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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q3 2023 vs. Q2 2023

How the institutions holding Shockwave Medical, Inc. changed between Q2 2023 and Q3 2023.

All holders in Q3 2023All holders in Q2 2023

13F holders of SWAV: Q2 2023 compared with Q3 2023
MeasureQ2 2023Of which not filed for Q3 2023Q3 2023Change
Holders4604413−43
Shares32.7M11.7K34.4M+1.71M (+5.2%)
Value$9.33B$3.33M$6.85B−$2.47B (−26.5%)

4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (57)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2023 but not at the end of Q2 2023.

Institutions new to SWAV in Q3 2023
InstitutionSharesValue% of portfolio
Nomura Holdings Inc130,882$26.1M0.28%
Alyeska Investment Group, L.P.125,586$25.0M0.17%
RTW Investments, LP124,000$24.7M0.52%
Jennison Associates LLC88,900$17.7M0.02%
Clearbridge Investments, LLC72,364$14.4M0.01%
Walleye Capital LLC45,211$9.00M0.13%
Impax Asset Management Group plc38,000$7.57M0.03%
Pura Vida Investments, LLC27,500$5.48M2.69%
Soros Fund Management LLCSuperinvestorSoros Fund Management25,000$4.98M0.10%
Apeiron Capital Ltd18,300$3.64M2.44%
Capital Fund Management S.A.17,529$3.49M0.05%
Loup Funds, LLC15,321$3.05M1.40%
Miracle Mile Advisors, LLC14,477$2.88M0.09%
Healthcare of Ontario Pension Plan Trust Fund11,875$2.36M0.01%
Vident Advisory, LLC9,857$1.96M0.06%
Motley Fool Asset Management LLC9,413$1.87M0.15%
South Dakota Investment Council6,114$1.22M0.03%
XTX Topco Ltd5,028$1.00M0.17%
MYDA Advisors LLC5,000$995.5K0.37%
Bayesian Capital Management, LP4,756$946.9K0.11%
QRG Capital Management, Inc.4,730$941.7K0.02%
Pictet Asset Management Holding SA4,123$820.9K0.00%
Oak Thistle LLC3,962$788.8K0.23%
Occudo Quantitative Strategies LP3,518$700.4K0.09%
Summit Global Investments3,427$682.0K0.05%
Values First Advisors, Inc.3,141$625.3K0.40%
Fermata Advisors, LLC3,050$607.3K0.17%
Vestcor Inc2,629$523.0K0.02%
New England Research & Management, Inc.2,600$518.0K0.30%
Concentric Capital Strategies, LP2,476$493.0K0.06%
First Republic Investment Management, Inc.2,443$486.4K0.00%
PEAK6 Investments LLC2,414$480.6K0.02%
EP Wealth Advisors, LLC2,122$422.5K0.01%
Linden Thomas Advisory Services, LLC1,839$366.1K0.08%
Beacon Pointe Advisors, LLC1,727$343.8K0.00%
Winton Group Ltd1,570$312.6K0.03%
Wealth Enhancement Advisory Services, LLC1,276$254.1K0.00%
Boothbay Fund Management, LLC1,188$236.5K0.01%
Envestnet Portfolio Solutions, Inc.1,025$204.1K0.00%
Hilltop Holdings Inc.1,012$201.5K0.02%
Geneos Wealth Management Inc.870$173.2K0.01%
KBC Group NV711$142.0K0.00%
DekaBank Deutsche Girozentrale655$133.0K0.00%
Natixis524$104.3K0.00%
Venturi Wealth Management, LLC410$81.6K0.01%
Operose Advisors LLC247$49.2K0.02%
Headinvest, LLC50$9.82K0.00%
LGT Financial Advisors LLC49$9.76K0.01%
NBC Securities, Inc.50$9.00K0.00%
State of Wyoming19$3.78K0.00%
Ronald Blue Trust, Inc.6$2.00K0.00%
Prestige Wealth Management Group LLC2$3990.00%
SJS Investment Consulting Inc.2$3990.00%
Tfo-TDC, LLC1$2850.00%
Cornerstone Planning Group LLC1$1990.00%
Avion Wealth2$00.00%
Steward Financial Group LLC4$00.00%

Sold out (100)

Institutions that held Shockwave Medical, Inc. at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of SWAV in Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
1832 Asset Management L.P.339,700$97.0M
HRT Financial LP140,374$40.1M
Driehaus Capital Management LLC135,381$38.6M
Cookson Peirce & Co Inc78,190$22.3M
Balyasny Asset Management LLC48,346$13.8M
O'Neil Global Advisors, Inc.40,273$11.5M
Lisanti Capital Growth, LLC31,530$9.00M
Ergoteles LLC30,996$8.85M
Point72 Middle East FZE27,004$7.71M
Centiva Capital, LP25,433$7.26M
Voloridge Investment Management, LLC18,964$5.41M
Schonfeld Strategic Advisors LLC15,359$4.38M
Twinbeech Capital LP14,674$4.19M
Castleark Management LLC13,680$3.90M
Arrowstreet Capital, Limited Partnership12,647$3.61M
Catalyst Capital Advisors LLC10,400$2.97M
Parkman Healthcare Partners LLC10,076$2.88M
BI Asset Management Fondsmaeglerselskab A/S9,228$2.63M
Oberweis Asset Management Inc9,050$2.58M
Bank of Nova Scotia8,974$2.56M
CIBC Private Wealth Group, LLC8,486$2.42M
National Asset Management, Inc.7,218$2.06M
Penserra Capital Management LLC7,074$2.02M
Harel Insurance Investments & Financial Services Ltd.5,959$1.70M
Advisory Research Inc5,840$1.67M
Clark Capital Management Group, Inc.5,766$1.65M
FORA Capital, LLC5,342$1.52M
EAM Investors, LLC4,563$1.30M
Beck Bode, LLC4,514$1.29M
Brown Brothers Harriman & Co4,300$1.23M
Knights of Columbus Asset Advisors LLC4,097$1.17M
Calamos Advisors LLC3,987$1.14M
Brookfield Asset Management Inc.3,460$987.5K
Legato Capital Management LLC3,420$976.1K
L & S Advisors Inc3,397$969.7K
Jackson Creek Investment Advisors LLC3,229$922.0K
Dynamic Technology Lab Private Ltd3,215$918.0K
Vident Investment Advisory, LLC3,087$881.1K
Capital Impact Advisors, LLC2,899$827.4K
Jefferies Financial Group Inc.2,853$814.3K
Mirabella Financial Services LLP2,501$713.8K
Diametric Capital, LP2,496$712.4K
Quantamental Technologies LLC2,164$617.6K
Headlands Technologies LLC2,026$578.2K
AXS Investments LLC2,000$570.8K
Deuterium Capital Management, LLC2,000$570.8K
Oppenheimer & Co Inc1,987$567.1K
Glenmede Trust Co NA2,602$564.2K
Conway Capital Management, Inc.1,760$502.3K
Alps Advisors Inc1,741$496.9K
Cerity Partners LLC1,732$494.3K
Qsemble Capital Management, LP1,700$485.2K
Level Four Advisory Services, LLC1,560$445.2K
Prudential PLC1,524$435.0K
Caxton Associates LP1,492$425.8K
Symmetry Investments LP1,400$399.6K
Alpine Global Management, LLC1,386$395.6K
SeaCrest Wealth Management, LLC1,325$378.2K
Intrust Bank NA1,187$338.8K
Profund Advisors LLC1,150$328.2K
AE Wealth Management LLC1,146$327.1K
Old Mission Capital LLC1,124$320.8K
Telemus Capital, LLC1,047$298.8K
Change Path, LLC1,031$294.0K
Arlington Financial Advisors, LLC1,001$285.7K
CIBC Asset Management Inc996$284.3K
Fulton Bank, N.A.991$282.8K
RFG Advisory, LLC986$281.4K
Total Clarity Wealth Management, Inc.983$280.6K
Machina Capital S.A.S.939$268.0K
Private Advisor Group, LLC886$252.9K
Brevan Howard Capital Management LP886$252.9K
Tactive Advisors, LLC840$239.7K
Toth Financial Advisory Corp825$235.5K
Shay Capital LLC820$234.0K
MONECO Advisors, LLC813$232.0K
Marietta Investment Partners LLC809$230.9K
Valeo Financial Advisors, LLC793$226.3K
LMG Wealth Partners, LLC764$218.1K
Eqis Capital Management, Inc.758$216.3K
TFB Advisors LLC737$210.3K
Moody Aldrich Partners LLC702$200.4K
Fiduciary Alliance LLC670$191.2K
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna250$71.4K
Harbor Investment Advisory, LLC200$57.1K
Banque Cantonale Vaudoise133$38.0K
Horan Securities, Inc.90$25.7K
Oakworth Capital, Inc.70$20.0K
Smithfield Trust Co62$18.0K
Toronto Dominion Bank42$12.0K
Plante Moran Financial Advisors, LLC35$9.99K
Foster Dykema Cabot & Co Inc28$8.00K
Nelson, Van Denburg & Campbell Wealth Management Group, LLC27$7.71K
Hollencrest Capital Management26$7.42K
Hillsdale Investment Management Inc.10$2.85K
NewSquare Capital LLC10$2.85K
Motco2$571
25 LLC2$568
Horizon Investments, LLC1$285
Disciplined Investments, LLC1$285

Not filed for Q3 2023 yet (4)

Institutions that held Shockwave Medical, Inc. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q2 2023 that haven't filed for Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
PFS Investments Inc.6,060$1.73M
Pictet Asset Management SA4,123$1.18M
Efg Capital International Corp.1,383$394.7K
BerganKDV Wealth Management, LLC100$28.5K