Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +1 vs. Q1 2022
- Shares held
- 153.5M
- +24.4M (+18.9%) vs. Q1 2022
- Total value
- $308.5M
- +$8.18M (+2.7%) vs. Q1 2022
- New holders
- 27
- 78 more added
- Sold out
- 26
- 47 more reduced
7 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| STRS Ohio | 20,100 | $40.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Modus Advisors, LLC | 19,706 | $40.0K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 20,000 | $40.0K | 0.00% | +5,000+33.3% | Added |
| Xponance, Inc. | 20,288 | $41.0K | 0.00% | +6,088+42.9% | Added |
| Integrated Wealth Concepts LLC | 21,081 | $42.0K | 0.00% | +3,000+16.6% | Added |
| Gsa Capital Partners LLP | 21,521 | $43.0K | 0.01% | −299,608−93.3% | Reduced |
| Stifel Financial Corp | 21,672 | $44.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 21,987 | $44.0K | 0.00% | +16,396+293.3% | Added |
| Verition Fund Management LLC | 21,971 | $44.0K | 0.00% | +21,971 | New |
| Prudential Financial Inc | 22,785 | $45.0K | 0.00% | +3,670+19.2% | Added |
| Cetera Advisor Networks LLC | 22,455 | $45.0K | 0.00% | +3,800+20.4% | Added |
| Truist Financial Corp | 22,650 | $45.0K | 0.00% | +22,650 | New |
| United Capital Management of KS, Inc. | 23,015 | $46.0K | 0.02% | −6,375−21.7% | Reduced |
| Keystone Financial Group | 22,650 | $46.0K | 0.01% | +2,500+12.4% | Added |
| Metropolitan Life Insurance Co | 23,082 | $46.4K | 0.00% | +3,901+20.3% | Added |
| Front Street Capital Management, Inc. | 24,000 | $48.0K | 0.01% | 00.0% | Unchanged |
| RMR Wealth Builders | 24,500 | $49.0K | 0.01% | +24,500 | New |
| HighPoint Advisor Group LLC | 20,035 | $51.0K | 0.01% | +20,035 | New |
| Mackenzie Financial Corp | 26,030 | $52.0K | 0.00% | +8,900+52.0% | Added |
| Ameritas Investment Partners, Inc. | 28,515 | $57.0K | 0.00% | +5,426+23.5% | Added |
| Acorn Wealth Advisors, LLC | 32,210 | $65.0K | 0.05% | +8,192+34.1% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $67.0K | 0.00% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 33,500 | $67.0K | 0.03% | +6,000+21.8% | Added |
| US Bancorp | 37,034 | $74.0K | 0.00% | −4,776−11.4% | Reduced |
| S&T Bank | 38,853 | $78.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 39,498 | $79.0K | 0.00% | +39,498 | New |
| Centaurus Financial, Inc. | 40,255 | $81.0K | 0.01% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $81.0K | 0.02% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 40,816 | $82.0K | 0.01% | +40,816 | New |
| Salvus Wealth Management, LLC | 40,911 | $82.0K | 0.07% | +40,911 | New |
| ProShare Advisors LLC | 42,712 | $86.0K | 0.00% | −13,302−23.7% | Reduced |
| Independent Financial Group, LLC | 44,000 | $88.4K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 46,909 | $94.0K | 0.00% | −12,501−21.0% | Reduced |
| Creative Planning | 47,318 | $95.0K | 0.00% | +8,880+23.1% | Added |
| Qube Research & Technologies Ltd | 47,893 | $96.0K | 0.00% | −251,614−84.0% | Reduced |
| HighTower Advisors, LLC | 48,008 | $96.0K | 0.00% | +12,000+33.3% | Added |
| World Equity Group, Inc. | 48,000 | $96.5K | 0.02% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 49,082 | $99.0K | 0.00% | −1,492−3.0% | Reduced |
| Amalgamated Bank | 49,939 | $100.0K | 0.00% | +2,519+5.3% | Added |
| Csenge Advisory Group | 51,456 | $103.0K | 0.01% | +51,456 | New |
| Janus Henderson Group PLC | 54,443 | $110.0K | 0.00% | +220+0.4% | Added |
| Moors & Cabot, Inc. | 61,500 | $124.0K | 0.01% | −1,000−1.6% | Reduced |
| Balyasny Asset Management LLC | 61,446 | $124.0K | 0.00% | +61,446 | New |
| Oaktree Fund Advisors, LLC | 66,000 | $132.0K | 0.23% | +16,000+32.0% | Added |
| Principal Financial Group Inc | 66,398 | $133.0K | 0.00% | −19,266−22.5% | Reduced |
| Atria Wealth Solutions, Inc. | 68,425 | $138.0K | 0.00% | +41,750+156.5% | Added |
| Handelsbanken Fonder AB | 69,100 | $139.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 73,547 | $148.0K | 0.05% | +48,120+189.2% | Added |
| Tower Research Capital LLC (TRC) | 75,180 | $151.0K | 0.00% | −48,986−39.5% | Reduced |
| Goodman Advisory Group, LLC | 80,992 | $163.0K | 0.07% | −4,600−5.4% | Reduced |
| Arizona State Retirement System | 80,985 | $163.0K | 0.00% | +2,318+2.9% | Added |
| Dimensional Fund Advisors LP | 82,204 | $165.0K | 0.00% | +82,204 | New |
| Lattice Capital Management, LLC | 63,200 | $174.0K | 0.32% | 00.0% | Unchanged |
| Donald L. Hagan, LLC | 88,738 | $178.0K | 0.11% | +1,804+2.1% | Added |
| BNP Paribas Arbitrage, SA | 88,871 | $178.6K | 0.00% | +63,976+257.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 89,958 | $181.0K | 0.00% | +2,556+2.9% | Added |
| Ameriprise Financial Inc | 96,988 | $195.0K | 0.00% | +21,397+28.3% | Added |
| XTX Topco Ltd | 97,095 | $195.0K | 0.08% | +77,843+404.3% | Added |
| State Board of Administration of Florida Retirement System | 98,694 | $198.0K | 0.00% | +100.0% | Added |
| Collective Family Office LLC | 98,745 | $198.0K | 0.09% | +11,735+13.5% | Added |
| swisspartners Ltd. | 110,000 | $228.0K | 0.22% | 00.0% | Unchanged |
| LPL Financial LLC | 116,550 | $234.0K | 0.00% | +8,146+7.5% | Added |
| Invesco Ltd. | 118,492 | $238.0K | 0.00% | −4,701−3.8% | Reduced |
| Victory Capital Management Inc | 119,234 | $240.0K | 0.00% | −141,128−54.2% | Reduced |
| ETF Managers Group, LLC | 122,882 | $245.0K | 0.01% | +27,465+28.8% | Added |
| Advisor Group Holdings, Inc. | 123,264 | $250.0K | 0.00% | −7,138−5.5% | Reduced |
| Eudaimonia Advisors LLC | 131,187 | $264.0K | 0.18% | +10,787+9.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $269.0K | 0.00% | −16,000−10.7% | Reduced |
| Asset Management Resources, LLC | 138,020 | $277.0K | 0.24% | +4,000+3.0% | Added |
| Price T Rowe Associates Inc | 141,561 | $285.0K | 0.00% | +10,846+8.3% | Added |
| Voya Investment Management LLC | 143,965 | $289.0K | 0.00% | +29,510+25.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 144,233 | $290.0K | 0.00% | −16,962−10.5% | Reduced |
| Manufacturers Life Insurance Company, The | 144,564 | $290.6K | 0.00% | +28,906+25.0% | Added |
| Engineers Gate Manager LP | 147,733 | $297.0K | 0.01% | +41,854+39.5% | Added |
| Raymond James & Associates | 155,819 | $313.0K | 0.00% | −11,006−6.6% | Reduced |
| HSBC Holdings PLC | 160,733 | $326.0K | 0.00% | +129,234+410.3% | Added |
| Commonwealth Equity Services, LLC | 165,717 | $333.0K | 0.00% | +9,415+6.0% | Added |
| Barclays PLC | 166,620 | $335.0K | 0.00% | +115,761+227.6% | Added |
| American International Group, Inc. | 177,955 | $358.0K | 0.00% | +29,634+20.0% | Added |
| Quantbot Technologies LP | 183,907 | $369.0K | 0.03% | −21,493−10.5% | Reduced |
| Deutsche Bank AG | 194,117 | $390.0K | 0.00% | +9,508+5.2% | Added |
| E Fund Management Co., Ltd. | 196,273 | $395.0K | 0.04% | +73,225+59.5% | Added |
| MetLife Investment Management | 198,880 | $399.7K | 0.00% | +80,929+68.6% | Added |
| New York Life Investment Management LLC | 200,146 | $402.0K | 0.00% | +200,146 | New |
| Virtu Financial LLC | 203,663 | $409.0K | 0.03% | +203,663 | New |
| Wellspring Financial Advisors, LLC | 205,761 | $414.0K | 0.14% | +205,761 | New |
| Emfo, LLC | 230,717 | $464.0K | 0.47% | 00.0% | Unchanged |
| Bank of Montreal | 235,607 | $492.0K | 0.00% | +178,716+314.1% | Added |
| Millennium Management LLC | 246,659 | $496.0K | 0.00% | +246,659 | New |
| Simplex Trading, LLC | 247,557 | $497.0K | 0.02% | +168,853+214.5% | Added |
| New York State Common Retirement Fund | 264,675 | $532.0K | 0.00% | +63,674+31.7% | Added |
| UBS Asset Management Americas Inc | 266,443 | $535.5K | 0.00% | +10,100+3.9% | Added |
| Credit Suisse AG | 284,803 | $573.0K | 0.00% | −219−0.1% | Reduced |
| Two Sigma Investments, LP | 302,015 | $607.0K | 0.00% | −786,685−72.3% | Reduced |
| State of Wisconsin Investment Board | 312,888 | $629.0K | 0.00% | −24,012−7.1% | Reduced |
| Alliancebernstein L.P. | 320,100 | $643.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 345,981 | $696.0K | 0.00% | +77,177+28.7% | Added |
| California State Teachers Retirement System | 415,926 | $836.0K | 0.00% | +37,033+9.8% | Added |
| SG Americas Securities, LLC | 416,816 | $838.0K | 0.01% | +416,816 | New |