Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 224
- −6 vs. Q3 2022
- Shares held
- 204.0M
- +38.3M (+23.1%) vs. Q3 2022
- Total value
- $180.7M
- −$79.5M (−30.5%) vs. Q3 2022
- New holders
- 35
- 75 more added
- Sold out
- 41
- 49 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Swiss National Bank | 1,086,400 | $962.5K | 0.00% | +164,100+17.8% | Added |
| Bank of New York Mellon Corp | 1,538,421 | $1.36M | 0.00% | +223,787+17.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,657,557 | $1.47M | 0.00% | +146,776+9.7% | Added |
| Susquehanna International Group, LLP | 1,689,671 | $1.50M | 0.00% | −1,252,492−42.6% | Reduced |
| Citigroup Inc | 1,922,143 | $1.70M | 0.00% | −773,782−28.7% | Reduced |
| Barclays PLC | 2,332,719 | $2.07M | 0.00% | +337,068+16.9% | Added |
| UBS Group AG | 2,383,825 | $2.12M | 0.00% | +2,149,187+916.0% | Added |
| Goldman Sachs Group Inc | 2,773,811 | $2.46M | 0.00% | −236,329−7.9% | Reduced |
| Nuveen Asset Management, LLC | 2,833,364 | $2.51M | 0.00% | +729,384+34.7% | Added |
| Bank of America Corp | 2,987,772 | $2.65M | 0.00% | +1,167,813+64.2% | Added |
| JPMorgan Chase & Co | 3,091,177 | $2.74M | 0.00% | +63,323+2.1% | Added |
| Norges Bank | 3,125,259 | $2.77M | 0.00% | +223,776+7.7% | Added |
| Charles Schwab Investment Management Inc | 3,508,377 | $3.11M | 0.00% | +674,716+23.8% | Added |
| Northern Trust Corp | 4,180,871 | $3.70M | 0.00% | +743,271+21.6% | Added |
| Rafferty Asset Management, LLC | 4,394,415 | $3.89M | 0.03% | +1,399,741+46.7% | Added |
| D. E. Shaw & Co., Inc. | 5,106,072 | $4.52M | 0.01% | +49,109+1.0% | Added |
| B. Riley Financial, Inc. | 5,216,250 | $4.62M | 1.04% | +5,216,250 | New |
| B. Riley Securities, Inc. | 5,216,250 | $4.62M | 1.01% | +5,216,250 | New |
| Geode Capital Management, LLC | 8,905,936 | $7.89M | 0.00% | +1,797,652+25.3% | Added |
| Vanguard Group Inc | 29,535,954 | $26.2M | 0.00% | +7,019,380+31.2% | Added |
| BlackRock Inc. | 39,423,641 | $34.9M | 0.00% | +5,244,074+15.3% | Added |
| State Street Corp | 50,637,571 | $44.9M | 0.00% | +9,968,295+24.5% | Added |
| IFP Advisors, Inc | 34 | – | – | −50−59.5% | Reduced |
| Sofos Investments, Inc. | 1 | – | – | +1 | New |
| Yong Rong (HK) Asset Management Ltd | 0 | $0 | 0.00% | −792,037−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −378,068−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −293,934−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −262,020−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −246,001−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −147,289−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −57,149−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −47,595−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −44,233−100.0% | Sold out |
| RMR Wealth Builders | 0 | $0 | 0.00% | −40,250−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −37,147−100.0% | Sold out |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −33,615−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −31,422−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −30,697−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −22,284−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −21,971−100.0% | Sold out |
| United Capital Management of KS, Inc. | 0 | $0 | 0.00% | −18,525−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −17,368−100.0% | Sold out |
| Poehling Capital Management, LLC | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Dakota Wealth Management | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −13,780−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −13,044−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −11,558−100.0% | Sold out |
| Spectrum Wealth Advisory Group, LLC | 0 | $0 | 0.00% | −11,023−100.0% | Sold out |
| Thrive Wealth Management, LLC | 0 | $0 | 0.00% | −11,146−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −10,200−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −1,241−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,990−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −2,530−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −2,246−100.0% | Sold out |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −1,704−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,581−100.0% | Sold out |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −941−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −116−100.0% | Sold out |
| Beaird Harris Wealth Management, LLC | 0 | $0 | 0.00% | −196−100.0% | Sold out |
| Corient Capital Partners, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |