Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,660,086 | $728.7M | 0.02% | +23,642+0.7% | Added |
| Vanguard Group Inc | 3,600,181 | $716.8M | 0.02% | −2,833−0.1% | Reduced |
| FMR LLC | 2,527,893 | $503.3M | 0.04% | +92,919+3.8% | Added |
| Wellington Management Group LLP | 1,805,771 | $359.5M | 0.07% | +453,048+33.5% | Added |
| Artisan Partners Limited Partnership | 1,398,136 | $278.4M | 0.47% | +250,352+21.8% | Added |
| Price T Rowe Associates Inc | 1,237,741 | $246.4M | 0.04% | +146,691+13.4% | Added |
| State Street Corp | 1,019,357 | $203.0M | 0.01% | +1,171+0.1% | Added |
| JPMorgan Chase & Co | 885,777 | $176.4M | 0.02% | +50,639+6.1% | Added |
| Invesco Ltd. | 706,821 | $140.7M | 0.04% | −66,955−8.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 645,634 | $128.5M | 0.23% | +170,369+35.8% | Added |
| Norges Bank | 618,073 | $123.1M | 0.02% | +41,035+7.1% | Added |
| Capital World Investors | 585,000 | $116.5M | 0.02% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 577,605 | $115.0M | 0.01% | +11,739+2.1% | Added |
| Marshall Wace, LLP | 562,287 | $112.0M | 0.24% | +206,667+58.1% | Added |
| Gilder Gagnon Howe & Co LLC | 549,173 | $109.3M | 1.66% | −14,443−2.6% | Reduced |
| Morgan Stanley | 430,495 | $85.7M | 0.01% | +14,164+3.4% | Added |
| Alliancebernstein L.P. | 388,071 | $77.3M | 0.03% | +311,863+409.2% | Added |
| Canada Pension Plan Investment Board | 386,321 | $76.9M | 0.11% | +154,637+66.7% | Added |
| Citadel Advisors LLC | 367,973 | $73.3M | 0.08% | +321,500+691.8% | Added |
| Credit Suisse AG | 363,608 | $72.4M | 0.07% | +56,298+18.3% | Added |
| Eventide Asset Management, LLC | 355,717 | $70.8M | 1.27% | +113,260+46.7% | Added |
| Bank of New York Mellon Corp | 335,264 | $66.8M | 0.01% | −4,533−1.3% | Reduced |
| Eagle Asset Management Inc | 331,451 | $66.0M | 0.39% | −49,165−12.9% | Reduced |
| Millennium Management LLC | 328,847 | $65.5M | 0.07% | +5,860+1.8% | Added |
| Janus Henderson Group PLC | 319,082 | $63.5M | 0.04% | +68,923+27.6% | Added |
| Fred Alger Management, LLC | 310,225 | $61.8M | 0.36% | −14,046−4.3% | Reduced |
| Primecap Management Co | 280,670 | $55.9M | 0.05% | −4,430−1.6% | Reduced |
| Baillie Gifford & Co | 272,963 | $54.3M | 0.05% | −27,809−9.2% | Reduced |
| Northern Trust Corp | 262,218 | $52.2M | 0.01% | −3,843−1.4% | Reduced |
| Renaissance Technologies LLC | 256,600 | $51.1M | 0.09% | +53,800+26.5% | Added |
| Bellevue Group AG | 254,279 | $50.6M | 0.82% | −16,247−6.0% | Reduced |
| Fiera Capital Corp | 242,780 | $48.3M | 0.15% | −46,213−16.0% | Reduced |
| Bank of America Corp | 241,993 | $48.2M | 0.01% | +55,274+29.6% | Added |
| Charles Schwab Investment Management Inc | 221,000 | $44.0M | 0.01% | −5,524−2.4% | Reduced |
| Macquarie Group Ltd | 219,853 | $43.8M | 0.05% | −43,239−16.4% | Reduced |
| New York State Common Retirement Fund | 207,450 | $41.3M | 0.06% | −22,622−9.8% | Reduced |
| TimesSquare Capital Management, LLC | 187,855 | $37.4M | 0.58% | +115,155+158.4% | Added |
| Lord, Abbett & Co. LLC | 185,307 | $36.9M | 0.14% | −213,865−53.6% | Reduced |
| Nuveen Asset Management, LLC | 178,929 | $35.6M | 0.01% | −23,804−11.7% | Reduced |
| Massachusetts Financial Services Co | 174,111 | $34.7M | 0.01% | +14,106+8.8% | Added |
| American Century Companies Inc | 170,866 | $34.0M | 0.03% | +89,094+109.0% | Added |
| Armistice Capital, LLC | 159,002 | $31.7M | 0.94% | +9,002+6.0% | Added |
| Barclays PLC | 153,641 | $30.6M | 0.02% | +101,557+195.0% | Added |
| Goldman Sachs Group Inc | 151,995 | $30.3M | 0.01% | −48,605−24.2% | Reduced |
| WCM Investment Management, LLC | 149,695 | $30.0M | 0.09% | +50,393+50.7% | Added |
| Rock Springs Capital Management LP | 147,500 | $29.4M | 0.79% | +32,400+28.1% | Added |
| Bank of Montreal | 136,893 | $29.3M | 0.01% | +131,938+2,662.7% | Added |
| Principal Financial Group Inc | 146,893 | $29.2M | 0.02% | +1,587+1.1% | Added |
| First Trust Advisors LP | 140,598 | $28.0M | 0.03% | +91,680+187.4% | Added |
| Nomura Holdings Inc | 130,882 | $26.1M | 0.28% | +130,882 | New |
| SEI Investments Co | 129,986 | $25.9M | 0.05% | +17,343+15.4% | Added |
| Alyeska Investment Group, L.P. | 125,586 | $25.0M | 0.17% | +125,586 | New |
| RTW Investments, LP | 124,000 | $24.7M | 0.52% | +124,000 | New |
| Franklin Resources Inc | 123,210 | $24.5M | 0.01% | −46,777−27.5% | Reduced |
| Amundi | 121,330 | $23.4M | 0.01% | +55,678+84.8% | Added |
| Atika Capital Management LLC | 116,500 | $23.2M | 3.30% | −2,000−1.7% | Reduced |
| Rhumbline Advisers | 113,105 | $22.5M | 0.03% | −379−0.3% | Reduced |
| Victory Capital Management Inc | 105,918 | $21.1M | 0.02% | −10,957−9.4% | Reduced |
| STRS Ohio | 99,500 | $19.8M | 0.09% | +3,040+3.2% | Added |
| TD Asset Management Inc | 99,488 | $19.8M | 0.02% | +54,428+120.8% | Added |
| Jennison Associates LLC | 88,900 | $17.7M | 0.02% | +88,900 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 88,048 | $17.5M | 0.05% | +57,240+185.8% | Added |
| Thrivent Financial for Lutherans | 86,373 | $17.2M | 0.04% | +22,635+35.5% | Added |
| Dimensional Fund Advisors LP | 85,854 | $17.1M | 0.01% | +7,107+9.0% | Added |
| Eversept Partners, LP | 84,462 | $16.8M | 1.87% | +64,324+319.4% | Added |
| Royal Bank of Canada | 82,217 | $16.4M | 0.00% | −4,530−5.2% | Reduced |
| Rhenman & Partners Asset Management AB | 81,000 | $16.1M | 1.74% | +25,000+44.6% | Added |
| Swiss National Bank | 80,600 | $16.0M | 0.01% | +1,100+1.4% | Added |
| Ameriprise Financial Inc | 77,347 | $15.4M | 0.01% | −12,429−13.8% | Reduced |
| Neuberger Berman Group LLC | 75,928 | $15.1M | 0.01% | −9,006−10.6% | Reduced |
| Fisher Asset Management, LLC | 75,661 | $15.1M | 0.01% | +57+0.1% | Added |
| Laurion Capital Management LP | 73,023 | $14.5M | 0.38% | −63,055−46.3% | Reduced |
| Clearbridge Investments, LLC | 72,364 | $14.4M | 0.01% | +72,364 | New |
| Squarepoint Ops LLC | 69,045 | $13.7M | 0.07% | +22,637+48.8% | Added |
| Manufacturers Life Insurance Company, The | 66,937 | $13.3M | 0.01% | +8,015+13.6% | Added |
| ExodusPoint Capital Management, LP | 65,614 | $13.1M | 0.17% | +42,534+184.3% | Added |
| Nicholas Investment Partners, LP | 65,459 | $13.0M | 0.97% | −47,540−42.1% | Reduced |
| Wells Fargo & Company | 63,150 | $12.6M | 0.00% | −6,207−8.9% | Reduced |
| Allianz Asset Management GmbH | 62,770 | $12.5M | 0.03% | −9,280−12.9% | Reduced |
| Bamco Inc | 62,730 | $12.5M | 0.04% | +18,650+42.3% | Added |
| Legal & General Group Plc | 62,038 | $12.4M | 0.00% | +806+1.3% | Added |
| UBS Asset Management Americas Inc | 57,677 | $11.5M | 0.01% | +15,561+36.9% | Added |
| California Public Employees Retirement System | 54,559 | $10.9M | 0.01% | −13,331−19.6% | Reduced |
| State of Wisconsin Investment Board | 52,664 | $10.5M | 0.03% | +9,312+21.5% | Added |
| American International Group, Inc. | 52,097 | $10.4M | 0.07% | −3,495−6.3% | Reduced |
| New York State Teachers Retirement System | 49,621 | $9.88M | 0.02% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 47,511 | $9.46M | 0.02% | −8,181−14.7% | Reduced |
| Retirement Systems of Alabama | 45,887 | $9.14M | 0.04% | −1,313−2.8% | Reduced |
| Walleye Capital LLC | 45,211 | $9.00M | 0.13% | +45,211 | New |
| Stifel Financial Corp | 44,838 | $8.93M | 0.01% | −544−1.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 43,716 | $8.70M | 0.05% | −15,708−26.4% | Reduced |
| Bridgewater Associates, LP | 43,528 | $8.67M | 0.05% | +3,736+9.4% | Added |
| Geneva Capital Management LLC | 41,630 | $8.29M | 0.17% | +9,500+29.6% | Added |
| Voya Investment Management LLC | 40,801 | $8.12M | 0.01% | −293−0.7% | Reduced |
| California State Teachers Retirement System | 40,462 | $8.06M | 0.01% | −3,822−8.6% | Reduced |
| Ziegler Capital Management, LLC | 39,090 | $7.78M | 0.31% | −107−0.3% | Reduced |
| Impax Asset Management Group plc | 38,000 | $7.57M | 0.03% | +38,000 | New |
| State Board of Administration of Florida Retirement System | 37,705 | $7.51M | 0.02% | +690+1.9% | Added |
| Envestnet Asset Management Inc | 37,533 | $7.47M | 0.00% | +17,271+85.2% | Added |
| Osterweis Capital Management Inc | 37,529 | $7.47M | 0.55% | +15,310+68.9% | Added |