Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fifth Third Bancorp | 1,493 | $297.3K | 0.00% | +39+2.7% | Added |
| Zacks Investment Management | 1,485 | $295.6K | 0.00% | −7,682−83.8% | Reduced |
| EFG Asset Management (Americas) Corp. | 1,444 | $287.5K | 0.07% | +61+4.4% | Added |
| Kestra Advisory Services, LLC | 1,368 | $272.4K | 0.00% | −1,222−47.2% | Reduced |
| Mayport, LLC | 1,337 | $266.2K | 0.15% | +212+18.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 1,276 | $254.1K | 0.00% | +1,276 | New |
| Lincoln National Corp | 1,274 | $253.7K | 0.01% | +103+8.8% | Added |
| MML Investors Services, LLC | 1,244 | $248.0K | 0.00% | +285+29.7% | Added |
| Los Angeles Capital Management LLC | 1,235 | $245.9K | 0.00% | −24,044−95.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,232 | $245.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,221 | $243.1K | 0.01% | +295+31.9% | Added |
| IFP Advisors, Inc | 1,220 | $242.9K | 0.01% | −536−30.5% | Reduced |
| HMS Capital Management, LLC | 1,216 | $242.1K | 0.16% | −43−3.4% | Reduced |
| Henshaw Capital LLC | 1,200 | $238.9K | 0.01% | +185+18.2% | Added |
| Boothbay Fund Management, LLC | 1,188 | $236.5K | 0.01% | +1,188 | New |
| Gotham Asset Management, LLC | 1,185 | $235.9K | 0.00% | −2,520−68.0% | Reduced |
| First Hawaiian Bank | 1,170 | $232.9K | 0.01% | +300+34.5% | Added |
| Captrust Financial Advisors | 1,136 | $226.1K | 0.00% | +306+36.9% | Added |
| HSBC Holdings PLC | 1,119 | $222.8K | 0.00% | +362+47.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,092 | $217.0K | 0.00% | −577−34.6% | Reduced |
| First Foundation Advisors | 1,082 | $215.4K | 0.01% | −52−4.6% | Reduced |
| Frontier Capital Management Co LLC | 1,076 | $214.2K | 0.00% | −43−3.8% | Reduced |
| Wedbush Securities Inc | 1,065 | $212.0K | 0.01% | −68−6.0% | Reduced |
| Scholtz & Company, LLC | 1,062 | $211.0K | 0.14% | −11,242−91.4% | Reduced |
| Pitcairn Co | 1,037 | $206.5K | 0.02% | −104−9.1% | Reduced |
| Commerce Bank | 1,029 | $204.9K | 0.00% | −4,333−80.8% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 1,025 | $204.1K | 0.00% | +1,025 | New |
| Hilltop Holdings Inc. | 1,012 | $201.5K | 0.02% | +1,012 | New |
| Candriam Luxembourg S.C.A. | 10,000 | $199.1K | 0.00% | +1,000+11.1% | Added |
| Albion Financial Group | 1,000 | $199.1K | 0.02% | 00.0% | Unchanged |
| Mount Lucas Management LP | 878 | $174.8K | 0.07% | −114−11.5% | Reduced |
| Geneos Wealth Management Inc. | 870 | $173.2K | 0.01% | +870 | New |
| Montanaro Asset Management Ltd | 850 | $169.2K | 0.03% | 00.0% | Unchanged |
| Seaport Global Advisors, LLC | 758 | $150.9K | 0.45% | +168+28.5% | Added |
| Proequities, Inc. | 757 | $150.7K | 0.01% | +147+24.1% | Added |
| US Bancorp | 716 | $142.6K | 0.00% | +4+0.6% | Added |
| KBC Group NV | 711 | $142.0K | 0.00% | +711 | New |
| Bartlett & Co. Wealth Management LLC | 700 | $139.4K | 0.00% | −12−1.7% | Reduced |
| Bartlett & Co. LLC | 700 | $139.0K | 0.00% | −12−1.7% | Reduced |
| Quadrant Capital Group LLC | 697 | $138.8K | 0.01% | +247+54.9% | Added |
| DekaBank Deutsche Girozentrale | 655 | $133.0K | 0.00% | +655 | New |
| Northwestern Mutual Wealth Management Co | 668 | $133.0K | 0.00% | +1+0.1% | Added |
| Ci Investments Inc. | 655 | $130.0K | 0.00% | −1,178−64.3% | Reduced |
| Natixis | 524 | $104.3K | 0.00% | +524 | New |
| Exchange Traded Concepts, LLC | 483 | $96.2K | 0.00% | +50+11.5% | Added |
| Signaturefd, LLC | 471 | $93.8K | 0.00% | +208+79.1% | Added |
| First Horizon Advisors, Inc. | 437 | $87.0K | 0.00% | +82+23.1% | Added |
| Leonteq Securities AG | 430 | $85.6K | 0.01% | −45−9.5% | Reduced |
| Covestor Ltd | 427 | $85.0K | 0.06% | +354+484.9% | Added |
| Venturi Wealth Management, LLC | 410 | $81.6K | 0.01% | +410 | New |
| First PREMIER Bank | 400 | $80.0K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 384 | $76.5K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 307 | $61.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 287 | $57.0K | 0.00% | −21−6.8% | Reduced |
| Operose Advisors LLC | 247 | $49.2K | 0.02% | +247 | New |
| Avestar Capital, LLC | 222 | $44.2K | 0.01% | −4−1.8% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $39.8K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 185 | $36.8K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 169 | $33.6K | 0.01% | 00.0% | Unchanged |
| Virtus Fund Advisers, LLC | 156 | $31.1K | 0.22% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 155 | $30.9K | 0.00% | +116+297.4% | Added |
| Lindbrook Capital, LLC | 150 | $29.9K | 0.00% | +59+64.8% | Added |
| AlphaCentric Advisors LLC | 149 | $29.7K | 0.02% | −26−14.9% | Reduced |
| Nemes Rush Group LLC | 136 | $27.1K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 132 | $25.9K | 0.00% | 00.0% | Unchanged |
| Adirondack Trust Co | 127 | $25.3K | 0.01% | 00.0% | Unchanged |
| Fuller & Thaler Asset Management, Inc. | 116 | $23.1K | 0.00% | −79,039−99.9% | Reduced |
| Global Retirement Partners, LLC | 109 | $21.2K | 0.00% | −137−55.7% | Reduced |
| Riverview Trust Co | 92 | $18.3K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 82 | $16.3K | 0.01% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 70 | $13.9K | 0.00% | +20+40.0% | Added |
| Massmutual Trust Co FSB | 52 | $10.4K | 0.00% | −18−25.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 50 | $9.96K | 0.00% | 00.0% | Unchanged |
| Headinvest, LLC | 50 | $9.82K | 0.00% | +50 | New |
| LGT Financial Advisors LLC | 49 | $9.76K | 0.01% | +49 | New |
| Private Trust Co NA | 48 | $9.56K | 0.00% | +4+9.1% | Added |
| Huntington National Bank | 46 | $9.16K | 0.00% | −12−20.7% | Reduced |
| NBC Securities, Inc. | 50 | $9.00K | 0.00% | +50 | New |
| GWM Advisors LLC | 39 | $7.76K | 0.00% | +6+18.2% | Added |
| Bell Investment Advisors, Inc | 36 | $7.17K | 0.00% | +6+20.0% | Added |
| Farther Finance Advisors, LLC | 31 | $6.17K | 0.00% | −9−22.5% | Reduced |
| Larson Financial Group LLC | 29 | $5.77K | 0.00% | +6+26.1% | Added |
| Raleigh Capital Management Inc. | 29 | $5.76K | 0.00% | −46−61.3% | Reduced |
| Allworth Financial LP | 26 | $5.18K | 0.00% | +6+30.0% | Added |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 20 | $3.98K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 20 | $3.98K | 0.00% | +15+300.0% | Added |
| State of Wyoming | 19 | $3.78K | 0.00% | +19 | New |
| Farmers & Merchants Investments Inc | 16 | $3.19K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 13 | $2.59K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 12 | $2.39K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 11 | $2.26K | 0.00% | −7−38.9% | Reduced |
| Psagot Value Holdings Ltd. / (Israel) | 11 | $2.00K | 0.00% | −3−21.4% | Reduced |
| Ronald Blue Trust, Inc. | 6 | $2.00K | 0.00% | +6 | New |
| Caldwell Sutter Capital, Inc. | 10 | $1.99K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 9 | $1.79K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 8 | $1.59K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 5 | $1.03K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 4 | $814 | 0.00% | −281−98.6% | Reduced |
| Versant Capital Management, Inc | 4 | $796 | 0.00% | −2−33.3% | Reduced |