Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 5 | $1.00K | 0.00% | −48−90.6% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 8 | $1.00K | 0.00% | +7+700.0% | Added |
| First Manhattan Co | 10 | $1.00K | 0.00% | +10 | New |
| Lee Financial Co | 4 | $1.00K | 0.00% | +4 | New |
| Column Capital Advisors, LLC | 3 | $1.00K | 0.00% | +3 | New |
| Ellevest, Inc. | 4 | $1.00K | 0.00% | +4 | New |
| EverSource Wealth Advisors, LLC | 6 | $1.00K | 0.00% | +6 | New |
| Tyler-Stone Wealth Management | 5 | $1.00K | 0.00% | +5 | New |
| Federation des caisses Desjardins du Quebec | 10 | $1.78K | 0.00% | −110−91.7% | Reduced |
| Bell Investment Advisors, Inc | 9 | $2.00K | 0.00% | +3+50.0% | Added |
| Bellwether Advisors, LLC | 19 | $3.00K | 0.00% | −2,745−99.3% | Reduced |
| Motley Fool Asset Management LLC | 16 | $3.00K | 0.00% | +16 | New |
| Larson Financial Group LLC | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 21 | $4.00K | 0.00% | +21 | New |
| Gradient Investments LLC | 23 | $4.00K | 0.00% | +23 | New |
| Robbins Farley LLC | 25 | $4.00K | 0.00% | +25 | New |
| Newbridge Financial Services Group, Inc. | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 45 | $8.00K | 0.00% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 45 | $8.00K | 0.00% | +45 | New |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 56 | $10.0K | 0.00% | +56 | New |
| Elmwood Wealth Management, Inc. | 55 | $10.0K | 0.00% | +55 | New |
| Pittenger & Anderson Inc | 65 | $12.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 72 | $13.0K | 0.01% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 86 | $15.0K | 0.00% | +86 | New |
| Proequities, Inc. | 90 | $16.0K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $16.0K | 0.01% | +90 | New |
| Prestige Wealth Management Group LLC | 100 | $18.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 100 | $18.0K | 0.00% | +100 | New |
| FinTrust Capital Advisors, LLC | 109 | $19.0K | 0.00% | −1−0.9% | Reduced |
| Oakworth Capital, Inc. | 113 | $20.0K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 120 | $21.0K | 0.01% | +120 | New |
| Adirondack Trust Co | 127 | $23.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 129 | $23.0K | 0.00% | +15+13.2% | Added |
| Huntington National Bank | 131 | $23.0K | 0.00% | +131 | New |
| Covington Capital Management | 150 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 153 | $27.0K | 0.00% | +36+30.8% | Added |
| Rockefeller Capital Management L.P. | 166 | $29.0K | 0.00% | +85+104.9% | Added |
| Quadrant Capital Group LLC | 167 | $30.0K | 0.00% | −6−3.5% | Reduced |
| Private Capital Group, LLC | 169 | $30.0K | 0.01% | +169 | New |
| Total Clarity Wealth Management, Inc. | 191 | $34.0K | 0.02% | −37−16.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 200 | $36.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 200 | $36.0K | 0.01% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 208 | $37.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 260 | $45.0K | 0.00% | +17+7.0% | Added |
| Altshuler Shaham Ltd | 252 | $45.0K | 0.00% | +252 | New |
| Captrust Financial Advisors | 294 | $52.0K | 0.00% | −20−6.4% | Reduced |
| Pinebridge Investments, L.P. | 300 | $53.0K | 0.00% | +300 | New |
| Covestor Ltd | 310 | $55.0K | 0.08% | +310 | New |
| Financial Management Professionals, Inc. | 326 | $58.0K | 0.01% | +57+21.2% | Added |
| First PREMIER Bank | 400 | $71.0K | 0.02% | 00.0% | Unchanged |
| HM Payson & Co | 429 | $77.0K | 0.00% | +429 | New |
| Harbor Investment Advisory, LLC | 448 | $80.0K | 0.01% | 00.0% | Unchanged |
| Archer Investment Corp | 500 | $89.2K | 0.03% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 587 | $105.0K | 0.00% | +587 | New |
| Fieldpoint Private Securities, LLC | 789 | $141.0K | 0.03% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 990 | $144.0K | 0.00% | −60−5.7% | Reduced |
| Parallel Advisors, LLC | 887 | $158.0K | 0.01% | −15−1.7% | Reduced |
| The PNC Financial Services Group, Inc. | 926 | $165.0K | 0.00% | +724+358.4% | Added |
| Albion Financial Group | 1,000 | $178.0K | 0.01% | 00.0% | Unchanged |
| Amundi | 1,028 | $189.0K | 0.00% | +1,028 | New |
| Harbour Investments, Inc. | 1,073 | $191.0K | 0.01% | +52+5.1% | Added |
| Mayport, LLC | 1,125 | $201.0K | 0.15% | +1,125 | New |
| Kovack Advisors, Inc. | 1,156 | $206.0K | 0.02% | −319−21.6% | Reduced |
| IFP Advisors, Inc | 1,154 | $206.0K | 0.00% | +3+0.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,165 | $208.0K | 0.00% | +152+15.0% | Added |
| Two Sigma Securities, LLC | 1,186 | $211.0K | 0.04% | +1,186 | New |
| Tocqueville Asset Management L.P. | 1,200 | $214.0K | 0.00% | +1,200 | New |
| HighTower Advisors, LLC | 1,201 | $214.0K | 0.00% | +1,201 | New |
| Public Employees Retirement System of Ohio | 1,225 | $218.0K | 0.00% | +98+8.7% | Added |
| JGP Global Gestao de Recursos Ltda. | 1,249 | $223.0K | 0.10% | −2−0.2% | Reduced |
| Bollard Group LLC | 1,300 | $232.0K | 0.01% | +300+30.0% | Added |
| Fulton Bank, N.A. | 1,356 | $242.0K | 0.01% | +75+5.9% | Added |
| Apollon Wealth Management, LLC | 1,408 | $251.0K | 0.02% | +1,408 | New |
| US Bancorp | 1,420 | $253.0K | 0.00% | −179−11.2% | Reduced |
| CIBC Asset Management Inc | 1,424 | $254.0K | 0.00% | −1−0.1% | Reduced |
| Koshinski Asset Management, Inc. | 1,480 | $263.9K | 0.02% | +92+6.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,490 | $266.0K | 0.00% | +235+18.7% | Added |
| State of Wisconsin Investment Board | 1,500 | $267.0K | 0.00% | 00.0% | Unchanged |
| Arlington Financial Advisors, LLC | 1,500 | $267.0K | 0.09% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,585 | $282.7K | 0.17% | −1,435−47.5% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $285.0K | 0.08% | +1,600 | New |
| Cypress Capital Management LLC | 1,612 | $287.0K | 0.03% | 00.0% | Unchanged |
| Profund Advisors LLC | 1,617 | $288.0K | 0.01% | +174+12.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $297.0K | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 1,675 | $299.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 1,704 | $303.0K | 0.00% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 1,783 | $318.0K | 0.09% | −298−14.3% | Reduced |
| Oppenheimer & Co Inc | 1,792 | $320.0K | 0.01% | +1,792 | New |
| Xponance, Inc. | 1,829 | $326.0K | 0.01% | +4+0.2% | Added |
| Mackenzie Financial Corp | 1,833 | $327.0K | 0.00% | −75−3.9% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 1,871 | $334.0K | 0.08% | +462+32.8% | Added |
| Crossmark Global Holdings, Inc. | 1,889 | $337.0K | 0.01% | +1,889 | New |
| Probity Advisors, Inc. | 1,906 | $340.0K | 0.07% | −6−0.3% | Reduced |
| Gyon Technologies Capital Management, LP | 1,907 | $340.0K | 0.06% | +1,907 | New |
| Laurel Wealth Advisors, Inc. | 1,963 | $350.0K | 0.03% | +1,963 | New |
| Mercer Global Advisors Inc | 1,993 | $355.0K | 0.00% | +1,993 | New |
| TrinityPoint Wealth, LLC | 1,999 | $356.0K | 0.06% | −204−9.3% | Reduced |