Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aigen Investment Management, LP | 5,784 | $1.15M | 0.22% | +1,026+21.6% | Added |
| Tower Research Capital LLC (TRC) | 5,662 | $1.13M | 0.04% | +3,339+143.7% | Added |
| JustInvest LLC | 5,173 | $1.03M | 0.03% | +314+6.5% | Added |
| XTX Topco Ltd | 5,028 | $1.00M | 0.17% | +5,028 | New |
| Verition Fund Management LLC | 5,000 | $995.5K | 0.01% | +2,507+100.6% | Added |
| MYDA Advisors LLC | 5,000 | $995.5K | 0.37% | +5,000 | New |
| Magnetar Financial LLC | 4,975 | $990.5K | 0.03% | +2,355+89.9% | Added |
| Legal Advantage Investments, Inc. | 4,970 | $989.5K | 0.71% | +1,350+37.3% | Added |
| Advisors Asset Management, Inc. | 4,965 | $988.5K | 0.02% | +1,474+42.2% | Added |
| Commonwealth Equity Services, LLC | 4,942 | $984.0K | 0.00% | −353−6.7% | Reduced |
| Echo Street Capital Management LLC | 4,867 | $969.0K | 0.01% | +509+11.7% | Added |
| Illinois Municipal Retirement Fund | 4,858 | $967.0K | 0.02% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 4,756 | $946.9K | 0.11% | +4,756 | New |
| QRG Capital Management, Inc. | 4,730 | $941.7K | 0.02% | +4,730 | New |
| Wealth Management Partners, LLC | 4,669 | $929.6K | 0.58% | +756+19.3% | Added |
| State of Tennessee, Treasury Department | 4,595 | $914.9K | 0.00% | −14,172−75.5% | Reduced |
| D. E. Shaw & Co., Inc. | 4,500 | $896.0K | 0.00% | −106,245−95.9% | Reduced |
| Robbins Farley LLC | 4,497 | $895.4K | 0.63% | +306+7.3% | Added |
| Cubist Systematic Strategies, LLC | 4,470 | $890.0K | 0.01% | −19,502−81.4% | Reduced |
| Sawtooth Solutions, LLC | 4,456 | $887.2K | 0.03% | −125−2.7% | Reduced |
| Bleakley Financial Group, LLC | 4,456 | $887.2K | 0.03% | −125−2.7% | Reduced |
| Verity Asset Management, Inc. | 4,435 | $883.0K | 0.65% | +214+5.1% | Added |
| New York Life Investment Management LLC | 4,390 | $874.0K | 0.01% | +2,205+100.9% | Added |
| AtonRa Partners | 4,374 | $870.9K | 1.83% | −128−2.8% | Reduced |
| State of Alaska, Department of Revenue | 4,368 | $869.0K | 0.01% | −175−3.9% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $833.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 4,123 | $820.9K | 0.00% | +4,123 | New |
| Federated Hermes, Inc. | 4,115 | $819.3K | 0.00% | −35,100−89.5% | Reduced |
| Prelude Capital Management, LLC | 4,022 | $800.8K | 0.07% | +2,032+102.1% | Added |
| Wolverine Trading, LLC | 3,980 | $792.4K | 0.01% | +2,047+105.9% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 3,977 | $792.0K | 0.00% | +262+7.1% | Added |
| Oak Thistle LLC | 3,962 | $788.8K | 0.23% | +3,962 | New |
| Pearl River Capital, LLC | 3,948 | $786.0K | 0.12% | −1,321−25.1% | Reduced |
| Prospera Financial Services Inc | 3,805 | $757.5K | 0.03% | +308+8.8% | Added |
| Citigroup Inc | 3,758 | $748.2K | 0.00% | −14,980−79.9% | Reduced |
| Van Eck Associates Corp | 3,667 | $730.0K | 0.00% | −1,086−22.8% | Reduced |
| Occudo Quantitative Strategies LP | 3,518 | $700.4K | 0.09% | +3,518 | New |
| Vontobel Holding Ltd. | 3,488 | $694.5K | 0.01% | +1,390+66.3% | Added |
| Mariner, LLC | 3,434 | $683.6K | 0.00% | −478−12.2% | Reduced |
| Summit Global Investments | 3,427 | $682.0K | 0.05% | +3,427 | New |
| Cim, LLC | 3,415 | $679.9K | 0.13% | +132+4.0% | Added |
| Values First Advisors, Inc. | 3,141 | $625.3K | 0.40% | +3,141 | New |
| Two Sigma Securities, LLC | 3,140 | $625.2K | 0.03% | +1,668+113.3% | Added |
| Securian Asset Management, Inc | 3,112 | $619.6K | 0.02% | −151−4.6% | Reduced |
| Virtu Financial LLC | 3,088 | $615.0K | 0.06% | −3,641−54.1% | Reduced |
| Pacer Advisors, Inc. | 3,071 | $611.4K | 0.00% | −4,650−60.2% | Reduced |
| Fermata Advisors, LLC | 3,050 | $607.3K | 0.17% | +3,050 | New |
| Beacon Investment Advisory Services, Inc. | 2,893 | $576.0K | 0.03% | +791+37.6% | Added |
| Maryland State Retirement & Pension System | 2,866 | $570.6K | 0.01% | 00.0% | Unchanged |
| Oppenheimer Asset Management Inc. | 2,841 | $565.6K | 0.01% | −623−18.0% | Reduced |
| Independent Advisor Alliance | 2,839 | $565.3K | 0.03% | −240−7.8% | Reduced |
| Virtus Investment Advisers, Inc. | 2,752 | $547.9K | 0.37% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 2,657 | $529.0K | 0.00% | +245+10.2% | Added |
| Spire Wealth Management | 2,655 | $528.6K | 0.02% | +100+3.9% | Added |
| Gsa Capital Partners LLP | 2,645 | $527.0K | 0.05% | +460+21.1% | Added |
| Vestcor Inc | 2,629 | $523.0K | 0.02% | +2,629 | New |
| New England Research & Management, Inc. | 2,600 | $518.0K | 0.30% | +2,600 | New |
| Snowden Capital Advisors LLC | 2,532 | $504.1K | 0.02% | −515−16.9% | Reduced |
| Wisconsin Capital Management LLC | 2,519 | $501.5K | 0.33% | +1,509+149.4% | Added |
| HighTower Advisors, LLC | 2,500 | $501.0K | 0.00% | +498+24.9% | Added |
| Truist Financial Corp | 2,516 | $500.9K | 0.00% | −30−1.2% | Reduced |
| CenterBook Partners LP | 2,509 | $499.5K | 0.06% | +149+6.3% | Added |
| Creative Planning | 2,506 | $498.9K | 0.00% | −473−15.9% | Reduced |
| Concentric Capital Strategies, LP | 2,476 | $493.0K | 0.06% | +2,476 | New |
| First Republic Investment Management, Inc. | 2,443 | $486.4K | 0.00% | +2,443 | New |
| PEAK6 Investments LLC | 2,414 | $480.6K | 0.02% | +2,414 | New |
| Toroso Investments, LLC | 2,331 | $464.1K | 0.01% | +118+5.3% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 2,300 | $458.0K | 0.00% | −500−17.9% | Reduced |
| O'Shaughnessy Asset Management, LLC | 2,292 | $456.3K | 0.01% | −267−10.4% | Reduced |
| Prudential Financial Inc | 2,243 | $446.6K | 0.00% | −28,788−92.8% | Reduced |
| Nisa Investment Advisors, LLC | 2,235 | $445.0K | 0.00% | −3−0.1% | Reduced |
| Wealth Management Associates, Inc. | 2,185 | $435.0K | 0.25% | +70+3.3% | Added |
| Sittner & Nelson, LLC | 2,140 | $426.1K | 0.25% | 00.0% | Unchanged |
| Balboa Wealth Partners | 2,127 | $423.5K | 0.16% | −691−24.5% | Reduced |
| EP Wealth Advisors, LLC | 2,122 | $422.5K | 0.01% | +2,122 | New |
| Mercer Global Advisors Inc | 2,116 | $421.0K | 0.00% | +1,110+110.3% | Added |
| Harbour Investments, Inc. | 2,092 | $416.5K | 0.02% | +1,059+102.5% | Added |
| Bollard Group LLC | 2,075 | $413.0K | 0.02% | +375+22.1% | Added |
| Baker Avenue Asset Management, LP | 2,065 | $411.1K | 0.02% | +235+12.8% | Added |
| ProShare Advisors LLC | 2,029 | $404.0K | 0.00% | −160−7.3% | Reduced |
| Sheets Smith Wealth Management | 2,000 | $398.2K | 0.06% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 1,975 | $393.2K | 0.01% | −175−8.1% | Reduced |
| Utah Retirement Systems | 1,958 | $389.8K | 0.01% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 1,881 | $374.5K | 0.00% | +124+7.1% | Added |
| Linden Thomas Advisory Services, LLC | 1,839 | $366.1K | 0.08% | +1,839 | New |
| Probity Advisors, Inc. | 1,827 | $363.8K | 0.08% | +27+1.5% | Added |
| Keebeck Alpha, LP | 1,820 | $362.4K | 0.35% | 00.0% | Unchanged |
| Teza Capital Management LLC | 1,796 | $357.6K | 0.06% | +384+27.2% | Added |
| Kovack Advisors, Inc. | 1,738 | $346.0K | 0.05% | −651−27.2% | Reduced |
| Beacon Pointe Advisors, LLC | 1,727 | $343.8K | 0.00% | +1,727 | New |
| Integrated Wealth Concepts LLC | 1,715 | $341.5K | 0.01% | −596−25.8% | Reduced |
| Shell Asset Management Co | 1,710 | $340.0K | 0.01% | −26−1.5% | Reduced |
| Shelton Capital Management | 1,697 | $337.9K | 0.01% | −84−4.7% | Reduced |
| Bridgefront Capital, LLC | 1,662 | $330.9K | 0.23% | −345−17.2% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,647 | $327.9K | 0.17% | +599+57.2% | Added |
| Cantor Fitzgerald, L. P. | 1,642 | $326.9K | 0.01% | 00.0% | Unchanged |
| Dakota Wealth Management | 1,602 | $319.0K | 0.01% | −1,308−44.9% | Reduced |
| The PNC Financial Services Group, Inc. | 1,593 | $317.2K | 0.00% | −126−7.3% | Reduced |
| Winton Group Ltd | 1,570 | $312.6K | 0.03% | +1,570 | New |
| China Universal Asset Management Co., Ltd. | 1,551 | $308.8K | 0.09% | −3,449−69.0% | Reduced |