Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 2 | $0 | 0.00% | −27−93.1% | Reduced |
| Centerpoint Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 2 | $0 | 0.00% | +2 | New |
| Steward Financial Group LLC | 4 | $0 | 0.00% | +4 | New |
| Institutional & Family Asset Management, LLC | 1 | $199 | 0.00% | −3−75.0% | Reduced |
| Cornerstone Planning Group LLC | 1 | $199 | 0.00% | +1 | New |
| Manchester Capital Management LLC | 1 | $200 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 1 | $285 | 0.00% | +1 | New |
| AdvisorNet Financial, Inc | 2 | $398 | 0.00% | +1+100.0% | Added |
| Parkside Financial Bank & Trust | 2 | $399 | 0.00% | +1+100.0% | Added |
| Prestige Wealth Management Group LLC | 2 | $399 | 0.00% | +2 | New |
| SJS Investment Consulting Inc. | 2 | $399 | 0.00% | +2 | New |
| Kayne Anderson Rudnick Investment Management LLC | 3 | $597 | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 4 | $796 | 0.00% | −2−33.3% | Reduced |
| Sofos Investments, Inc. | 4 | $814 | 0.00% | −281−98.6% | Reduced |
| Bokf, NA | 5 | $1.03K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 8 | $1.59K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 9 | $1.79K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 10 | $1.99K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 11 | $2.00K | 0.00% | −3−21.4% | Reduced |
| Ronald Blue Trust, Inc. | 6 | $2.00K | 0.00% | +6 | New |
| FinTrust Capital Advisors, LLC | 11 | $2.26K | 0.00% | −7−38.9% | Reduced |
| Park Place Capital Corp | 12 | $2.39K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 13 | $2.59K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 16 | $3.19K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 19 | $3.78K | 0.00% | +19 | New |
| Central Trust Co | 20 | $3.98K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 20 | $3.98K | 0.00% | +15+300.0% | Added |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 26 | $5.18K | 0.00% | +6+30.0% | Added |
| Raleigh Capital Management Inc. | 29 | $5.76K | 0.00% | −46−61.3% | Reduced |
| Larson Financial Group LLC | 29 | $5.77K | 0.00% | +6+26.1% | Added |
| Farther Finance Advisors, LLC | 31 | $6.17K | 0.00% | −9−22.5% | Reduced |
| Bell Investment Advisors, Inc | 36 | $7.17K | 0.00% | +6+20.0% | Added |
| GWM Advisors LLC | 39 | $7.76K | 0.00% | +6+18.2% | Added |
| NBC Securities, Inc. | 50 | $9.00K | 0.00% | +50 | New |
| Huntington National Bank | 46 | $9.16K | 0.00% | −12−20.7% | Reduced |
| Private Trust Co NA | 48 | $9.56K | 0.00% | +4+9.1% | Added |
| LGT Financial Advisors LLC | 49 | $9.76K | 0.01% | +49 | New |
| Headinvest, LLC | 50 | $9.82K | 0.00% | +50 | New |
| Steward Partners Investment Advisory, LLC | 50 | $9.96K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 52 | $10.4K | 0.00% | −18−25.7% | Reduced |
| Pittenger & Anderson Inc | 70 | $13.9K | 0.00% | +20+40.0% | Added |
| Key Financial Inc | 82 | $16.3K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 92 | $18.3K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 109 | $21.2K | 0.00% | −137−55.7% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 116 | $23.1K | 0.00% | −79,039−99.9% | Reduced |
| Adirondack Trust Co | 127 | $25.3K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 132 | $25.9K | 0.00% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 136 | $27.1K | 0.00% | 00.0% | Unchanged |
| AlphaCentric Advisors LLC | 149 | $29.7K | 0.02% | −26−14.9% | Reduced |
| Lindbrook Capital, LLC | 150 | $29.9K | 0.00% | +59+64.8% | Added |
| EverSource Wealth Advisors, LLC | 155 | $30.9K | 0.00% | +116+297.4% | Added |
| Virtus Fund Advisers, LLC | 156 | $31.1K | 0.22% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 169 | $33.6K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 185 | $36.8K | 0.00% | 00.0% | Unchanged |
| Trifecta Capital Advisors, LLC | 200 | $39.8K | 0.01% | 00.0% | Unchanged |
| Avestar Capital, LLC | 222 | $44.2K | 0.01% | −4−1.8% | Reduced |
| Operose Advisors LLC | 247 | $49.2K | 0.02% | +247 | New |
| CWM, LLC | 287 | $57.0K | 0.00% | −21−6.8% | Reduced |
| Financial Management Professionals, Inc. | 307 | $61.0K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 384 | $76.5K | 0.00% | 00.0% | Unchanged |
| First PREMIER Bank | 400 | $80.0K | 0.02% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 410 | $81.6K | 0.01% | +410 | New |
| Covestor Ltd | 427 | $85.0K | 0.06% | +354+484.9% | Added |
| Leonteq Securities AG | 430 | $85.6K | 0.01% | −45−9.5% | Reduced |
| First Horizon Advisors, Inc. | 437 | $87.0K | 0.00% | +82+23.1% | Added |
| Signaturefd, LLC | 471 | $93.8K | 0.00% | +208+79.1% | Added |
| Exchange Traded Concepts, LLC | 483 | $96.2K | 0.00% | +50+11.5% | Added |
| Natixis | 524 | $104.3K | 0.00% | +524 | New |
| Ci Investments Inc. | 655 | $130.0K | 0.00% | −1,178−64.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 668 | $133.0K | 0.00% | +1+0.1% | Added |
| DekaBank Deutsche Girozentrale | 655 | $133.0K | 0.00% | +655 | New |
| Quadrant Capital Group LLC | 697 | $138.8K | 0.01% | +247+54.9% | Added |
| Bartlett & Co. LLC | 700 | $139.0K | 0.00% | −12−1.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 700 | $139.4K | 0.00% | −12−1.7% | Reduced |
| KBC Group NV | 711 | $142.0K | 0.00% | +711 | New |
| US Bancorp | 716 | $142.6K | 0.00% | +4+0.6% | Added |
| Proequities, Inc. | 757 | $150.7K | 0.01% | +147+24.1% | Added |
| Seaport Global Advisors, LLC | 758 | $150.9K | 0.45% | +168+28.5% | Added |
| Montanaro Asset Management Ltd | 850 | $169.2K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 870 | $173.2K | 0.01% | +870 | New |
| Mount Lucas Management LP | 878 | $174.8K | 0.07% | −114−11.5% | Reduced |
| Candriam Luxembourg S.C.A. | 10,000 | $199.1K | 0.00% | +1,000+11.1% | Added |
| Albion Financial Group | 1,000 | $199.1K | 0.02% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 1,012 | $201.5K | 0.02% | +1,012 | New |
| Envestnet Portfolio Solutions, Inc. | 1,025 | $204.1K | 0.00% | +1,025 | New |
| Commerce Bank | 1,029 | $204.9K | 0.00% | −4,333−80.8% | Reduced |
| Pitcairn Co | 1,037 | $206.5K | 0.02% | −104−9.1% | Reduced |
| Scholtz & Company, LLC | 1,062 | $211.0K | 0.14% | −11,242−91.4% | Reduced |
| Wedbush Securities Inc | 1,065 | $212.0K | 0.01% | −68−6.0% | Reduced |
| Frontier Capital Management Co LLC | 1,076 | $214.2K | 0.00% | −43−3.8% | Reduced |
| First Foundation Advisors | 1,082 | $215.4K | 0.01% | −52−4.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,092 | $217.0K | 0.00% | −577−34.6% | Reduced |
| HSBC Holdings PLC | 1,119 | $222.8K | 0.00% | +362+47.8% | Added |
| Captrust Financial Advisors | 1,136 | $226.1K | 0.00% | +306+36.9% | Added |
| First Hawaiian Bank | 1,170 | $232.9K | 0.01% | +300+34.5% | Added |
| Gotham Asset Management, LLC | 1,185 | $235.9K | 0.00% | −2,520−68.0% | Reduced |
| Boothbay Fund Management, LLC | 1,188 | $236.5K | 0.01% | +1,188 | New |
| Henshaw Capital LLC | 1,200 | $238.9K | 0.01% | +185+18.2% | Added |