Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 1,053 | $228.0K | 0.00% | −592−36.0% | Reduced |
| Telemus Capital, LLC | 1,047 | $227.0K | 0.02% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 1,027 | $222.7K | 0.02% | +1,027 | New |
| Wedbush Securities Inc | 1,017 | $221.0K | 0.01% | +1,017 | New |
| Fulton Bank, N.A. | 1,008 | $218.6K | 0.01% | −12−1.2% | Reduced |
| Arlington Financial Advisors, LLC | 1,001 | $217.0K | 0.08% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $216.8K | 0.02% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 996 | $216.0K | 0.00% | +996 | New |
| Seaport Global Advisors, LLC | 984 | $213.4K | 0.67% | −632−39.1% | Reduced |
| HighTower Advisors, LLC | 981 | $212.0K | 0.00% | −16−1.6% | Reduced |
| Valeo Financial Advisors, LLC | 967 | $209.7K | 0.01% | +967 | New |
| Proequities, Inc. | 966 | $209.5K | 0.02% | +269+38.6% | Added |
| Parallel Advisors, LLC | 917 | $198.8K | 0.01% | −27−2.9% | Reduced |
| Advisory Services Network, LLC | 915 | $198.4K | 0.01% | +660+258.8% | Added |
| DuPont Capital Management Corp | 884 | $191.7K | 0.01% | +205+30.2% | Added |
| Leonteq Securities AG | 854 | $185.2K | 0.02% | −217−20.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 712 | $154.4K | 0.00% | +100+16.3% | Added |
| Bartlett & Co. LLC | 712 | $154.0K | 0.00% | +100+16.3% | Added |
| Values First Advisors, Inc. | 684 | $148.4K | 0.09% | +684 | New |
| Steel Peak Wealth Management LLC | 600 | $130.1K | 0.01% | +600 | New |
| Exchange Traded Concepts, LLC | 441 | $95.6K | 0.00% | +441 | New |
| Venturi Wealth Management, LLC | 410 | $88.9K | 0.01% | +410 | New |
| First PREMIER Bank | 400 | $87.0K | 0.03% | 00.0% | Unchanged |
| Umb Bank N A | 384 | $83.3K | 0.00% | +4+1.1% | Added |
| Harbor Investment Advisory, LLC | 378 | $82.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 307 | $67.0K | 0.01% | +2+0.7% | Added |
| Signaturefd, LLC | 293 | $63.5K | 0.00% | −19−6.1% | Reduced |
| Quadrant Capital Group LLC | 287 | $62.2K | 0.01% | −95−24.9% | Reduced |
| CWM, LLC | 279 | $60.0K | 0.00% | +18+6.9% | Added |
| Banque Cantonale Vaudoise | 265 | $57.0K | 0.00% | +265 | New |
| Northwestern Mutual Wealth Management Co | 232 | $50.3K | 0.00% | −99−29.9% | Reduced |
| First Horizon Advisors, Inc. | 226 | $49.0K | 0.00% | +5+2.3% | Added |
| Trifecta Capital Advisors, LLC | 200 | $43.4K | 0.02% | 00.0% | Unchanged |
| National Bank of Canada | 186 | $40.3K | 0.00% | −2−1.1% | Reduced |
| IFP Advisors, Inc | 1,287 | $39.3K | 0.00% | −535−29.4% | Reduced |
| Belpointe Asset Management LLC | 170 | $36.9K | 0.00% | −380−69.1% | Reduced |
| Huntington National Bank | 166 | $36.0K | 0.00% | +32+23.9% | Added |
| Ameritas Advisory Services, LLC | 125 | $35.4K | 0.00% | +125 | New |
| Global Retirement Partners, LLC | 122 | $34.3K | 0.00% | +122 | New |
| Virtus Fund Advisers, LLC | 156 | $33.8K | 0.24% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 148 | $32.1K | 0.00% | +148 | New |
| Adirondack Trust Co | 127 | $27.5K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 100 | $21.7K | 0.00% | −35−25.9% | Reduced |
| Riverview Trust Co | 92 | $19.9K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 90 | $19.5K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $19.5K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 89 | $19.3K | 0.00% | −15−14.4% | Reduced |
| Key Financial Inc | 82 | $17.8K | 0.01% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 82 | $17.8K | 0.01% | +82 | New |
| Steward Partners Investment Advisory, LLC | 50 | $10.8K | 0.00% | −800−94.1% | Reduced |
| Pittenger & Anderson Inc | 50 | $10.8K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 50 | $10.8K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 41 | $8.89K | 0.00% | +15+57.7% | Added |
| Covestor Ltd | 38 | $8.00K | 0.01% | +1+2.7% | Added |
| Ellevest, Inc. | 36 | $7.81K | 0.00% | −16−30.8% | Reduced |
| Farther Finance Advisors, LLC | 32 | $6.94K | 0.00% | +32 | New |
| EverSource Wealth Advisors, LLC | 30 | $6.50K | 0.00% | +30 | New |
| Raleigh Capital Management Inc. | 28 | $6.07K | 0.00% | +6+27.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 27 | $5.85K | 0.00% | +27 | New |
| Ronald Blue Trust, Inc. | 24 | $5.00K | 0.00% | −1−4.0% | Reduced |
| Hantz Financial Services, Inc. | 21 | $5.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $4.99K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 22 | $4.77K | 0.00% | −8−26.7% | Reduced |
| Central Trust Co | 20 | $4.34K | 0.00% | −849−97.7% | Reduced |
| Allworth Financial LP | 20 | $4.34K | 0.00% | +2+11.1% | Added |
| Farmers & Merchants Investments Inc | 16 | $3.47K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 13 | $2.82K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 13 | $2.82K | 0.00% | +13 | New |
| Park Place Capital Corp | 12 | $2.60K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 10 | $2.17K | 0.00% | −9−47.4% | Reduced |
| First Manhattan Co | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 10 | $2.17K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 10 | $2.17K | 0.00% | +10 | New |
| Glassman Wealth Services | 8 | $1.74K | 0.00% | −1−11.1% | Reduced |
| Institutional & Family Asset Management, LLC | 4 | $867 | 0.00% | 00.0% | Unchanged |
| Grove Bank & Trust | 4 | $867 | 0.00% | +4 | New |
| Disciplined Investments, LLC | 2 | $434 | 0.00% | +2 | New |
| AdvisorNet Financial, Inc | 1 | $217 | 0.00% | +1 | New |
| Schubert & Co | 1 | $217 | 0.00% | +1 | New |
| Centerpoint Advisors, LLC | 1 | $0 | 0.00% | +1 | New |
| Steward Financial Group LLC | 4 | $0 | 0.00% | +4 | New |
| Viking Global Investors LPSuperinvestorViking Global Investors | 0 | $0 | 0.00% | −164,607−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −75,889−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −64,053−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −47,592−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −45,726−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −40,942−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −24,803−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −18,209−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −17,258−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −16,089−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −15,029−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −12,860−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −12,472−100.0% | Sold out |
| Castleark Management LLC | 0 | $0 | 0.00% | −11,359−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −11,317−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −11,128−100.0% | Sold out |
| Lisanti Capital Growth, LLC | 0 | $0 | 0.00% | −10,510−100.0% | Sold out |