Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commerce Bank | 5,557 | $1.20M | 0.01% | +1,277+29.8% | Added |
| Clark Capital Management Group, Inc. | 5,459 | $1.18M | 0.01% | +217+4.1% | Added |
| Ascent Wealth Partners, LLC | 5,284 | $1.15M | 0.23% | +85+1.6% | Added |
| Franklin Resources Inc | 5,242 | $1.14M | 0.00% | −634−10.8% | Reduced |
| Pearl River Capital, LLC | 5,169 | $1.12M | 0.18% | −878−14.5% | Reduced |
| Apeiron Capital Ltd | 5,100 | $1.11M | 0.62% | +5,100 | New |
| State of Alaska, Department of Revenue | 4,983 | $1.08M | 0.01% | −72−1.4% | Reduced |
| Raymond James & Associates | 4,909 | $1.06M | 0.00% | −6,340−56.4% | Reduced |
| Jackson Creek Investment Advisors LLC | 4,878 | $1.06M | 0.44% | +4,878 | New |
| Illinois Municipal Retirement Fund | 4,858 | $1.05M | 0.02% | +2,147+79.2% | Added |
| Capital Impact Advisors, LLC | 4,832 | $1.05M | 1.29% | +151+3.2% | Added |
| Verity Asset Management, Inc. | 4,811 | $1.04M | 0.62% | +328+7.3% | Added |
| Prospera Financial Services Inc | 4,725 | $1.02M | 0.04% | −55−1.2% | Reduced |
| Beck Bode, LLC | 4,713 | $1.02M | 0.25% | −11,983−71.8% | Reduced |
| Summit Global Investments | 4,660 | $1.01M | 0.08% | +1,210+35.1% | Added |
| JustInvest LLC | 4,576 | $992.2K | 0.03% | +366+8.7% | Added |
| Pictet Asset Management SA | 4,538 | $984.0K | 0.00% | +280+6.6% | Added |
| Brown Brothers Harriman & Co | 4,300 | $932.4K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 4,248 | $921.1K | 0.00% | +144+3.5% | Added |
| Public Employees Retirement Association of Colorado | 4,184 | $907.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 4,177 | $905.0K | 0.00% | −7,068−62.9% | Reduced |
| Jennison Associates LLC | 4,168 | $903.7K | 0.00% | −76,924−94.9% | Reduced |
| First Republic Investment Management, Inc. | 3,872 | $839.6K | 0.00% | −1,075−21.7% | Reduced |
| Mariner, LLC | 3,799 | $823.0K | 0.00% | +47+1.3% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 3,781 | $820.0K | 0.01% | +207+5.8% | Added |
| Oppenheimer Asset Management Inc. | 3,639 | $789.0K | 0.01% | −315−8.0% | Reduced |
| Truist Financial Corp | 3,615 | $783.8K | 0.00% | −2,226−38.1% | Reduced |
| Independent Advisor Alliance | 3,612 | $783.2K | 0.04% | +3,612 | New |
| O'Shaughnessy Asset Management, LLC | 3,545 | $768.7K | 0.01% | −129−3.5% | Reduced |
| Fox Run Management, L.L.C. | 3,423 | $742.2K | 0.24% | +938+37.7% | Added |
| Securian Asset Management, Inc | 3,363 | $729.2K | 0.02% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 3,247 | $704.0K | 0.03% | +1,929+146.4% | Added |
| Snowden Capital Advisors LLC | 3,035 | $658.1K | 0.03% | +43+1.4% | Added |
| Rockefeller Capital Management L.P. | 3,033 | $656.0K | 0.00% | +2,070+215.0% | Added |
| Baker Avenue Asset Management, LP | 2,960 | $641.8K | 0.03% | +2,951+32,788.9% | Added |
| SG Americas Securities, LLC | 2,899 | $629.0K | 0.01% | +1,647+131.5% | Added |
| Hillsdale Investment Management Inc. | 2,900 | $628.8K | 0.05% | 00.0% | Unchanged |
| Toroso Investments, LLC | 2,824 | $612.0K | 0.02% | +151+5.6% | Added |
| Virtus Investment Advisers, Inc. | 2,752 | $596.7K | 0.42% | +78+2.9% | Added |
| Spire Wealth Management | 2,647 | $573.9K | 0.02% | +915+52.8% | Added |
| Robbins Farley LLC | 2,607 | $565.3K | 0.42% | +162+6.6% | Added |
| Glenmede Trust Co NA | 2,602 | $564.2K | 0.00% | −123−4.5% | Reduced |
| Fermata Advisors, LLC | 2,600 | $563.8K | 0.34% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 2,591 | $562.0K | 0.05% | +2,591 | New |
| Walleye Capital LLC | 2,540 | $550.7K | 0.01% | +2,540 | New |
| HSBC Holdings PLC | 2,520 | $543.0K | 0.00% | −166−6.2% | Reduced |
| Balboa Wealth Partners | 2,478 | $537.3K | 0.20% | +2,478 | New |
| Ci Investments Inc. | 2,314 | $502.0K | 0.00% | +748+47.8% | Added |
| Atria Wealth Solutions, Inc. | 2,312 | $501.3K | 0.01% | −438−15.9% | Reduced |
| Wolverine Trading, LLC | 2,334 | $500.0K | 0.02% | +2,334 | New |
| Pitcairn Co | 2,287 | $495.9K | 0.05% | +291+14.6% | Added |
| Beacon Investment Advisory Services, Inc. | 2,259 | $489.8K | 0.02% | +2,259 | New |
| Sittner & Nelson, LLC | 2,140 | $464.0K | 0.27% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,115 | $458.6K | 0.28% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 2,018 | $437.4K | 0.11% | +2,000+11,111.1% | Added |
| Fifth Third Bancorp | 2,001 | $433.9K | 0.00% | +41+2.1% | Added |
| Sheets Smith Wealth Management | 2,000 | $433.7K | 0.07% | 00.0% | Unchanged |
| Creative Planning | 1,988 | $431.0K | 0.00% | +726+57.5% | Added |
| Keebeck Alpha, LP | 1,972 | $427.6K | 0.50% | +1,972 | New |
| Profund Advisors LLC | 1,932 | $418.9K | 0.03% | −469−19.5% | Reduced |
| Metropolitan Life Insurance Co | 1,923 | $417.0K | 0.02% | −263−12.0% | Reduced |
| Henshaw Capital LLC | 1,916 | $415.4K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,885 | $408.7K | 0.01% | +1,403+291.1% | Added |
| Shelton Capital Management | 1,815 | $393.5K | 0.02% | −67−3.6% | Reduced |
| The PNC Financial Services Group, Inc. | 1,806 | $391.6K | 0.00% | −23−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,797 | $390.0K | 0.00% | +72+4.2% | Added |
| HMS Capital Management, LLC | 1,794 | $389.0K | 0.25% | +9+0.5% | Added |
| Engineers Gate Manager LP | 1,784 | $386.8K | 0.02% | −7,489−80.8% | Reduced |
| CenterBook Partners LP | 1,762 | $382.1K | 0.05% | +1,762 | New |
| Alps Advisors Inc | 1,731 | $375.3K | 0.00% | +638+58.4% | Added |
| Bollard Group LLC | 1,700 | $369.0K | 0.01% | 00.0% | Unchanged |
| Frontier Capital Management Co LLC | 1,677 | $363.6K | 0.00% | −12,806−88.4% | Reduced |
| Kovack Advisors, Inc. | 1,665 | $361.0K | 0.05% | +58+3.6% | Added |
| Tower Research Capital LLC (TRC) | 1,656 | $359.0K | 0.01% | +239+16.9% | Added |
| Legato Capital Management LLC | 1,655 | $358.9K | 0.07% | −569−25.6% | Reduced |
| Panagora Asset Management Inc | 1,649 | $357.6K | 0.00% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 1,642 | $356.0K | 0.01% | −46−2.7% | Reduced |
| WSFS Capital Management, LLC | 1,612 | $349.5K | 0.04% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 1,600 | $346.9K | 0.15% | 00.0% | Unchanged |
| Intrust Bank NA | 1,568 | $340.0K | 0.04% | −160−9.3% | Reduced |
| EFG Asset Management (Americas) Corp. | 1,513 | $328.1K | 0.08% | +318+26.6% | Added |
| Dakota Wealth Management | 1,481 | $321.1K | 0.02% | −1,169−44.1% | Reduced |
| Cerity Partners LLC | 1,456 | $315.7K | 0.00% | −71−4.6% | Reduced |
| Pacer Advisors, Inc. | 1,390 | $301.4K | 0.00% | −5,532−79.9% | Reduced |
| Two Sigma Securities, LLC | 1,358 | $294.5K | 0.02% | −1,101−44.8% | Reduced |
| Man Group plc | – | $293.8K | 0.00% | – | – |
| SeaCrest Wealth Management, LLC | 1,328 | $287.9K | 0.04% | +1,328 | New |
| Janney Montgomery Scott LLC | 1,316 | $285.0K | 0.00% | +1,316 | New |
| ETF Managers Group, LLC | 1,314 | $284.9K | 0.01% | +1,314 | New |
| Harbour Investments, Inc. | 1,300 | $281.9K | 0.02% | +41+3.3% | Added |
| Conway Capital Management, Inc. | 1,270 | $275.4K | 0.23% | +150+13.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,252 | $271.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 1,199 | $260.0K | 0.05% | −1,577−56.8% | Reduced |
| Lincoln National Corp | 1,177 | $255.2K | 0.01% | −173−12.8% | Reduced |
| MML Investors Services, LLC | 1,136 | $246.0K | 0.00% | −3−0.3% | Reduced |
| Mayport, LLC | 1,125 | $243.9K | 0.15% | 00.0% | Unchanged |
| Centiva Capital, LP | 1,116 | $242.0K | 0.01% | +1,116 | New |
| First Foundation Advisors | 1,104 | $239.4K | 0.01% | −8−0.7% | Reduced |
| CI Private Wealth, LLC | 1,093 | $237.0K | 0.00% | +1,093 | New |
| Montanaro Asset Management Ltd | 1,075 | $233.1K | 0.04% | 00.0% | Unchanged |