Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nordea Investment Management AB | 33,864 | $7.35M | 0.01% | −450−1.3% | Reduced |
| Los Angeles Capital Management LLC | 33,244 | $7.21M | 0.03% | −3,925−10.6% | Reduced |
| Texas Permanent School Fund | 32,412 | $7.03M | 0.07% | +8,114+33.4% | Added |
| Deutsche Bank AG | 31,622 | $6.86M | 0.00% | −21,389−40.3% | Reduced |
| Granahan Investment Management Inc | 29,481 | $6.39M | 0.19% | +4,488+18.0% | Added |
| UBS Group AG | 29,433 | $6.38M | 0.00% | −15,912−35.1% | Reduced |
| Bank of Montreal | 27,926 | $6.06M | 0.00% | +6,757+31.9% | Added |
| Granite Investment Partners, LLC | 26,807 | $5.81M | 0.24% | +281+1.1% | Added |
| AXA S.A. | 26,800 | $5.81M | 0.02% | +11,200+71.8% | Added |
| Lord, Abbett & Co. LLC | 26,759 | $5.80M | 0.02% | −205,170−88.5% | Reduced |
| Schonfeld Strategic Advisors LLC | 26,621 | $5.77M | 0.06% | +11,155+72.1% | Added |
| First Trust Advisors LP | 26,151 | $5.67M | 0.01% | −61,042−70.0% | Reduced |
| Schroder Investment Management Group | 26,040 | $5.65M | 0.01% | +1,090+4.4% | Added |
| BNP Paribas Arbitrage, SA | 25,635 | $5.56M | 0.01% | −782−3.0% | Reduced |
| Algert Global LLC | 24,558 | $5.32M | 0.25% | +4,656+23.4% | Added |
| LPL Financial LLC | 24,251 | $5.26M | 0.00% | −1,166−4.6% | Reduced |
| Amalgamated Bank | 24,158 | $5.24M | 0.04% | −1,274−5.0% | Reduced |
| Great West Life Assurance Co | 23,591 | $5.11M | 0.01% | −6,204−20.8% | Reduced |
| Susquehanna International Group, LLP | 23,025 | $4.99M | 0.01% | −2,693−10.5% | Reduced |
| Jump Financial, LLC | 23,000 | $4.99M | 0.20% | −1,141−4.7% | Reduced |
| Envestnet Asset Management Inc | 271,196 | $4.83M | 0.00% | +246,286+988.7% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 21,747 | $4.72M | 0.03% | −10,628−32.8% | Reduced |
| Capital Fund Management S.A. | 21,713 | $4.71M | 0.09% | +21,713 | New |
| State of New Jersey Common Pension Fund D | 21,610 | $4.69M | 0.02% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 21,057 | $4.57M | 0.02% | −8,943−29.8% | Reduced |
| Moody Aldrich Partners LLC | 20,047 | $4.35M | 0.88% | −738−3.6% | Reduced |
| Matisse Capital | 19,363 | $4.20M | 2.71% | +9,292+92.3% | Added |
| EFG Asset Management (North America) Corp. | 19,345 | $4.19M | 0.93% | +2,080+12.0% | Added |
| Axiom Investors LLC | 19,230 | $4.17M | 0.07% | −730−3.7% | Reduced |
| Yousif Capital Management, LLC | 19,103 | $4.14M | 0.05% | −60−0.3% | Reduced |
| Prossimo Advisors, LLC | 18,758 | $4.07M | 9.93% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 18,644 | $4.04M | 0.01% | +15,168+436.4% | Added |
| Advisor Group Holdings, Inc. | 17,844 | $3.87M | 0.01% | −18,107−50.4% | Reduced |
| Impax Asset Management Group plc | 17,500 | $3.79M | 0.02% | +17,500 | New |
| ClariVest Asset Management LLC | 17,171 | $3.72M | 0.17% | +60.0% | Added |
| Assetmark, Inc | 16,978 | $3.68M | 0.02% | +14,755+663.7% | Added |
| Teacher Retirement System of Texas | 16,762 | $3.63M | 0.02% | +1,623+10.7% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 16,278 | $3.53M | 0.03% | +19+0.1% | Added |
| American Century Companies Inc | 16,045 | $3.48M | 0.00% | +3,525+28.2% | Added |
| Gradient Investments LLC | 15,935 | $3.46M | 0.09% | +1,805+12.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,762 | $3.42M | 0.01% | +196+1.3% | Added |
| Williams Jones Wealth Management, LLC. | 15,760 | $3.42M | 0.05% | +11,750+293.0% | Added |
| Natixis | 15,570 | $3.38M | 0.03% | −15,939−50.6% | Reduced |
| Candriam Luxembourg S.C.A. | 16,441 | $3.28M | 0.02% | +2,630+19.0% | Added |
| Integrated Advisors Network LLC | 14,534 | $3.15M | 0.19% | +7,000+92.9% | Added |
| Baird Financial Group, Inc. | 14,529 | $3.15M | 0.01% | −639−4.2% | Reduced |
| Tiedemann Advisors, LLC | 14,166 | $3.07M | 0.14% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,092 | $3.06M | 0.01% | −29,234−67.5% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 13,589 | $2.95M | 0.08% | +2,610+23.8% | Added |
| PEAK6 Investments LLC | 13,096 | $2.84M | 0.18% | +2,567+24.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $2.82M | 0.02% | −22,000−62.9% | Reduced |
| Ameritas Investment Partners, Inc. | 12,007 | $2.60M | 0.10% | −136−1.1% | Reduced |
| SlateStone Wealth, LLC | 11,852 | $2.57M | 0.53% | +11,852 | New |
| Gotham Asset Management, LLC | 11,560 | $2.51M | 0.06% | −162−1.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,207 | $2.43M | 0.00% | +7,070+170.9% | Added |
| Brookfield Asset Management Inc. | 11,051 | $2.40M | 0.01% | +2,418+28.0% | Added |
| Ensign Peak Advisors, Inc | 10,980 | $2.38M | 0.01% | +1,150+11.7% | Added |
| Brinker Capital Investments, LLC | 10,919 | $2.37M | 0.03% | +23+0.2% | Added |
| Orion Portfolio Solutions, LLC | 10,919 | $2.37M | 0.03% | +10,919 | New |
| Oregon Public Employees Retirement Fund | 10,547 | $2.29M | 0.03% | −79−0.7% | Reduced |
| Arizona State Retirement System | 10,472 | $2.27M | 0.02% | +335+3.3% | Added |
| CIBC Private Wealth Group, LLC | 10,383 | $2.25M | 0.01% | +10,383 | New |
| State Board of Administration of Florida Retirement System | 10,135 | $2.20M | 0.01% | −750−6.9% | Reduced |
| Virginia Retirement Systems Et Al | 10,100 | $2.19M | 0.02% | +2,900+40.3% | Added |
| Knights of Columbus Asset Advisors LLC | 9,912 | $2.15M | 0.21% | +1,066+12.1% | Added |
| Van Eck Associates Corp | 9,822 | $2.13M | 0.00% | +5,357+120.0% | Added |
| Zacks Investment Management | 9,623 | $2.09M | 0.03% | +2,307+31.5% | Added |
| Louisiana State Employees Retirement System | 9,600 | $2.08M | 0.05% | −100−1.0% | Reduced |
| State of Michigan Retirement System | 9,100 | $1.97M | 0.01% | −100−1.1% | Reduced |
| Bayesian Capital Management, LP | 9,047 | $1.96M | 0.24% | +9,047 | New |
| Renaissance Group LLC | 8,754 | $1.90M | 0.09% | +696+8.6% | Added |
| Oak Ridge Investments LLC | 8,632 | $1.87M | 0.25% | −549−6.0% | Reduced |
| Vontobel Holding Ltd. | 8,324 | $1.80M | 0.02% | +751+9.9% | Added |
| Dana Investment Advisors, Inc. | 8,196 | $1.78M | 0.09% | +1,547+23.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,019 | $1.74M | 0.04% | +4,674+139.7% | Added |
| Brighton Jones LLC | 7,962 | $1.73M | 0.10% | +7,962 | New |
| B. Metzler seel. Sohn & Co. AG | 7,683 | $1.67M | 0.03% | +2,705+54.3% | Added |
| Advisory Research Inc | 7,605 | $1.65M | 0.27% | +2,469+48.1% | Added |
| Robeco Institutional Asset Management B.V. | 7,468 | $1.62M | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 6,876 | $1.49M | 0.04% | +6,876 | New |
| Bleakley Financial Group, LLC | 6,876 | $1.49M | 0.05% | +6,876 | New |
| Oberweis Asset Management Inc | 6,850 | $1.49M | 0.23% | +1,700+33.0% | Added |
| Handelsbanken Fonder AB | 6,700 | $1.45M | 0.01% | +1,400+26.4% | Added |
| Financial Advocates Investment Management | 6,610 | $1.43M | 0.11% | −746−10.1% | Reduced |
| AtonRa Partners | 6,606 | $1.43M | 2.09% | −929−12.3% | Reduced |
| Mackenzie Financial Corp | 6,588 | $1.43M | 0.00% | +1,647+33.3% | Added |
| New Mexico Educational Retirement Board | 6,500 | $1.41M | 0.07% | +900+16.1% | Added |
| Citigroup Inc | 6,464 | $1.40M | 0.00% | +27+0.4% | Added |
| ProShare Advisors LLC | 6,421 | $1.39M | 0.00% | −934−12.7% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 6,387 | $1.39M | 0.03% | +1,987+45.2% | Added |
| Guggenheim Capital LLC | 6,354 | $1.38M | 0.01% | −2,051−24.4% | Reduced |
| Prelude Capital Management, LLC | 6,328 | $1.37M | 0.09% | +2,583+69.0% | Added |
| Crossmark Global Holdings, Inc. | 6,313 | $1.37M | 0.03% | +77+1.2% | Added |
| Hussman Strategic Advisors, Inc. | 6,200 | $1.34M | 0.21% | +6,200 | New |
| Teachers Retirement System of the State of Kentucky | 5,778 | $1.25M | 0.01% | 00.0% | Unchanged |
| Xponance, Inc. | 5,743 | $1.25M | 0.02% | −16−0.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,714 | $1.24M | 0.01% | +501+9.6% | Added |
| Federated Hermes, Inc. | 5,660 | $1.23M | 0.00% | −11,626−67.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 5,600 | $1.21M | 0.01% | 00.0% | Unchanged |
| Wealth Management Partners, LLC | 5,562 | $1.21M | 0.84% | +562+11.2% | Added |