Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nordea Investment Management AB | 36,803 | $7.47M | 0.01% | −338−0.9% | Reduced |
| Biondo Investment Advisors, LLC | 37,451 | $7.46M | 1.40% | +1,118+3.1% | Added |
| Thornburg Investment Management Inc | 36,573 | $7.28M | 0.12% | −957−2.5% | Reduced |
| Point72 Asset Management, L.P. | 31,767 | $6.32M | 0.02% | +11,659+58.0% | Added |
| Texas Permanent School Fund | 31,211 | $6.21M | 0.06% | −1,038−3.2% | Reduced |
| Man Group plc | – | $6.05M | 0.02% | – | – |
| Mutual of America Capital Management LLC | 29,767 | $5.93M | 0.07% | −9,321−23.8% | Reduced |
| Granahan Investment Management Inc | 29,752 | $5.92M | 0.21% | +6,961+30.5% | Added |
| Aquatic Capital Management LLC | 27,600 | $5.50M | 0.23% | −19,400−41.3% | Reduced |
| Pura Vida Investments, LLC | 27,500 | $5.48M | 2.69% | +27,500 | New |
| Amalgamated Bank | 27,058 | $5.39M | 0.05% | +807+3.1% | Added |
| AQR Capital Management LLC | 26,824 | $5.34M | 0.01% | −8,717−24.5% | Reduced |
| Lazard Asset Management LLC | 26,814 | $5.34M | 0.01% | +7,886+41.7% | Added |
| Advisor Group Holdings, Inc. | 25,667 | $5.11M | 0.01% | −4,358−14.5% | Reduced |
| Kepos Capital LP | 25,000 | $4.98M | 0.88% | 00.0% | Unchanged |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 25,000 | $4.98M | 0.10% | +25,000 | New |
| LPL Financial LLC | 23,354 | $4.65M | 0.00% | −2,548−9.8% | Reduced |
| MetLife Investment Management | 22,561 | $4.49M | 0.04% | −892−3.8% | Reduced |
| Susquehanna International Group, LLP | 22,471 | $4.47M | 0.01% | −151,700−87.1% | Reduced |
| Brown Capital Management LLC | 22,230 | $4.43M | 0.07% | 00.0% | Unchanged |
| Matisse Capital | 22,175 | $4.42M | 3.12% | +2,778+14.3% | Added |
| Assetmark, Inc | 22,062 | $4.39M | 0.02% | +3,769+20.6% | Added |
| State of New Jersey Common Pension Fund D | 21,610 | $4.30M | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 21,476 | $4.28M | 0.01% | −51,723−70.7% | Reduced |
| Great West Life Assurance Co | 21,002 | $4.18M | 0.01% | +832+4.1% | Added |
| Algert Global LLC | 20,662 | $4.11M | 0.19% | −808−3.8% | Reduced |
| Granite Investment Partners, LLC | 19,461 | $3.87M | 0.16% | −1,141−5.5% | Reduced |
| Prossimo Advisors, LLC | 18,758 | $3.73M | 8.81% | 00.0% | Unchanged |
| Apeiron Capital Ltd | 18,300 | $3.64M | 2.44% | +18,300 | New |
| Agf Management Ltd | 18,000 | $3.58M | 0.03% | −10−0.1% | Reduced |
| Yousif Capital Management, LLC | 17,829 | $3.55M | 0.05% | −920−4.9% | Reduced |
| Capital Fund Management S.A. | 17,529 | $3.49M | 0.05% | +17,529 | New |
| Sectoral Asset Management Inc | 17,400 | $3.46M | 0.67% | −1,550−8.2% | Reduced |
| EFG Asset Management (North America) Corp. | 17,023 | $3.39M | 0.81% | +357+2.1% | Added |
| Williams Jones Wealth Management, LLC. | 16,935 | $3.37M | 0.05% | −1,075−6.0% | Reduced |
| Treasurer of the State of North Carolina | 16,390 | $3.26M | 0.02% | +60+0.4% | Added |
| Comerica Bank | 16,209 | $3.23M | 0.02% | +9,077+127.3% | Added |
| Schroder Investment Management Group | 16,087 | $3.20M | 0.00% | −15,436−49.0% | Reduced |
| Integrated Advisors Network LLC | 15,630 | $3.11M | 0.19% | −1,053−6.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,455 | $3.08M | 0.01% | +1,490+10.7% | Added |
| Baird Financial Group, Inc. | 15,403 | $3.07M | 0.01% | −1,173−7.1% | Reduced |
| Loup Funds, LLC | 15,321 | $3.05M | 1.40% | +15,321 | New |
| Jump Financial, LLC | 15,005 | $2.99M | 0.11% | +13,272+765.8% | Added |
| Public Employees Retirement System of Ohio | 14,771 | $2.94M | 0.01% | −1,637−10.0% | Reduced |
| Miracle Mile Advisors, LLC | 14,477 | $2.88M | 0.09% | +14,477 | New |
| Tiedemann Advisors, LLC | 14,166 | $2.82M | 0.12% | −17−0.1% | Reduced |
| Gradient Investments LLC | 14,123 | $2.81M | 0.07% | +790+5.9% | Added |
| UBS Group AG | 13,919 | $2.77M | 0.00% | −17,860−56.2% | Reduced |
| ClariVest Asset Management LLC | 13,339 | $2.66M | 0.14% | −613−4.4% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 12,500 | $2.49M | 0.06% | −6,926−35.7% | Reduced |
| Qube Research & Technologies Ltd | 12,439 | $2.48M | 0.01% | −80,857−86.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 12,413 | $2.47M | 0.03% | −4,032−24.5% | Reduced |
| SlateStone Wealth, LLC | 11,882 | $2.37M | 0.34% | −9−0.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 11,875 | $2.36M | 0.01% | +11,875 | New |
| Teacher Retirement System of Texas | 11,448 | $2.28M | 0.02% | −2,570−18.3% | Reduced |
| Ensign Peak Advisors, Inc | 10,980 | $2.19M | 0.00% | −505−4.4% | Reduced |
| Hussman Strategic Advisors, Inc. | 10,500 | $2.09M | 0.40% | +1,140+12.2% | Added |
| Arizona State Retirement System | 10,428 | $2.08M | 0.02% | +177+1.7% | Added |
| Louisiana State Employees Retirement System | 10,400 | $2.07M | 0.05% | −300−2.8% | Reduced |
| Oregon Public Employees Retirement Fund | 10,319 | $2.05M | 0.03% | −328−3.1% | Reduced |
| InterOcean Capital Group, LLC | 10,300 | $2.05M | 0.06% | 00.0% | Unchanged |
| Oak Ridge Investments LLC | 10,018 | $1.99M | 0.25% | +1,666+19.9% | Added |
| Ascent Wealth Partners, LLC | 9,961 | $1.98M | 0.37% | +4,406+79.3% | Added |
| Vident Advisory, LLC | 9,857 | $1.96M | 0.06% | +9,857 | New |
| Virginia Retirement Systems Et Al | 9,800 | $1.95M | 0.02% | −1,300−11.7% | Reduced |
| SG Americas Securities, LLC | 9,505 | $1.89M | 0.03% | +8,389+751.7% | Added |
| Motley Fool Asset Management LLC | 9,413 | $1.87M | 0.15% | +9,413 | New |
| Renaissance Group LLC | 9,404 | $1.87M | 0.09% | +157+1.7% | Added |
| Raymond James & Associates | 8,844 | $1.76M | 0.00% | −24,668−73.6% | Reduced |
| State of Michigan Retirement System | 8,800 | $1.75M | 0.01% | −200−2.2% | Reduced |
| Deutsche Bank AG | 8,750 | $1.74M | 0.00% | −11,715−57.2% | Reduced |
| Edgestream Partners, L.P. | 8,747 | $1.74M | 0.14% | −2,557−22.6% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 8,535 | $1.70M | 0.17% | +3,985+87.6% | Added |
| Xponance, Inc. | 8,276 | $1.65M | 0.02% | +32+0.4% | Added |
| Ameritas Investment Partners, Inc. | 8,242 | $1.64M | 0.07% | −904−9.9% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 8,151 | $1.62M | 0.04% | +12+0.1% | Added |
| Russell Investments Group, Ltd. | 7,979 | $1.59M | 0.00% | −12,697−61.4% | Reduced |
| BNP Paribas Arbitrage, SA | 7,892 | $1.57M | 0.00% | −2,144−21.4% | Reduced |
| Brighton Jones LLC | 7,815 | $1.56M | 0.08% | −90−1.1% | Reduced |
| Van Hulzen Asset Management, LLC | 7,680 | $1.53M | 0.12% | +6,124+393.6% | Added |
| Brinker Capital Investments, LLC | 7,584 | $1.51M | 0.02% | −1,825−19.4% | Reduced |
| Orion Portfolio Solutions, LLC | 7,584 | $1.51M | 0.02% | −1,825−19.4% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,442 | $1.48M | 0.01% | −10,263−58.0% | Reduced |
| New Mexico Educational Retirement Board | 7,400 | $1.47M | 0.06% | 00.0% | Unchanged |
| Simplex Trading, LLC | 7,312 | $1.46M | 0.05% | −181−2.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,216 | $1.44M | 0.01% | +1,017+16.4% | Added |
| Advisory Services Network, LLC | 7,169 | $1.43M | 0.04% | +440+6.5% | Added |
| Axiom Investors LLC | 7,090 | $1.41M | 0.02% | −12,437−63.7% | Reduced |
| Connectus Wealth, LLC | 7,001 | $1.39M | 0.03% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 6,407 | $1.35M | 0.03% | +130+2.1% | Added |
| B. Metzler seel. Sohn & Co. AG | 6,656 | $1.33M | 0.02% | −5,820−46.6% | Reduced |
| Financial Advocates Investment Management | 6,466 | $1.29M | 0.10% | +16+0.2% | Added |
| Mackenzie Financial Corp | 6,701 | $1.27M | 0.00% | +36+0.5% | Added |
| Handelsbanken Fonder AB | 6,400 | $1.27M | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 6,203 | $1.24M | 0.05% | −1,883−23.3% | Reduced |
| Guggenheim Capital LLC | 6,194 | $1.23M | 0.01% | +597+10.7% | Added |
| South Dakota Investment Council | 6,114 | $1.22M | 0.03% | +6,114 | New |
| AXA S.A. | 6,100 | $1.21M | 0.00% | −6,100−50.0% | Reduced |
| Janney Montgomery Scott LLC | 6,098 | $1.21M | 0.00% | +4,071+200.8% | Added |
| LMR Partners LLP | 5,800 | $1.15M | 0.03% | +1,705+41.6% | Added |