Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 267
- +30 vs. Q2 2021
- Shares held
- 32.3M
- +102.8K (+0.3%) vs. Q2 2021
- Total value
- $6.64B
- +$531.4M (+8.7%) vs. Q2 2021
- New holders
- 53
- 93 more added
- Sold out
- 23
- 83 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Republic Investment Management, Inc. | 10,522 | $2.17M | 0.01% | +298+2.9% | Added |
| Brinker Capital Investments, LLC | 10,994 | $2.09M | 0.03% | 00.0% | Unchanged |
| Citigroup Inc | 10,117 | $2.08M | 0.00% | +3,530+53.6% | Added |
| Squarepoint Ops LLC | 9,647 | $1.99M | 0.01% | −13,351−58.1% | Reduced |
| Raymond James & Associates | 9,304 | $1.92M | 0.00% | −1,697−15.4% | Reduced |
| Engineers Gate Manager LP | 8,936 | $1.84M | 0.10% | −12,977−59.2% | Reduced |
| Metropolitan Life Insurance Co | 8,843 | $1.82M | 0.03% | −357−3.9% | Reduced |
| Occudo Quantitative Strategies LP | 8,727 | $1.80M | 0.22% | +537+6.6% | Added |
| Arizona State Retirement System | 8,576 | $1.77M | 0.01% | +195+2.3% | Added |
| STRS Ohio | 8,500 | $1.75M | 0.01% | −100−1.2% | Reduced |
| Empowered Funds, LLC | 8,475 | $1.75M | 0.22% | −2,170−20.4% | Reduced |
| Financial Advocates Investment Management | 8,201 | $1.69M | 0.12% | −30−0.4% | Reduced |
| Allianz Asset Management GmbH | 8,105 | $1.67M | 0.00% | +214+2.7% | Added |
| Matisse Capital | 8,086 | $1.67M | 0.61% | −20−0.2% | Reduced |
| Handelsbanken Fonder AB | 8,000 | $1.65M | 0.01% | +700+9.6% | Added |
| EAM Global Investors LLC | 7,871 | $1.62M | 0.38% | +7,871 | New |
| ClariVest Asset Management LLC | 7,721 | $1.59M | 0.05% | −117−1.5% | Reduced |
| MYDA Advisors LLC | 7,500 | $1.54M | 0.56% | −500−6.3% | Reduced |
| Victory Capital Management Inc | 7,245 | $1.49M | 0.00% | −896−11.0% | Reduced |
| Knights of Columbus Asset Advisors LLC | 7,086 | $1.46M | 0.13% | +7,086 | New |
| Susquehanna Fundamental Investments, LLC | 6,970 | $1.44M | 0.03% | +6,970 | New |
| ExodusPoint Capital Management, LP | 6,354 | $1.31M | 0.02% | +6,354 | New |
| Prospera Financial Services Inc | 6,118 | $1.26M | 0.06% | +887+17.0% | Added |
| BNP Paribas Arbitrage, SA | 6,063 | $1.25M | 0.00% | +4,810+383.9% | Added |
| Amalgamated Bank | 6,004 | $1.24M | 0.01% | −368−5.8% | Reduced |
| Wolverine Trading, LLC | 5,996 | $1.23M | 0.03% | −1,079−15.3% | Reduced |
| Los Angeles Capital Management LLC | 5,977 | $1.23M | 0.01% | 00.0% | Unchanged |
| Franklin Resources Inc | 5,908 | $1.22M | 0.00% | +5,908 | New |
| Hillsdale Investment Management Inc. | 5,700 | $1.17M | 0.09% | −1,000−14.9% | Reduced |
| Independent Advisor Alliance | 5,208 | $1.07M | 0.06% | −647−11.1% | Reduced |
| ProShare Advisors LLC | 5,158 | $1.06M | 0.00% | −3,597−41.1% | Reduced |
| Avestar Capital, LLC | 5,148 | $1.06M | 0.21% | +5,148 | New |
| Teacher Retirement System of Texas | 4,967 | $1.02M | 0.01% | +1,073+27.6% | Added |
| DuPont Capital Management Corp | 4,962 | $1.02M | 0.03% | −177−3.4% | Reduced |
| Ascent Wealth Partners, LLC | 4,859 | $1.00M | 0.19% | −32−0.7% | Reduced |
| Oppenheimer Asset Management Inc. | 4,731 | $974.0K | 0.01% | −125−2.6% | Reduced |
| Caxton Associates LP | 4,704 | $968.0K | 0.14% | −347−6.9% | Reduced |
| Virginia Retirement Systems Et Al | 4,600 | $947.0K | 0.01% | +4,600 | New |
| Algert Global LLC | 4,587 | $944.0K | 0.13% | +4,587 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $861.0K | 0.00% | 00.0% | Unchanged |
| AlphaCrest Capital Management LLC | 4,135 | $851.0K | 0.04% | +4,135 | New |
| Verition Fund Management LLC | 4,127 | $850.0K | 0.01% | +1,364+49.4% | Added |
| Williams Jones Wealth Management, LLC. | 4,050 | $834.0K | 0.01% | 00.0% | Unchanged |
| Maven Securities LTD | 3,916 | $806.0K | 0.09% | +3,916 | New |
| Truist Financial Corp | 3,827 | $788.0K | 0.00% | +103+2.8% | Added |
| Walleye Capital LLC | 3,745 | $771.0K | 0.02% | +1,531+69.2% | Added |
| Bank of Montreal | 3,382 | $716.0K | 0.00% | +464+15.9% | Added |
| IndexIQ Advisors LLC | 3,452 | $711.0K | 0.02% | +346+11.1% | Added |
| Banque Cantonale Vaudoise | 3,416 | $703.0K | 0.03% | −181−5.0% | Reduced |
| Janus Henderson Group PLC | 3,116 | $641.0K | 0.00% | +3,116 | New |
| Spire Wealth Management | 3,084 | $635.0K | 0.02% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,055 | $629.0K | 0.00% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 3,020 | $621.8K | 0.42% | +1,310+76.6% | Added |
| Bellwether Advisors, LLC | 2,764 | $569.0K | 0.19% | +2,764 | New |
| Commonwealth Equity Services, LLC | 2,681 | $551.0K | 0.00% | −800−23.0% | Reduced |
| Ameritas Investment Partners, Inc. | 2,637 | $543.0K | 0.02% | −9−0.3% | Reduced |
| Acadian Asset Management LLC | 2,620 | $539.0K | 0.00% | +2,620 | New |
| Wellington Management Group LLP | 2,565 | $528.0K | 0.00% | +53+2.1% | Added |
| Marshall Wace North America L.P. | 2,478 | $510.0K | 0.00% | +2,478 | New |
| Leonteq Securities AG | 2,417 | $497.6K | 0.03% | −128−5.0% | Reduced |
| Level Four Advisory Services, LLC | 2,395 | $493.0K | 0.05% | +936+64.2% | Added |
| Jane Street Group, LLC | 2,365 | $487.0K | 0.00% | −6,803−74.2% | Reduced |
| Polar Capital Holdings Plc | 2,310 | $476.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,312 | $475.0K | 0.00% | +2,312 | New |
| Henshaw Capital LLC | 2,300 | $473.5K | 0.03% | −534−18.8% | Reduced |
| TrinityPoint Wealth, LLC | 2,203 | $454.0K | 0.09% | −35−1.6% | Reduced |
| Sittner & Nelson, LLC | 2,140 | $441.0K | 0.28% | +140+7.0% | Added |
| Wealth Management Associates, Inc. | 2,100 | $432.3K | 0.25% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 2,081 | $428.0K | 0.12% | +2,081 | New |
| O'Neil Global Advisors, Inc. | 2,073 | $427.0K | 0.33% | +2,073 | New |
| Commerce Bank | 2,002 | $412.0K | 0.00% | +2+0.1% | Added |
| Pictet Asset Management SA | 2,000 | $412.0K | 0.00% | +2,000 | New |
| O'Shaughnessy Asset Management, LLC | 1,941 | $400.0K | 0.01% | +141+7.8% | Added |
| Probity Advisors, Inc. | 1,912 | $394.0K | 0.08% | +19+1.0% | Added |
| Mackenzie Financial Corp | 1,908 | $393.0K | 0.00% | +766+67.1% | Added |
| Aigen Investment Management, LP | 1,836 | $378.0K | 0.07% | +1,836 | New |
| Xponance, Inc. | 1,825 | $376.0K | 0.01% | −23−1.2% | Reduced |
| Great West Life Assurance Co | 1,704 | $352.0K | 0.00% | −115−6.3% | Reduced |
| MONECO Advisors, LLC | 1,711 | $352.0K | 0.14% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 1,675 | $345.0K | 0.00% | −50−2.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $342.0K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 1,599 | $328.0K | 0.00% | −68−4.1% | Reduced |
| Gotham Asset Management, LLC | 1,579 | $325.0K | 0.01% | −2,081−56.9% | Reduced |
| Quadrature Capital Ltd | 1,541 | $317.0K | 0.01% | +1,541 | New |
| State of Wisconsin Investment Board | 1,500 | $309.0K | 0.00% | −300−16.7% | Reduced |
| Arlington Financial Advisors, LLC | 1,500 | $309.0K | 0.12% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 1,495 | $308.0K | 0.02% | +1,495 | New |
| Cypress Capital Management LLC | 1,612 | $306.0K | 0.04% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 1,475 | $304.0K | 0.03% | +75+5.4% | Added |
| Profund Advisors LLC | 1,443 | $297.0K | 0.01% | +1,443 | New |
| CIBC Asset Management Inc | 1,425 | $293.0K | 0.00% | +141+11.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 1,409 | $290.0K | 0.05% | +1,409 | New |
| Koshinski Asset Management, Inc. | 1,388 | $285.8K | 0.02% | −75−5.1% | Reduced |
| HSBC Holdings PLC | 1,326 | $273.0K | 0.00% | −648−32.8% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,316 | $271.0K | 0.00% | −671−33.8% | Reduced |
| Walleye Trading LLC | 1,317 | $271.0K | 0.01% | +743+129.4% | Added |
| V Wealth Advisors LLC | 1,285 | $265.0K | 0.04% | −400−23.7% | Reduced |
| Fulton Bank, N.A. | 1,281 | $264.0K | 0.01% | +172+15.5% | Added |
| JGP Global Gestao de Recursos Ltda. | 1,251 | $258.0K | 0.09% | +118+10.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,255 | $258.0K | 0.00% | +176+16.3% | Added |