Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Y-Intercept (Hong Kong) Ltd | 1,871 | $334.0K | 0.08% | +462+32.8% | Added |
| Mackenzie Financial Corp | 1,833 | $327.0K | 0.00% | −75−3.9% | Reduced |
| Xponance, Inc. | 1,829 | $326.0K | 0.01% | +4+0.2% | Added |
| Oppenheimer & Co Inc | 1,792 | $320.0K | 0.01% | +1,792 | New |
| Pearl River Capital, LLC | 1,783 | $318.0K | 0.09% | −298−14.3% | Reduced |
| Great West Life Assurance Co | 1,704 | $303.0K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 1,675 | $299.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $297.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 1,617 | $288.0K | 0.01% | +174+12.1% | Added |
| Cypress Capital Management LLC | 1,612 | $287.0K | 0.03% | 00.0% | Unchanged |
| LGT Fund Management Co Ltd. | 1,600 | $285.0K | 0.08% | +1,600 | New |
| Conway Capital Management, Inc. | 1,585 | $282.7K | 0.17% | −1,435−47.5% | Reduced |
| State of Wisconsin Investment Board | 1,500 | $267.0K | 0.00% | 00.0% | Unchanged |
| Arlington Financial Advisors, LLC | 1,500 | $267.0K | 0.09% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 1,490 | $266.0K | 0.00% | +235+18.7% | Added |
| Koshinski Asset Management, Inc. | 1,480 | $263.9K | 0.02% | +92+6.6% | Added |
| CIBC Asset Management Inc | 1,424 | $254.0K | 0.00% | −1−0.1% | Reduced |
| US Bancorp | 1,420 | $253.0K | 0.00% | −179−11.2% | Reduced |
| Apollon Wealth Management, LLC | 1,408 | $251.0K | 0.02% | +1,408 | New |
| Fulton Bank, N.A. | 1,356 | $242.0K | 0.01% | +75+5.9% | Added |
| Bollard Group LLC | 1,300 | $232.0K | 0.01% | +300+30.0% | Added |
| JGP Global Gestao de Recursos Ltda. | 1,249 | $223.0K | 0.10% | −2−0.2% | Reduced |
| Public Employees Retirement System of Ohio | 1,225 | $218.0K | 0.00% | +98+8.7% | Added |
| Tocqueville Asset Management L.P. | 1,200 | $214.0K | 0.00% | +1,200 | New |
| HighTower Advisors, LLC | 1,201 | $214.0K | 0.00% | +1,201 | New |
| Two Sigma Securities, LLC | 1,186 | $211.0K | 0.04% | +1,186 | New |
| Raymond James Financial Services Advisors, Inc. | 1,165 | $208.0K | 0.00% | +152+15.0% | Added |
| Kovack Advisors, Inc. | 1,156 | $206.0K | 0.02% | −319−21.6% | Reduced |
| IFP Advisors, Inc | 1,154 | $206.0K | 0.00% | +3+0.3% | Added |
| Mayport, LLC | 1,125 | $201.0K | 0.15% | +1,125 | New |
| Harbour Investments, Inc. | 1,073 | $191.0K | 0.01% | +52+5.1% | Added |
| Amundi | 1,028 | $189.0K | 0.00% | +1,028 | New |
| Albion Financial Group | 1,000 | $178.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 926 | $165.0K | 0.00% | +724+358.4% | Added |
| Parallel Advisors, LLC | 887 | $158.0K | 0.01% | −15−1.7% | Reduced |
| Nisa Investment Advisors, LLC | 990 | $144.0K | 0.00% | −60−5.7% | Reduced |
| Fieldpoint Private Securities, LLC | 789 | $141.0K | 0.03% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 587 | $105.0K | 0.00% | +587 | New |
| Archer Investment Corp | 500 | $89.2K | 0.03% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 448 | $80.0K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 429 | $77.0K | 0.00% | +429 | New |
| First PREMIER Bank | 400 | $71.0K | 0.02% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 326 | $58.0K | 0.01% | +57+21.2% | Added |
| Covestor Ltd | 310 | $55.0K | 0.08% | +310 | New |
| Pinebridge Investments, L.P. | 300 | $53.0K | 0.00% | +300 | New |
| Captrust Financial Advisors | 294 | $52.0K | 0.00% | −20−6.4% | Reduced |
| First Horizon Advisors, Inc. | 260 | $45.0K | 0.00% | +17+7.0% | Added |
| Altshuler Shaham Ltd | 252 | $45.0K | 0.00% | +252 | New |
| Evermay Wealth Management LLC | 208 | $37.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $36.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 200 | $36.0K | 0.01% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 191 | $34.0K | 0.02% | −37−16.2% | Reduced |
| Quadrant Capital Group LLC | 167 | $30.0K | 0.00% | −6−3.5% | Reduced |
| Private Capital Group, LLC | 169 | $30.0K | 0.01% | +169 | New |
| Rockefeller Capital Management L.P. | 166 | $29.0K | 0.00% | +85+104.9% | Added |
| Covington Capital Management | 150 | $27.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 153 | $27.0K | 0.00% | +36+30.8% | Added |
| Adirondack Trust Co | 127 | $23.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 129 | $23.0K | 0.00% | +15+13.2% | Added |
| Huntington National Bank | 131 | $23.0K | 0.00% | +131 | New |
| Dark Forest Capital Management LP | 120 | $21.0K | 0.01% | +120 | New |
| Oakworth Capital, Inc. | 113 | $20.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 109 | $19.0K | 0.00% | −1−0.9% | Reduced |
| Prestige Wealth Management Group LLC | 100 | $18.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 100 | $18.0K | 0.00% | +100 | New |
| Proequities, Inc. | 90 | $16.0K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $16.0K | 0.01% | +90 | New |
| Meeder Asset Management Inc | 86 | $15.0K | 0.00% | +86 | New |
| Wagner Wealth Management, LLC | 72 | $13.0K | 0.01% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 65 | $12.0K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 56 | $10.0K | 0.00% | +56 | New |
| Elmwood Wealth Management, Inc. | 55 | $10.0K | 0.00% | +55 | New |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 45 | $8.00K | 0.00% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 45 | $8.00K | 0.00% | +45 | New |
| Newbridge Financial Services Group, Inc. | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 21 | $4.00K | 0.00% | +21 | New |
| Gradient Investments LLC | 23 | $4.00K | 0.00% | +23 | New |
| Robbins Farley LLC | 25 | $4.00K | 0.00% | +25 | New |
| Bellwether Advisors, LLC | 19 | $3.00K | 0.00% | −2,745−99.3% | Reduced |
| Motley Fool Asset Management LLC | 16 | $3.00K | 0.00% | +16 | New |
| Bell Investment Advisors, Inc | 9 | $2.00K | 0.00% | +3+50.0% | Added |
| Federation des caisses Desjardins du Quebec | 10 | $1.78K | 0.00% | −110−91.7% | Reduced |
| Bessemer Group Inc | 5 | $1.00K | 0.00% | −48−90.6% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 8 | $1.00K | 0.00% | +7+700.0% | Added |
| First Manhattan Co | 10 | $1.00K | 0.00% | +10 | New |
| Lee Financial Co | 4 | $1.00K | 0.00% | +4 | New |
| Column Capital Advisors, LLC | 3 | $1.00K | 0.00% | +3 | New |
| Ellevest, Inc. | 4 | $1.00K | 0.00% | +4 | New |
| EverSource Wealth Advisors, LLC | 6 | $1.00K | 0.00% | +6 | New |
| Tyler-Stone Wealth Management | 5 | $1.00K | 0.00% | +5 | New |
| Carroll Financial Associates, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −69,253−100.0% | Sold out |
| CastleArk Alternatives, LLC | 0 | $0 | 0.00% | −62,309−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −45,658−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −7,871−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −6,970−100.0% | Sold out |