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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q4 2021 vs. Q3 2021

How the institutions holding Shockwave Medical, Inc. changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of SWAV: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders2672294+29
Shares32.3M2.78K31.7M−595.5K (−1.8%)
Value$6.64B$571.0K$5.65B−$992.7M (−14.9%)

2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (68)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to SWAV in Q4 2021
InstitutionSharesValue% of portfolio
Allspring Global Investments Holdings, LLC943,847$168.3M0.19%
Thornburg Investment Management Inc56,736$10.1M0.12%
Point72 Asset Management, L.P.45,067$8.04M0.04%
Bank of Nova Scotia41,502$7.41M0.01%
Susquehanna International Group, LLP27,030$4.82M0.01%
Janney Montgomery Scott LLC20,784$3.71M0.01%
Osterweis Capital Management Inc19,610$3.50M0.17%
HRT Financial LP18,540$3.31M0.02%
Candriam Luxembourg S.C.A.14,400$2.57M0.02%
Crestline Management, LP13,249$2.36M0.18%
Stanley-Laman Group, Ltd.13,105$2.34M0.27%
Putnam Investments LLC12,787$2.28M0.00%
Toronto Dominion Bank11,932$2.13M0.00%
Twinbeech Capital LP11,255$2.01M0.11%
National Bank of Canada9,619$1.71M0.01%
Old Mission Capital LLC8,503$1.52M0.07%
Dana Investment Advisors, Inc.8,383$1.50M0.06%
M&G Investment Management Ltd8,057$1.43M0.01%
Ensign Peak Advisors, Inc7,630$1.36M0.00%
Ergoteles LLC6,900$1.23M0.05%
Dynamic Technology Lab Private Ltd6,791$1.21M0.13%
Schonfeld Strategic Advisors LLC6,771$1.21M0.01%
Boulder Hill Capital Management LP5,500$981.0K0.95%
Brown Brothers Harriman & Co5,300$945.0K0.01%
Summit Global Investments4,700$838.0K0.05%
Paloma Partners Management Co3,673$655.0K0.02%
JustInvest LLC3,346$597.0K0.04%
Harvest Investment Services, LLC2,685$478.0K0.20%
Ellsworth Advisors, LLC2,606$465.0K0.17%
Beacon Pointe Advisors, LLC2,504$447.0K0.01%
Pitcairn Co2,357$420.0K0.03%
Duality Advisers, LP2,171$387.0K0.04%
Mercer Global Advisors Inc1,993$355.0K0.00%
Laurel Wealth Advisors, Inc.1,963$350.0K0.03%
Gyon Technologies Capital Management, LP1,907$340.0K0.06%
Crossmark Global Holdings, Inc.1,889$337.0K0.01%
Oppenheimer & Co Inc1,792$320.0K0.01%
LGT Fund Management Co Ltd.1,600$285.0K0.08%
Apollon Wealth Management, LLC1,408$251.0K0.02%
Tocqueville Asset Management L.P.1,200$214.0K0.00%
HighTower Advisors, LLC1,201$214.0K0.00%
Two Sigma Securities, LLC1,186$211.0K0.04%
Mayport, LLC1,125$201.0K0.15%
Amundi1,028$189.0K0.00%
Canada Pension Plan Investment Board587$105.0K0.00%
HM Payson & Co429$77.0K0.00%
Covestor Ltd310$55.0K0.08%
Pinebridge Investments, L.P.300$53.0K0.00%
Altshuler Shaham Ltd252$45.0K0.00%
Private Capital Group, LLC169$30.0K0.01%
Huntington National Bank131$23.0K0.00%
Dark Forest Capital Management LP120$21.0K0.01%
NEXT Financial Group, Inc100$18.0K0.00%
Horan Securities, Inc.90$16.0K0.01%
Meeder Asset Management Inc86$15.0K0.00%
Farmers & Merchants Investments Inc56$10.0K0.00%
Elmwood Wealth Management, Inc.55$10.0K0.00%
Confluence Wealth Services, Inc.45$8.00K0.00%
CWM, LLC21$4.00K0.00%
Gradient Investments LLC23$4.00K0.00%
Robbins Farley LLC25$4.00K0.00%
Motley Fool Asset Management LLC16$3.00K0.00%
First Manhattan Co10$1.00K0.00%
Lee Financial Co4$1.00K0.00%
Column Capital Advisors, LLC3$1.00K0.00%
Ellevest, Inc.4$1.00K0.00%
EverSource Wealth Advisors, LLC6$1.00K0.00%
Tyler-Stone Wealth Management5$1.00K0.00%

Sold out (39)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of SWAV in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Balyasny Asset Management LLC69,253$14.3M
CastleArk Alternatives, LLC62,309$12.8M
Penserra Capital Management LLC45,658$9.40M
1832 Asset Management L.P.25,000$5.17M
EAM Global Investors LLC7,871$1.62M
Susquehanna Fundamental Investments, LLC6,970$1.44M
ExodusPoint Capital Management, LP6,354$1.31M
Avestar Capital, LLC5,148$1.06M
Maven Securities LTD3,916$806.0K
Banque Cantonale Vaudoise3,416$703.0K
O'Neil Global Advisors, Inc.2,073$427.0K
Aigen Investment Management, LP1,836$378.0K
MONECO Advisors, LLC1,711$352.0K
Gotham Asset Management, LLC1,579$325.0K
Blueshift Asset Management, LLC1,495$308.0K
Maverick Capital LtdSuperinvestorMaverick Capital1,316$271.0K
V Wealth Advisors LLC1,285$265.0K
Sawtooth Solutions, LLC1,224$252.0K
Compass Ion Advisors, LLC1,065$219.0K
National Asset Management, Inc.1,000$206.0K
Wealthcare Advisory Partners LLC1,000$206.0K
Wealth Dimensions Group, Ltd.1,000$206.0K
Lincoln National Corp988$203.0K
Cutler Group LP825$169.0K
Bartlett & Co. LLC500$103.0K
Steward Partners Investment Advisory, LLC500$103.0K
Bartlett & Co. Wealth Management LLC500$102.9K
Atticus Wealth Management, LLC483$99.0K
Herold Advisors, Inc.350$72.0K
Asset Management One Co.,Ltd.306$62.0K
D'Orazio & Associates, Inc.300$62.0K
Pacitti Group Inc.200$41.0K
C M Bidwell & Associates Ltd187$38.0K
Sugarloaf Wealth Management, LLC100$21.0K
Gerber Kawasaki Wealth & Investment Management98$20.0K
Allworth Financial LP50$10.0K
Trustcore Financial Services, LLC45$9.00K
American Portfolios Advisors20$4.12K
Meridian Wealth Partners, LLC16$3.00K

Not filed for Q4 2021 yet (2)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Marshall Wace North America L.P.2,478$510.0K
Berman Capital Advisors, LLC300$61.0K