Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 427
- +18 vs. Q3 2023
- Shares held
- 35.4M
- +1.07M (+3.1%) vs. Q3 2023
- Total value
- $6.76B
- −$90.3M (−1.3%) vs. Q3 2023
- New holders
- 83
- 144 more added
- Sold out
- 65
- 151 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Smith Group Asset Management, LLC | 1,641 | $312.7K | 0.02% | +1,641 | New |
| D. E. Shaw & Co., Inc. | 1,617 | $308.1K | 0.00% | −2,883−64.1% | Reduced |
| NEOS Investment Management LLC | 1,586 | $302.2K | 0.03% | +1,586 | New |
| Shelton Capital Management | 1,580 | $301.1K | 0.01% | −117−6.9% | Reduced |
| Valeo Financial Advisors, LLC | 1,528 | $291.2K | 0.01% | +1,528 | New |
| EFG Asset Management (Americas) Corp. | 1,475 | $281.1K | 0.06% | +31+2.1% | Added |
| Legato Capital Management LLC | 1,468 | $279.7K | 0.04% | +1,468 | New |
| Wealth Enhancement Advisory Services, LLC | 1,432 | $272.9K | 0.00% | +156+12.2% | Added |
| Lincoln National Corp | 1,397 | $266.2K | 0.00% | +123+9.7% | Added |
| Systematic Portfolios LLC | 1,369 | $260.9K | 0.79% | +1,369 | New |
| Bridgefront Capital, LLC | 1,356 | $258.4K | 0.20% | −306−18.4% | Reduced |
| Mayport, LLC | 1,337 | $254.8K | 0.12% | 00.0% | Unchanged |
| Shell Asset Management Co | 1,315 | $251.0K | 0.01% | −395−23.1% | Reduced |
| Camelot Portfolios, LLC | 1,277 | $243.3K | 0.14% | +1,277 | New |
| Parallel Advisors, LLC | 1,268 | $241.6K | 0.01% | +47+3.8% | Added |
| Squarepoint Ops LLC | 1,264 | $240.9K | 0.00% | −67,781−98.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,257 | $240.0K | 0.00% | +165+15.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,236 | $236.0K | 0.00% | +4+0.3% | Added |
| Envestnet Portfolio Solutions, Inc. | 1,233 | $235.0K | 0.00% | +208+20.3% | Added |
| Park Avenue Securities LLC | 1,224 | $233.0K | 0.00% | +1,224 | New |
| IFP Advisors, Inc | 1,214 | $231.3K | 0.01% | −6−0.5% | Reduced |
| Henshaw Capital LLC | 1,200 | $228.7K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 1,200 | $228.7K | 0.01% | +1,200 | New |
| Wealthcare Advisory Partners LLC | 1,200 | $228.7K | 0.01% | +1,200 | New |
| Weiss Asset Management LP | 1,170 | $223.0K | 0.02% | +1,170 | New |
| Handelsinvest Investeringsforvaltning | 1,164 | $222.0K | 0.09% | +1,164 | New |
| SG Americas Securities, LLC | 1,124 | $214.0K | 0.00% | −8,381−88.2% | Reduced |
| Fifth Third Bancorp | 1,111 | $211.7K | 0.00% | −382−25.6% | Reduced |
| Eqis Capital Management, Inc. | 1,096 | $208.9K | 0.02% | +1,096 | New |
| Pathstone Holdings, LLC | 1,092 | $208.1K | 0.00% | +1,092 | New |
| Y-Intercept (Hong Kong) Ltd | 1,077 | $205.2K | 0.02% | −7,458−87.4% | Reduced |
| Kovack Advisors, Inc. | 1,075 | $204.9K | 0.02% | −663−38.1% | Reduced |
| First Foundation Advisors | 1,000 | $190.6K | 0.01% | −82−7.6% | Reduced |
| Albion Financial Group | 1,000 | $190.6K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 978 | $186.4K | 0.00% | +262+36.6% | Added |
| Virtus Investment Advisers, Inc. | 934 | $178.0K | 0.13% | −1,818−66.1% | Reduced |
| Proequities, Inc. | 891 | $169.8K | 0.01% | +134+17.7% | Added |
| Mount Lucas Management LP | 877 | $167.1K | 0.06% | −1−0.1% | Reduced |
| Montanaro Asset Management Ltd | 850 | $162.0K | 0.03% | 00.0% | Unchanged |
| Cetera Trust Company, N.A | 800 | $152.4K | 0.10% | +800 | New |
| KBC Group NV | 711 | $135.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 700 | $134.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 700 | $133.9K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 672 | $128.1K | 0.00% | +4+0.6% | Added |
| DekaBank Deutsche Girozentrale | 655 | $123.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 555 | $120.5K | 0.00% | −2,100−79.1% | Reduced |
| Principal Securities, Inc. | 558 | $106.3K | 0.00% | +558 | New |
| Ci Investments Inc. | 557 | $106.0K | 0.00% | −98−15.0% | Reduced |
| Covestor Ltd | 556 | $106.0K | 0.07% | +129+30.2% | Added |
| Exchange Traded Concepts, LLC | 492 | $93.8K | 0.00% | +9+1.9% | Added |
| First Horizon Advisors, Inc. | 472 | $89.9K | 0.00% | +35+8.0% | Added |
| Quadrant Capital Group LLC | 467 | $89.0K | 0.01% | −230−33.0% | Reduced |
| EntryPoint Capital, LLC | 465 | $88.6K | 0.08% | +465 | New |
| Signaturefd, LLC | 439 | $83.7K | 0.00% | −32−6.8% | Reduced |
| Venturi Wealth Management, LLC | 410 | $78.1K | 0.01% | 00.0% | Unchanged |
| Leonteq Securities AG | 400 | $76.2K | 0.01% | −30−7.0% | Reduced |
| First PREMIER Bank | 400 | $76.0K | 0.02% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 305 | $58.0K | 0.01% | −2−0.7% | Reduced |
| Umb Bank N A | 300 | $57.2K | 0.00% | −84−21.9% | Reduced |
| Quest Partners LLC | 213 | $40.6K | 0.01% | +213 | New |
| CWM, LLC | 212 | $40.0K | 0.00% | −75−26.1% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $38.1K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 185 | $35.3K | 0.00% | 00.0% | Unchanged |
| Asset Management One Co.,Ltd. | 180 | $34.3K | 0.00% | +180 | New |
| Cubist Systematic Strategies, LLC | 174 | $33.2K | 0.00% | −4,296−96.1% | Reduced |
| Adirondack Trust Co | 127 | $33.1K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 171 | $32.6K | 0.02% | +171 | New |
| Focused Wealth Management, Inc | 169 | $32.2K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 162 | $30.9K | 0.00% | −12,277−98.7% | Reduced |
| Virtus Fund Advisers, LLC | 156 | $29.7K | 0.18% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 136 | $25.9K | 0.00% | 00.0% | Unchanged |
| AlphaCentric Advisors LLC | 136 | $25.9K | 0.02% | −13−8.7% | Reduced |
| EverSource Wealth Advisors, LLC | 135 | $25.7K | 0.00% | −20−12.9% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 116 | $22.1K | 0.00% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 95 | $21.5K | 0.00% | +95 | New |
| EdgeRock Capital LLC | 88 | $20.6K | 0.01% | +88 | New |
| Morton Brown Family Wealth, LLC | 100 | $19.1K | 0.01% | +100 | New |
| GWM Advisors LLC | 86 | $16.4K | 0.00% | +47+120.5% | Added |
| GAMMA Investing LLC | 70 | $15.8K | 0.00% | +70 | New |
| Allworth Financial LP | 83 | $15.8K | 0.00% | +57+219.2% | Added |
| Key Financial Inc | 82 | $15.6K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 71 | $15.4K | 0.00% | −38−34.9% | Reduced |
| St Germain D J Co Inc | 79 | $15.1K | 0.00% | +79 | New |
| Ronald Blue Trust, Inc. | 81 | $15.0K | 0.00% | +75+1,250.0% | Added |
| Pittenger & Anderson Inc | 50 | $9.53K | 0.00% | −20−28.6% | Reduced |
| NBC Securities, Inc. | 50 | $9.00K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 46 | $8.77K | 0.00% | −2−4.2% | Reduced |
| Farther Finance Advisors, LLC | 41 | $7.81K | 0.00% | +10+32.3% | Added |
| Private Wealth Management Group, LLC | 41 | $7.81K | 0.00% | +41 | New |
| LGT Financial Advisors LLC | 40 | $7.62K | 0.01% | −9−18.4% | Reduced |
| Bessemer Group Inc | 30 | $6.00K | 0.00% | +28+1,400.0% | Added |
| Loomis Sayles & Co L P | 33 | $6.00K | 0.00% | +33 | New |
| Bell Investment Advisors, Inc | 25 | $4.76K | 0.00% | −11−30.6% | Reduced |
| Larson Financial Group LLC | 23 | $4.38K | 0.00% | −6−20.7% | Reduced |
| Massmutual Trust Co FSB | 21 | $4.00K | 0.00% | −31−59.6% | Reduced |
| State of Wyoming | 21 | $4.00K | 0.00% | +2+10.5% | Added |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 16 | $3.05K | 0.00% | −30−65.2% | Reduced |
| Independence Bank of Kentucky | 15 | $2.86K | 0.00% | −5−25.0% | Reduced |
| Farmers & Merchants Investments Inc | 15 | $2.86K | 0.00% | −1−6.3% | Reduced |