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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q4 2023 vs. Q3 2023

How the institutions holding Shockwave Medical, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023All holders in Q3 2023

13F holders of SWAV: Q3 2023 compared with Q4 2023
MeasureQ3 2023Of which not filed for Q4 2023Q4 2023Change
Holders4134427+18
Shares34.4M26.4K35.4M+1.07M (+3.1%)
Value$6.85B$5.26M$6.76B−$90.3M (−1.3%)

4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (83)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to SWAV in Q4 2023
InstitutionSharesValue% of portfolio
Jackson Square Partners, LLC282,148$53.8M1.75%
Johnson & Johnson166,812$31.8M0.72%
Polar Asset Management Partners Inc.128,100$24.4M0.66%
Polar Capital Holdings Plc126,908$24.2M0.17%
First Light Asset Management, LLC119,623$22.8M1.83%
Balyasny Asset Management LLC84,014$16.0M0.04%
Point72 Europe (London) LLP75,690$14.4M1.81%
Senator Investment Group LP67,500$12.9M0.55%
First Turn Management, LLC57,484$11.0M1.57%
Stanley-Laman Group, Ltd.47,471$9.05M1.38%
NZS Capital, LLC37,753$7.19M0.38%
Edmond de Rothschild Holding S.A.35,070$6.68M0.12%
Schonfeld Strategic Advisors LLC32,134$6.12M0.05%
Jefferies Financial Group Inc.31,759$6.05M0.09%
Beck Bode, LLC30,422$5.80M1.30%
Motley Fool Wealth Management, LLC27,083$5.16M0.27%
Ami Asset Management Corp21,476$4.09M0.22%
Rockefeller Capital Management L.P.18,172$3.46M0.01%
AlTi Global, Inc.14,166$2.70M0.08%
Group One Trading, L.P.11,697$2.23M0.07%
Eaton Financial Holdings Company, LLC10,983$2.09M0.51%
Freestone Capital Holdings, LLC7,700$1.47M0.07%
Lecap Asset Management Ltd7,544$1.44M0.52%
Synergy Financial Management, LLC6,076$1.16M0.21%
L & S Advisors Inc5,884$1.12M0.14%
Prosight Management, LP5,000$952.8K0.38%
Tudor Investment Corp Et Al4,570$870.9K0.01%
Simplify Asset Management Inc.4,246$809.1K0.13%
Regal Investment Advisors LLC4,134$787.8K0.06%
Exome Asset Management LLC4,000$762.2K0.75%
Centiva Capital, LP3,567$679.7K0.04%
HealthInvest Partners AB3,530$672.7K0.53%
Cowen and Company, LLC3,510$668.9K0.04%
VELA Investment Management, LLC3,427$653.0K0.26%
Fox Run Management, L.L.C.3,304$629.6K0.16%
Eisler Capital (UK) Ltd.3,207$611.1K0.06%
Change Path, LLC2,608$497.0K0.03%
Graham Capital Management, L.P.2,595$494.5K0.02%
Janney Capital Management LLC2,594$494.0K0.03%
Capula Management Ltd2,210$421.1K0.03%
Brevan Howard Capital Management LP2,189$417.1K0.04%
Drive Wealth Management, LLC2,181$415.6K0.13%
Voloridge Investment Management, LLC2,126$405.1K0.00%
Oak Harbor Wealth Partners, LLC2,080$396.4K0.13%
Nebula Research & Development LLC2,067$393.9K0.12%
Landscape Capital Management, L.L.C.1,898$361.7K0.03%
Cerity Partners LLC1,867$355.8K0.00%
Arlington Financial Advisors, LLC1,725$328.7K0.10%
Smith Group Asset Management, LLC1,641$312.7K0.02%
NEOS Investment Management LLC1,586$302.2K0.03%
Valeo Financial Advisors, LLC1,528$291.2K0.01%
Legato Capital Management LLC1,468$279.7K0.04%
Systematic Portfolios LLC1,369$260.9K0.79%
Camelot Portfolios, LLC1,277$243.3K0.14%
Park Avenue Securities LLC1,224$233.0K0.00%
Profund Advisors LLC1,200$228.7K0.01%
Wealthcare Advisory Partners LLC1,200$228.7K0.01%
Weiss Asset Management LP1,170$223.0K0.02%
Handelsinvest Investeringsforvaltning1,164$222.0K0.09%
Eqis Capital Management, Inc.1,096$208.9K0.02%
Pathstone Holdings, LLC1,092$208.1K0.00%
Cetera Trust Company, N.A800$152.4K0.10%
Principal Securities, Inc.558$106.3K0.00%
EntryPoint Capital, LLC465$88.6K0.08%
Quest Partners LLC213$40.6K0.01%
Asset Management One Co.,Ltd.180$34.3K0.00%
Quarry LP171$32.6K0.02%
Loring Wolcott & Coolidge Fiduciary Advisors LLP95$21.5K0.00%
EdgeRock Capital LLC88$20.6K0.01%
Morton Brown Family Wealth, LLC100$19.1K0.01%
GAMMA Investing LLC70$15.8K0.00%
St Germain D J Co Inc79$15.1K0.00%
Private Wealth Management Group, LLC41$7.81K0.00%
Loomis Sayles & Co L P33$6.00K0.00%
SYSTM Wealth Solutions LLC12$2.29K0.00%
Sachetta, LLC9$1.72K0.00%
Rakuten Securities, Inc.6$1.14K0.00%
Fortitude Family Office, LLC5$9530.00%
Arlington Trust Co LLC5$9530.00%
Abound Wealth Management4$7630.00%
First Manhattan Co1$3810.00%
Johnson Financial Group, Inc.1$1910.00%
Smartleaf Asset Management LLC1$00.00%

Sold out (65)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of SWAV in Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Lord, Abbett & Co. LLC185,307$36.9M
First Trust Advisors LP140,598$28.0M
Laurion Capital Management LP73,023$14.5M
Walleye Capital LLC45,211$9.00M
Ziegler Capital Management, LLC39,090$7.78M
Point72 Asset Management, L.P.31,767$6.32M
Pura Vida Investments, LLC27,500$5.48M
Kepos Capital LP25,000$4.98M
Capital Fund Management S.A.17,529$3.49M
Sectoral Asset Management Inc17,400$3.46M
Jump Financial, LLC15,005$2.99M
Weiss Multi-Strategy Advisers LLC12,500$2.49M
Healthcare of Ontario Pension Plan Trust Fund11,875$2.36M
Brighton Jones LLC7,815$1.56M
Mackenzie Financial Corp6,701$1.27M
Guggenheim Capital LLC6,194$1.23M
LMR Partners LLP5,800$1.15M
XTX Topco Ltd5,028$1.00M
Verition Fund Management LLC5,000$995.5K
MYDA Advisors LLC5,000$995.5K
Echo Street Capital Management LLC4,867$969.0K
Sawtooth Solutions, LLC4,456$887.2K
Bleakley Financial Group, LLC4,456$887.2K
Pearl River Capital, LLC3,948$786.0K
Occudo Quantitative Strategies LP3,518$700.4K
Summit Global Investments3,427$682.0K
Cim, LLC3,415$679.9K
Two Sigma Securities, LLC3,140$625.2K
Virtu Financial LLC3,088$615.0K
New England Research & Management, Inc.2,600$518.0K
Wisconsin Capital Management LLC2,519$501.5K
Concentric Capital Strategies, LP2,476$493.0K
Balboa Wealth Partners2,127$423.5K
Sheets Smith Wealth Management2,000$398.2K
Teza Capital Management LLC1,796$357.6K
Peregrine Asset Advisers, Inc.1,647$327.9K
Cantor Fitzgerald, L. P.1,642$326.9K
Dakota Wealth Management1,602$319.0K
Winton Group Ltd1,570$312.6K
China Universal Asset Management Co., Ltd.1,551$308.8K
Zacks Investment Management1,485$295.6K
Kestra Advisory Services, LLC1,368$272.4K
Los Angeles Capital Management LLC1,235$245.9K
HMS Capital Management, LLC1,216$242.1K
Gotham Asset Management, LLC1,185$235.9K
First Hawaiian Bank1,170$232.9K
Captrust Financial Advisors1,136$226.1K
Frontier Capital Management Co LLC1,076$214.2K
Wedbush Securities Inc1,065$212.0K
Pitcairn Co1,037$206.5K
Commerce Bank1,029$204.9K
Hilltop Holdings Inc.1,012$201.5K
Candriam Luxembourg S.C.A.10,000$199.1K
Operose Advisors LLC247$49.2K
National Bank of Canada132$25.9K
Riverview Trust Co92$18.3K
Steward Partners Investment Advisory, LLC50$9.96K
Headinvest, LLC50$9.82K
Raleigh Capital Management Inc.29$5.76K
Central Trust Co20$3.98K
Psagot Value Holdings Ltd. / (Israel)11$2.00K
Tfo-TDC, LLC1$285
Institutional & Family Asset Management, LLC1$199
Centerpoint Advisors, LLC1$0
Avion Wealth2$0

Not filed for Q4 2023 yet (4)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q3 2023 that haven't filed for Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Tiedemann Advisors, LLC14,166$2.82M
Virginia Retirement Systems Et Al9,800$1.95M
First Republic Investment Management, Inc.2,443$486.4K
Steward Financial Group LLC4$0