmutual Trust Co FSB | 41 | $8.89K | 0.00% | +15+57.7% | Added |
| Steward Partners Investment Advisory, LLC | 50 | $10.8K | 0.00% | −800−94.1% | Reduced |
| Pittenger & Anderson Inc | 50 | $10.8K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 50 | $10.8K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 82 | $17.8K | 0.01% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 82 | $17.8K | 0.01% | +82 | New |
| Lindbrook Capital, LLC | 89 | $19.3K | 0.00% | −15−14.4% | Reduced |
| TCI Wealth Advisors, Inc. | 90 | $19.5K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $19.5K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 92 | $19.9K | 0.02% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 100 | $21.7K | 0.00% | −35−25.9% | Reduced |
| Adirondack Trust Co | 127 | $27.5K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 148 | $32.1K | 0.00% | +148 | New |
| Virtus Fund Advisers, LLC | 156 | $33.8K | 0.24% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 122 | $34.3K | 0.00% | +122 | New |
| Ameritas Advisory Services, LLC | 125 | $35.4K | 0.00% | +125 | New |
| Huntington National Bank | 166 | $36.0K | 0.00% | +32+23.9% | Added |
| Belpointe Asset Management LLC | 170 | $36.9K | 0.00% | −380−69.1% | Reduced |
| IFP Advisors, Inc | 1,287 | $39.3K | 0.00% | −535−29.4% | Reduced |
| National Bank of Canada | 186 | $40.3K | 0.00% | −2−1.1% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $43.4K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 226 | $49.0K | 0.00% | +5+2.3% | Added |
| Northwestern Mutual Wealth Management Co | 232 | $50.3K | 0.00% | −99−29.9% | Reduced |
| Banque Cantonale Vaudoise | 265 | $57.0K | 0.00% | +265 | New |
| CWM, LLC | 279 | $60.0K | 0.00% | +18+6.9% | Added |
| Quadrant Capital Group LLC | 287 | $62.2K | 0.01% | −95−24.9% | Reduced |
| Signaturefd, LLC | 293 | $63.5K | 0.00% | −19−6.1% | Reduced |
| Financial Management Professionals, Inc. | 307 | $67.0K | 0.01% | +2+0.7% | Added |
| Harbor Investment Advisory, LLC | 378 | $82.0K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 384 | $83.3K | 0.00% | +4+1.1% | Added |
| First PREMIER Bank | 400 | $87.0K | 0.03% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 410 | $88.9K | 0.01% | +410 | New |
| Exchange Traded Concepts, LLC | 441 | $95.6K | 0.00% | +441 | New |
| Steel Peak Wealth Management LLC | 600 | $130.1K | 0.01% | +600 | New |
| Values First Advisors, Inc. | 684 | $148.4K | 0.09% | +684 | New |
| Bartlett & Co. LLC | 712 | $154.0K | 0.00% | +100+16.3% | Added |
| Bartlett & Co. Wealth Management LLC | 712 | $154.4K | 0.00% | +100+16.3% | Added |
| Leonteq Securities AG | 854 | $185.2K | 0.02% | −217−20.3% | Reduced |
| DuPont Capital Management Corp | 884 | $191.7K | 0.01% | +205+30.2% | Added |
| Advisory Services Network, LLC | 915 | $198.4K | 0.01% | +660+258.8% | Added |
| Parallel Advisors, LLC | 917 | $198.8K | 0.01% | −27−2.9% | Reduced |
| Proequities, Inc. | 966 | $209.5K | 0.02% | +269+38.6% | Added |
| Valeo Financial Advisors, LLC | 967 | $209.7K | 0.01% | +967 | New |
| HighTower Advisors, LLC | 981 | $212.0K | 0.00% | −16−1.6% | Reduced |
| Seaport Global Advisors, LLC | 984 | $213.4K | 0.67% | −632−39.1% | Reduced |
| CIBC Asset Management Inc | 996 | $216.0K | 0.00% | +996 | New |
| Albion Financial Group | 1,000 | $216.8K | 0.02% | 00.0% | Unchanged |
| Arlington Financial Advisors, LLC | 1,001 | $217.0K | 0.08% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 1,008 | $218.6K | 0.01% | −12−1.2% | Reduced |
| Wedbush Securities Inc | 1,017 | $221.0K | 0.01% | +1,017 | New |
| J.W. Cole Advisors, Inc. | 1,027 | $222.7K | 0.02% | +1,027 | New |
| Telemus Capital, LLC | 1,047 | $227.0K | 0.02% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,053 | $228.0K | 0.00% | −592−36.0% | Reduced |
| Montanaro Asset Management Ltd | 1,075 | $233.1K | 0.04% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 1,093 | $237.0K | 0.00% | +1,093 | New |
| First Foundation Advisors | 1,104 | $239.4K | 0.01% | −8−0.7% | Reduced |
| Centiva Capital, LP | 1,116 | $242.0K | 0.01% | +1,116 | New |
| Mayport, LLC | 1,125 | $243.9K | 0.15% | 00.0% | Unchanged |
| MML Investors Services, LLC | 1,136 | $246.0K | 0.00% | −3−0.3% | Reduced |
| Lincoln National Corp | 1,177 | $255.2K | 0.01% | −173−12.8% | Reduced |
| XTX Topco Ltd | 1,199 | $260.0K | 0.05% | −1,577−56.8% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,252 | $271.0K | 0.01% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,270 | $275.4K | 0.23% | +150+13.4% | Added |
| Harbour Investments, Inc. | 1,300 | $281.9K | 0.02% | +41+3.3% | Added |
| ETF Managers Group, LLC | 1,314 | $284.9K | 0.01% | +1,314 | New |
| Janney Montgomery Scott LLC | 1,316 | $285.0K | 0.00% | +1,316 | New |
| SeaCrest Wealth Management, LLC | 1,328 | $287.9K | 0.04% | +1,328 | New |
| Man Group plc | – | $293.8K | 0.00% | – | – |
| Two Sigma Securities, LLC | 1,358 | $294.5K | 0.02% | −1,101−44.8% | Reduced |
| Pacer Advisors, Inc. | 1,390 | $301.4K | 0.00% | −5,532−79.9% | Reduced |
| Cerity Partners LLC | 1,456 | $315.7K | 0.00% | −71−4.6% | Reduced |