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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q3 2021 vs. Q2 2021

How the institutions holding Shockwave Medical, Inc. changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of SWAV: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders2403267+30
Shares32.2M2.09K32.3M+102.8K (+0.3%)
Value$6.11B$396.0K$6.64B+$531.4M (+8.7%)

3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (53)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to SWAV in Q3 2021
InstitutionSharesValue% of portfolio
CastleArk Alternatives, LLC62,309$12.8M0.49%
Penserra Capital Management LLC45,658$9.40M0.20%
Natixis34,288$7.06M0.02%
1832 Asset Management L.P.25,000$5.17M0.01%
CIBC Private Wealth Group, LLC17,497$3.60M0.01%
EAM Global Investors LLC7,871$1.62M0.38%
Knights of Columbus Asset Advisors LLC7,086$1.46M0.13%
Susquehanna Fundamental Investments, LLC6,970$1.44M0.03%
ExodusPoint Capital Management, LP6,354$1.31M0.02%
Franklin Resources Inc5,908$1.22M0.00%
Avestar Capital, LLC5,148$1.06M0.21%
Virginia Retirement Systems Et Al4,600$947.0K0.01%
Algert Global LLC4,587$944.0K0.13%
AlphaCrest Capital Management LLC4,135$851.0K0.04%
Maven Securities LTD3,916$806.0K0.09%
Janus Henderson Group PLC3,116$641.0K0.00%
Bellwether Advisors, LLC2,764$569.0K0.19%
Acadian Asset Management LLC2,620$539.0K0.00%
Marshall Wace North America L.P.2,478$510.0K0.00%
Lazard Asset Management LLC2,312$475.0K0.00%
Pearl River Capital, LLC2,081$428.0K0.12%
O'Neil Global Advisors, Inc.2,073$427.0K0.33%
Pictet Asset Management SA2,000$412.0K0.00%
Aigen Investment Management, LP1,836$378.0K0.07%
Quadrature Capital Ltd1,541$317.0K0.01%
Blueshift Asset Management, LLC1,495$308.0K0.02%
Profund Advisors LLC1,443$297.0K0.01%
Y-Intercept (Hong Kong) Ltd1,409$290.0K0.05%
Sawtooth Solutions, LLC1,224$252.0K0.04%
National Asset Management, Inc.1,000$206.0K0.01%
Wealthcare Advisory Partners LLC1,000$206.0K0.01%
Wealth Dimensions Group, Ltd.1,000$206.0K0.13%
Lincoln National Corp988$203.0K0.00%
Cutler Group LP825$169.0K0.01%
Steward Partners Investment Advisory, LLC500$103.0K0.00%
Archer Investment Corp500$102.9K0.04%
Atticus Wealth Management, LLC483$99.0K0.04%
Herold Advisors, Inc.350$72.0K0.03%
Asset Management One Co.,Ltd.306$62.0K0.00%
Total Clarity Wealth Management, Inc.228$47.0K0.02%
Evermay Wealth Management LLC208$43.0K0.01%
C M Bidwell & Associates Ltd187$38.0K0.03%
Oakworth Capital, Inc.113$23.0K0.00%
Sugarloaf Wealth Management, LLC100$21.0K0.01%
Prestige Wealth Management Group LLC100$21.0K0.01%
Gerber Kawasaki Wealth & Investment Management98$20.0K0.00%
Bessemer Group Inc53$11.0K0.00%
Allworth Financial LP50$10.0K0.00%
Trustcore Financial Services, LLC45$9.00K0.00%
Tradition Wealth Management, LLC45$9.00K0.00%
Meridian Wealth Partners, LLC16$3.00K0.00%
Bell Investment Advisors, Inc6$1.00K0.00%
Carroll Financial Associates, Inc.1$00.00%

Sold out (23)

Institutions that held Shockwave Medical, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of SWAV in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Tudor Investment Corp Et Al22,457$4.26M
Two Sigma Investments, LP21,133$4.01M
Qube Research & Technologies Ltd17,945$3.40M
Twinbeech Capital LP15,709$2.98M
Susquehanna International Group, LLP13,454$2.55M
Twin Tree Management, LP8,805$1.67M
Schonfeld Strategic Advisors LLC7,156$1.36M
Quantbot Technologies LP4,915$932.0K
Caption Management, LLC4,000$759.0K
Centiva Capital, LP3,959$751.0K
Jump Financial, LLC3,853$731.0K
Beacon Pointe Advisors, LLC2,500$474.0K
Cape Cod Five Cents Savings Bank1,800$342.0K
Virtu Financial LLC1,713$325.0K
Sciencast Management LP1,450$278.0K
Capula Management Ltd1,440$273.0K
Great Lakes Advisors, LLC1,394$264.0K
Two Sigma Securities, LLC1,267$240.0K
Brewin Dolphin Wealth Management Ltd745$141.3K
Dark Forest Capital Management LP134$25.0K
Advisory Services Network, LLC100$19.0K
Eaton Vance Management12$2.00K
Wolverine Asset Management LLC12$2.00K

Not filed for Q3 2021 yet (3)

Institutions that held Shockwave Medical, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q2 2021 that haven't filed for Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Pictet Asset Management Ltd2,000$379.0K
Elmwood Wealth Management, Inc.75$14.0K
CWM, LLC16$3.00K