Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,722,157 | $709.3M | 0.02% | +62,071+1.7% | Added |
| Vanguard Group Inc | 3,633,720 | $692.4M | 0.02% | +33,539+0.9% | Added |
| Wellington Management Group LLP | 2,470,419 | $470.8M | 0.09% | +664,648+36.8% | Added |
| FMR LLC | 2,000,216 | $381.2M | 0.03% | −527,677−20.9% | Reduced |
| Artisan Partners Limited Partnership | 1,495,492 | $285.0M | 0.45% | +97,356+7.0% | Added |
| JPMorgan Chase & Co | 1,098,494 | $209.3M | 0.02% | +212,717+24.0% | Added |
| State Street Corp | 1,064,206 | $202.8M | 0.01% | +44,849+4.4% | Added |
| Citadel Advisors LLC | 890,420 | $169.7M | 0.17% | +522,447+142.0% | Added |
| Price T Rowe Associates Inc | 784,969 | $149.6M | 0.02% | −452,772−36.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 619,108 | $118.0M | 0.20% | −26,526−4.1% | Reduced |
| Geode Capital Management, LLC | 601,190 | $114.6M | 0.01% | +23,585+4.1% | Added |
| Capital World Investors | 585,000 | $111.5M | 0.02% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 533,993 | $101.8M | 1.40% | −15,180−2.8% | Reduced |
| Eventide Asset Management, LLC | 506,220 | $96.5M | 1.57% | +150,503+42.3% | Added |
| Janus Henderson Group PLC | 501,733 | $95.6M | 0.06% | +182,651+57.2% | Added |
| Amundi | 440,854 | $89.5M | 0.04% | +319,524+263.4% | Added |
| Armistice Capital, LLC | 426,057 | $81.2M | 2.16% | +267,055+168.0% | Added |
| Canada Pension Plan Investment Board | 406,755 | $77.5M | 0.10% | +20,434+5.3% | Added |
| Credit Suisse AG | 403,819 | $77.0M | 0.07% | +40,211+11.1% | Added |
| Morgan Stanley | 401,385 | $76.5M | 0.01% | −29,110−6.8% | Reduced |
| Norges Bank | 360,827 | $68.8M | 0.01% | −257,246−41.6% | Reduced |
| Bank of New York Mellon Corp | 330,092 | $62.9M | 0.01% | −5,172−1.5% | Reduced |
| Ensign Peak Advisors, Inc | 318,342 | $60.7M | 0.12% | +307,362+2,799.3% | Added |
| Eagle Asset Management Inc | 287,982 | $54.9M | 0.29% | −43,469−13.1% | Reduced |
| Primecap Management Co | 282,770 | $53.9M | 0.04% | +2,100+0.7% | Added |
| Jackson Square Partners, LLC | 282,148 | $53.8M | 1.75% | +282,148 | New |
| Northern Trust Corp | 261,773 | $49.9M | 0.01% | −445−0.2% | Reduced |
| Invesco Ltd. | 258,284 | $49.2M | 0.01% | −448,537−63.5% | Reduced |
| Barclays PLC | 249,215 | $47.5M | 0.02% | +95,574+62.2% | Added |
| Baillie Gifford & Co | 244,061 | $46.5M | 0.04% | −28,902−10.6% | Reduced |
| Fiera Capital Corp | 243,902 | $46.5M | 0.14% | +1,122+0.5% | Added |
| Bank of America Corp | 243,657 | $46.4M | 0.01% | +1,664+0.7% | Added |
| Millennium Management LLC | 232,389 | $44.3M | 0.04% | −96,458−29.3% | Reduced |
| TimesSquare Capital Management, LLC | 230,685 | $44.0M | 0.65% | +42,830+22.8% | Added |
| Marshall Wace, LLP | 229,059 | $43.6M | 0.08% | −333,228−59.3% | Reduced |
| Charles Schwab Investment Management Inc | 226,660 | $43.2M | 0.01% | +5,660+2.6% | Added |
| Massachusetts Financial Services Co | 224,589 | $42.8M | 0.01% | +50,478+29.0% | Added |
| Fred Alger Management, LLC | 210,484 | $40.1M | 0.22% | −99,741−32.2% | Reduced |
| New York State Common Retirement Fund | 209,395 | $39.9M | 0.06% | +1,945+0.9% | Added |
| SEI Investments Co | 187,936 | $35.8M | 0.06% | +57,950+44.6% | Added |
| Alliancebernstein L.P. | 178,217 | $34.0M | 0.01% | −209,854−54.1% | Reduced |
| American Century Companies Inc | 173,202 | $33.0M | 0.02% | +2,336+1.4% | Added |
| Johnson & Johnson | 166,812 | $31.8M | 0.72% | +166,812 | New |
| WCM Investment Management, LLC | 155,669 | $29.8M | 0.08% | +5,974+4.0% | Added |
| Nomura Holdings Inc | 150,303 | $28.6M | 0.26% | +19,421+14.8% | Added |
| Principal Financial Group Inc | 150,089 | $28.6M | 0.02% | +3,196+2.2% | Added |
| Renaissance Technologies LLC | 146,500 | $27.9M | 0.04% | −110,100−42.9% | Reduced |
| Goldman Sachs Group Inc | 145,455 | $27.7M | 0.01% | −6,540−4.3% | Reduced |
| Neuberger Berman Group LLC | 143,164 | $27.3M | 0.02% | +67,236+88.6% | Added |
| Magnetar Financial LLC | 142,112 | $27.1M | 0.69% | +137,137+2,756.5% | Added |
| Rhenman & Partners Asset Management AB | 140,000 | $26.7M | 2.67% | +59,000+72.8% | Added |
| Macquarie Group Ltd | 138,437 | $26.4M | 0.03% | −81,416−37.0% | Reduced |
| Bank of Montreal | 135,532 | $26.1M | 0.01% | −1,361−1.0% | Reduced |
| Polar Asset Management Partners Inc. | 128,100 | $24.4M | 0.66% | +128,100 | New |
| Nuveen Asset Management, LLC | 128,052 | $24.4M | 0.01% | −50,877−28.4% | Reduced |
| Polar Capital Holdings Plc | 126,908 | $24.2M | 0.15% | +126,908 | New |
| Bellevue Group AG | 124,810 | $23.8M | 0.36% | −129,469−50.9% | Reduced |
| Thrivent Financial for Lutherans | 120,398 | $22.9M | 0.05% | +34,025+39.4% | Added |
| Rock Springs Capital Management LP | 120,000 | $22.9M | 0.56% | −27,500−18.6% | Reduced |
| First Light Asset Management, LLC | 119,623 | $22.8M | 1.83% | +119,623 | New |
| Jane Street Group, LLC | 114,491 | $21.8M | 0.03% | +93,015+433.1% | Added |
| Clearbridge Investments, LLC | 112,659 | $21.5M | 0.02% | +40,295+55.7% | Added |
| Rhumbline Advisers | 109,753 | $20.9M | 0.02% | −3,352−3.0% | Reduced |
| Atika Capital Management LLC | 101,500 | $19.3M | 2.75% | −15,000−12.9% | Reduced |
| Jennison Associates LLC | 100,551 | $19.2M | 0.01% | +11,651+13.1% | Added |
| STRS Ohio | 99,500 | $19.0M | 0.08% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 97,800 | $18.6M | 0.48% | +70,200+254.3% | Added |
| Balyasny Asset Management LLC | 84,014 | $16.0M | 0.04% | +84,014 | New |
| TD Asset Management Inc | 83,364 | $15.9M | 0.02% | −16,124−16.2% | Reduced |
| Ameriprise Financial Inc | 76,634 | $14.6M | 0.00% | −713−0.9% | Reduced |
| Fisher Asset Management, LLC | 76,078 | $14.5M | 0.01% | +417+0.6% | Added |
| Eversept Partners, LP | 75,822 | $14.4M | 1.42% | −8,640−10.2% | Reduced |
| Point72 Europe (London) LLP | 75,690 | $14.4M | 1.81% | +75,690 | New |
| Bamco Inc | 74,764 | $14.2M | 0.04% | +12,034+19.2% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 74,090 | $14.1M | 0.04% | −13,958−15.9% | Reduced |
| Swiss National Bank | 72,500 | $13.8M | 0.01% | −8,100−10.0% | Reduced |
| Brown Capital Management LLC | 68,399 | $13.0M | 0.20% | +46,169+207.7% | Added |
| Senator Investment Group LP | 67,500 | $12.9M | 0.55% | +67,500 | New |
| State of Wisconsin Investment Board | 66,012 | $12.6M | 0.04% | +13,348+25.3% | Added |
| RTW Investments, LP | 65,060 | $12.4M | 0.19% | −58,940−47.5% | Reduced |
| UBS Asset Management Americas Inc | 64,773 | $12.3M | 0.00% | +7,096+12.3% | Added |
| Motley Fool Asset Management LLC | 63,807 | $12.2M | 0.91% | +54,394+577.9% | Added |
| Manufacturers Life Insurance Company, The | 63,059 | $12.0M | 0.01% | −3,878−5.8% | Reduced |
| Royal Bank of Canada | 60,531 | $11.5M | 0.00% | −21,686−26.4% | Reduced |
| UBS Group AG | 57,861 | $11.0M | 0.00% | +43,942+315.7% | Added |
| First Turn Management, LLC | 57,484 | $11.0M | 1.57% | +57,484 | New |
| Wells Fargo & Company | 57,302 | $10.9M | 0.00% | −5,848−9.3% | Reduced |
| Legal & General Group Plc | 55,608 | $10.6M | 0.00% | −6,430−10.4% | Reduced |
| California Public Employees Retirement System | 52,821 | $10.1M | 0.01% | −1,738−3.2% | Reduced |
| American International Group, Inc. | 50,149 | $9.56M | 0.04% | −1,948−3.7% | Reduced |
| New York State Teachers Retirement System | 48,371 | $9.22M | 0.02% | −1,250−2.5% | Reduced |
| Stanley-Laman Group, Ltd. | 47,471 | $9.05M | 1.38% | +47,471 | New |
| Retirement Systems of Alabama | 46,211 | $8.81M | 0.04% | +324+0.7% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 43,711 | $8.36M | 0.01% | −3,800−8.0% | Reduced |
| Stifel Financial Corp | 42,591 | $8.12M | 0.01% | −2,247−5.0% | Reduced |
| Alyeska Investment Group, L.P. | 42,523 | $8.10M | 0.05% | −83,063−66.1% | Reduced |
| Dimensional Fund Advisors LP | 41,062 | $7.82M | 0.00% | −44,792−52.2% | Reduced |
| Granahan Investment Management Inc | 40,802 | $7.78M | 0.26% | +11,050+37.1% | Added |
| Bridgewater Associates, LP | 39,465 | $7.52M | 0.04% | −4,063−9.3% | Reduced |
| California State Teachers Retirement System | 38,760 | $7.39M | 0.01% | −1,702−4.2% | Reduced |