Skip to main content
Livermore
Livermore
ZHEN

Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

13F holders, Q4 2023

Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
427
+18 vs. Q3 2023
Shares held
35.4M
+1.07M (+3.1%) vs. Q3 2023
Total value
$6.76B
−$90.3M (−1.3%) vs. Q3 2023
New holders
83
144 more added
Sold out
65
151 more reduced

4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 427 institutions
Q1 2021: 217 institutionsQ2 2021: 240 institutionsQ3 2021: 267 institutionsQ4 2021: 294 institutionsQ1 2022: 308 institutionsQ2 2022: 337 institutionsQ3 2022: 411 institutionsQ4 2022: 415 institutionsQ1 2023: 382 institutionsQ2 2023: 460 institutionsQ3 2023: 413 institutionsQ4 2023: 427 institutionsQ1 2024: 486 institutionsQ2 2024: 7 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ4 2023: $6.76B
Q1 2021: $4.24BQ2 2021: $6.11BQ3 2021: $6.64BQ4 2021: $5.65BQ1 2022: $6.67BQ2 2022: $6.63BQ3 2022: $9.23BQ4 2022: $6.66BQ1 2023: $7.31BQ2 2023: $9.33BQ3 2023: $6.85BQ4 2023: $6.76BQ1 2024: $12.0BQ2 2024: $1.93MQ3 2024: $276.1KQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding SWAV and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$276.1K
Q2 20247$1.93M
Q1 2024486$12.0B
Q4 2023427$6.76B
Q3 2023413$6.85B
Q2 2023460$9.33B
Q1 2023382$7.31B
Q4 2022415$6.66B
Q3 2022411$9.23B
Q2 2022337$6.63B
Q1 2022308$6.67B
Q4 2021294$5.65B
Q3 2021267$6.64B
Q2 2021240$6.11B
Q1 2021217$4.24B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2023.

Institutions holding SWAV in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
RFP Financial Group LLC13$2.48K0.00%00.0%Unchanged
Park Place Capital Corp12$2.29K0.00%00.0%Unchanged
JFS Wealth Advisors, LLC12$2.29K0.00%+3+33.3%Added
SYSTM Wealth Solutions LLC12$2.29K0.00%+12New
FinTrust Capital Advisors, LLC11$2.16K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.10$1.91K0.00%00.0%Unchanged
Sachetta, LLC9$1.72K0.00%+9New
Lindbrook Capital, LLC8$1.52K0.00%−142−94.7%Reduced
Versant Capital Management, Inc7$1.33K0.00%+3+75.0%Added
Sofos Investments, Inc.5$1.15K0.00%+1+25.0%Added
Rakuten Securities, Inc.6$1.14K0.00%+6New
Fortitude Family Office, LLC5$9530.00%+5New
Arlington Trust Co LLC5$9530.00%+5New
Bokf, NA5$9520.00%00.0%Unchanged
Prestige Wealth Management Group LLC4$7630.00%+2+100.0%Added
Abound Wealth Management4$7630.00%+4New
Glassman Wealth Services4$7620.00%−4−50.0%Reduced
Kayne Anderson Rudnick Investment Management LLC3$5720.00%00.0%Unchanged
PEAK6 Investments LLC3$5390.00%−2,411−99.9%Reduced
SJS Investment Consulting Inc.2$3820.00%00.0%Unchanged
First Manhattan Co1$3810.00%+1New
Parkside Financial Bank & Trust1$1910.00%−1−50.0%Reduced
AdvisorNet Financial, Inc1$1910.00%−1−50.0%Reduced
Manchester Capital Management LLC1$1910.00%00.0%Unchanged
Cornerstone Planning Group LLC1$1910.00%00.0%Unchanged
Johnson Financial Group, Inc.1$1910.00%+1New
Smartleaf Asset Management LLC1$00.00%+1New
Lord, Abbett & Co. LLC0$00.00%−185,307−100.0%Sold out
First Trust Advisors LP0$00.00%−140,598−100.0%Sold out
Laurion Capital Management LP0$00.00%−73,023−100.0%Sold out
Walleye Capital LLC0$00.00%−45,211−100.0%Sold out
Ziegler Capital Management, LLC0$00.00%−39,090−100.0%Sold out
Point72 Asset Management, L.P.0$00.00%−31,767−100.0%Sold out
Pura Vida Investments, LLC0$00.00%−27,500−100.0%Sold out
Kepos Capital LP0$00.00%−25,000−100.0%Sold out
Capital Fund Management S.A.0$00.00%−17,529−100.0%Sold out
Sectoral Asset Management Inc0$00.00%−17,400−100.0%Sold out
Jump Financial, LLC0$00.00%−15,005−100.0%Sold out
Weiss Multi-Strategy Advisers LLC0$00.00%−12,500−100.0%Sold out
Healthcare of Ontario Pension Plan Trust Fund0$00.00%−11,875−100.0%Sold out
Brighton Jones LLC0$00.00%−7,815−100.0%Sold out
Mackenzie Financial Corp0$00.00%−6,701−100.0%Sold out
Guggenheim Capital LLC0$00.00%−6,194−100.0%Sold out
LMR Partners LLP0$00.00%−5,800−100.0%Sold out
XTX Topco Ltd0$00.00%−5,028−100.0%Sold out
Verition Fund Management LLC0$00.00%−5,000−100.0%Sold out
MYDA Advisors LLC0$00.00%−5,000−100.0%Sold out
Echo Street Capital Management LLC0$00.00%−4,867−100.0%Sold out
Sawtooth Solutions, LLC0$00.00%−4,456−100.0%Sold out
Bleakley Financial Group, LLC0$00.00%−4,456−100.0%Sold out
Pearl River Capital, LLC0$00.00%−3,948−100.0%Sold out
Occudo Quantitative Strategies LP0$00.00%−3,518−100.0%Sold out
Summit Global Investments0$00.00%−3,427−100.0%Sold out
Cim, LLC0$00.00%−3,415−100.0%Sold out
Two Sigma Securities, LLC0$00.00%−3,140−100.0%Sold out
Virtu Financial LLC0$00.00%−3,088−100.0%Sold out
New England Research & Management, Inc.0$00.00%−2,600−100.0%Sold out
Wisconsin Capital Management LLC0$00.00%−2,519−100.0%Sold out
Concentric Capital Strategies, LP0$00.00%−2,476−100.0%Sold out
Balboa Wealth Partners0$00.00%−2,127−100.0%Sold out
Sheets Smith Wealth Management0$00.00%−2,000−100.0%Sold out
Teza Capital Management LLC0$00.00%−1,796−100.0%Sold out
Peregrine Asset Advisers, Inc.0$00.00%−1,647−100.0%Sold out
Cantor Fitzgerald, L. P.0$00.00%−1,642−100.0%Sold out
Dakota Wealth Management0$00.00%−1,602−100.0%Sold out
Winton Group Ltd0$00.00%−1,570−100.0%Sold out
China Universal Asset Management Co., Ltd.0$00.00%−1,551−100.0%Sold out
Zacks Investment Management0$00.00%−1,485−100.0%Sold out
Kestra Advisory Services, LLC0$00.00%−1,368−100.0%Sold out
Los Angeles Capital Management LLC0$00.00%−1,235−100.0%Sold out
HMS Capital Management, LLC0$00.00%−1,216−100.0%Sold out
Gotham Asset Management, LLC0$00.00%−1,185−100.0%Sold out
First Hawaiian Bank0$00.00%−1,170−100.0%Sold out
Captrust Financial Advisors0$00.00%−1,136−100.0%Sold out
Frontier Capital Management Co LLC0$00.00%−1,076−100.0%Sold out
Wedbush Securities Inc0$00.00%−1,065−100.0%Sold out
Pitcairn Co0$00.00%−1,037−100.0%Sold out
Commerce Bank0$00.00%−1,029−100.0%Sold out
Hilltop Holdings Inc.0$00.00%−1,012−100.0%Sold out
Candriam Luxembourg S.C.A.0$00.00%−10,000−100.0%Sold out
Operose Advisors LLC0$00.00%−247−100.0%Sold out
National Bank of Canada0$00.00%−132−100.0%Sold out
Riverview Trust Co0$00.00%−92−100.0%Sold out
Steward Partners Investment Advisory, LLC0$00.00%−50−100.0%Sold out
Headinvest, LLC0$00.00%−50−100.0%Sold out
Raleigh Capital Management Inc.0$00.00%−29−100.0%Sold out
Central Trust Co0$00.00%−20−100.0%Sold out
Psagot Value Holdings Ltd. / (Israel)0$00.00%−11−100.0%Sold out
Tfo-TDC, LLC0$00.00%−1−100.0%Sold out
Institutional & Family Asset Management, LLC0$00.00%−1−100.0%Sold out
Centerpoint Advisors, LLC0$00.00%−1−100.0%Sold out
Avion Wealth0$00.00%−2−100.0%Sold out
Tiedemann Advisors, LLC––––Not filed
Virginia Retirement Systems Et Al––––Not filed
First Republic Investment Management, Inc.––––Not filed
Steward Financial Group LLC––––Not filed