Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- −18 vs. Q1 2021
- Shares held
- 77.5M
- −29.0K (0.0%) vs. Q1 2021
- Total value
- $750.9M
- +$109.6M (+17.1%) vs. Q1 2021
- New holders
- 30
- 71 more added
- Sold out
- 48
- 55 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IHT Wealth Management, LLC | 19,043 | $185.0K | 0.01% | 00.0% | Unchanged |
| Modus Advisors, LLC | 19,706 | $191.0K | 0.08% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 19,791 | $192.0K | 0.01% | +200+1.0% | Added |
| QS Investors, LLC | 20,000 | $194.0K | 0.00% | −200−1.0% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $194.0K | 0.01% | 00.0% | Unchanged |
| Crescent Grove Advisors, LLC | 20,000 | $194.0K | 0.02% | +20,000 | New |
| Sheaff Brock Investment Advisors, LLC | 20,450 | $198.0K | 0.02% | +2,850+16.2% | Added |
| HighPoint Advisor Group LLC | 20,935 | $203.0K | 0.02% | −3,900−15.7% | Reduced |
| Ameritas Investment Partners, Inc. | 20,966 | $203.0K | 0.01% | 00.0% | Unchanged |
| United Capital Management of KS, Inc. | 20,965 | $203.0K | 0.08% | +20,965 | New |
| Cubist Systematic Strategies, LLC | 21,028 | $204.0K | 0.00% | +21,028 | New |
| National Asset Management, Inc. | 21,318 | $207.0K | 0.01% | −14,750−40.9% | Reduced |
| Merit Financial Group, LLC | 21,680 | $210.0K | 0.02% | +1,000+4.8% | Added |
| Creative Planning | 22,704 | $220.0K | 0.00% | −51,874−69.6% | Reduced |
| Virtus ETF Advisers LLC | 23,646 | $229.0K | 0.09% | −16,454−41.0% | Reduced |
| Centaurus Financial, Inc. | 25,435 | $246.0K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 25,840 | $251.0K | 0.00% | +2,350+10.0% | Added |
| HighTower Advisors, LLC | 26,052 | $252.0K | 0.00% | −9,225−26.2% | Reduced |
| Massachusetts Financial Services Co | 26,973 | $261.0K | 0.00% | −75,344−73.6% | Reduced |
| Collective Family Office LLC | 28,760 | $279.0K | 0.12% | +6,075+26.8% | Added |
| Teacher Retirement System of Texas | 29,311 | $284.0K | 0.00% | +4,378+17.6% | Added |
| Stratos Wealth Partners, LTD. | 29,780 | $289.0K | 0.01% | −175−0.6% | Reduced |
| Independent Financial Group, LLC | 31,000 | $300.4K | 0.03% | +17,000+121.4% | Added |
| Bridgewater Advisors Inc. | 32,500 | $315.0K | 0.10% | +32,500 | New |
| Public Employees Retirement Association of Colorado | 33,397 | $324.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 36,701 | $355.0K | 0.00% | +4,600+14.3% | Added |
| Private Advisor Group, LLC | 37,825 | $367.0K | 0.00% | +9,668+34.3% | Added |
| HAP Trading, LLC | 38,052 | $369.0K | 0.02% | −16,406−30.1% | Reduced |
| Royal Bank of Canada | 38,342 | $372.0K | 0.00% | +615+1.6% | Added |
| S&T Bank | 38,853 | $376.0K | 0.06% | 00.0% | Unchanged |
| Donald L. Hagan, LLC | 40,058 | $388.0K | 0.23% | +3,935+10.9% | Added |
| Rathbone Brothers plc | 40,784 | $395.0K | 0.00% | −1,700−4.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,068 | $408.0K | 0.00% | +817+2.0% | Added |
| Barclays PLC | 42,302 | $410.0K | 0.00% | −167,596−79.8% | Reduced |
| Squarepoint Ops LLC | 44,314 | $429.0K | 0.00% | −287,078−86.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 46,202 | $448.0K | 0.08% | +24,050+108.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 49,546 | $480.0K | 0.12% | +49,546 | New |
| SlateStone Wealth, LLC | 49,733 | $482.0K | 0.11% | 00.0% | Unchanged |
| Amalgamated Bank | 50,226 | $487.0K | 0.00% | +14,592+40.9% | Added |
| Victory Capital Management Inc | 50,470 | $489.0K | 0.00% | +2,398+5.0% | Added |
| Jane Street Group, LLC | 57,752 | $559.0K | 0.00% | −154,849−72.8% | Reduced |
| Handelsbanken Fonder AB | 61,300 | $594.0K | 0.00% | +16,800+37.8% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $640.0K | 60.89% | +66,000 | New |
| Legal & General Group Plc | 66,907 | $649.0K | 0.00% | +6,544+10.8% | Added |
| First Trust Advisors LP | 68,723 | $666.0K | 0.00% | +68,723 | New |
| ProShare Advisors LLC | 70,730 | $685.0K | 0.00% | +3,844+5.7% | Added |
| ClariVest Asset Management LLC | 71,229 | $691.0K | 0.02% | −58,835−45.2% | Reduced |
| Arizona State Retirement System | 72,390 | $701.0K | 0.01% | +7,330+11.3% | Added |
| AQR Capital Management LLC | 72,941 | $707.0K | 0.00% | −65,343−47.3% | Reduced |
| Citadel Advisors LLC | 73,223 | $710.0K | 0.00% | −503,355−87.3% | Reduced |
| Metropolitan Life Insurance Co | 73,419 | $711.4K | 0.01% | +5,803+8.6% | Added |
| ExodusPoint Capital Management, LP | 76,327 | $740.0K | 0.01% | +76,327 | New |
| Sante Capital Fund, LP | 80,414 | $779.0K | 0.32% | +80,414 | New |
| Cambridge Investment Research Advisors, Inc. | 85,276 | $826.0K | 0.00% | −2,750−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 85,882 | $832.0K | 0.00% | +11,445+15.4% | Added |
| Ameriprise Financial Inc | 93,461 | $881.0K | 0.00% | +11,895+14.6% | Added |
| Invesco Ltd. | 97,201 | $942.0K | 0.00% | +34,463+54.9% | Added |
| MetLife Investment Management | 98,336 | $952.9K | 0.01% | +15,247+18.4% | Added |
| Principal Financial Group Inc | 107,137 | $1.04M | 0.00% | −3,212−2.9% | Reduced |
| Voya Investment Management LLC | 107,539 | $1.04M | 0.00% | −2,029−1.9% | Reduced |
| Avidian Wealth Solutions, LLC | 109,040 | $1.06M | 0.08% | −81,000−42.6% | Reduced |
| swisspartners Ltd. | 110,000 | $1.07M | 0.76% | 00.0% | Unchanged |
| Raymond James & Associates | 112,457 | $1.09M | 0.00% | +26,186+30.4% | Added |
| LPL Financial LLC | 114,311 | $1.11M | 0.00% | +14,167+14.1% | Added |
| Price T Rowe Associates Inc | 124,473 | $1.21M | 0.00% | +13,989+12.7% | Added |
| Hancock Whitney Corp | 125,000 | $1.21M | 0.04% | 00.0% | Unchanged |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $1.30M | 0.02% | −186,000−58.1% | Reduced |
| Parametric Portfolio Associates LLC | 141,139 | $1.37M | 0.00% | +8,251+6.2% | Added |
| Manufacturers Life Insurance Company, The | 147,750 | $1.43M | 0.00% | +12,296+9.1% | Added |
| Heritage Wealth Management, LLC | 150,000 | $1.45M | 0.55% | 00.0% | Unchanged |
| American International Group, Inc. | 152,766 | $1.48M | 0.01% | +6,887+4.7% | Added |
| UBS Group AG | 155,609 | $1.51M | 0.00% | −139,713−47.3% | Reduced |
| State of New Jersey Common Pension Fund D | 157,169 | $1.52M | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 171,293 | $1.66M | 0.00% | −218,169−56.0% | Reduced |
| Advisor Group Holdings, Inc. | 184,977 | $1.80M | 0.00% | −47,223−20.3% | Reduced |
| Deutsche Bank AG | 187,432 | $1.81M | 0.00% | +1,376+0.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 190,254 | $1.84M | 0.00% | +10,918+6.1% | Added |
| State Board of Administration of Florida Retirement System | 213,622 | $2.07M | 0.00% | +126,229+144.4% | Added |
| New York State Common Retirement Fund | 235,615 | $2.28M | 0.00% | +20,515+9.5% | Added |
| Nisa Investment Advisors, LLC | 258,450 | $2.50M | 0.02% | +250,000+2,958.6% | Added |
| Bank of America Corp | 273,362 | $2.65M | 0.00% | −147,820−35.1% | Reduced |
| Mutual of America Capital Management LLC | 278,766 | $2.70M | 0.03% | −11,997−4.1% | Reduced |
| Rhumbline Advisers | 291,417 | $2.82M | 0.00% | +8,903+3.2% | Added |
| Rafferty Asset Management, LLC | 294,083 | $2.85M | 0.02% | −30,980−9.5% | Reduced |
| Mayo Clinic | 300,000 | $2.91M | 3.21% | −339,842−53.1% | Reduced |
| UBS Asset Management Americas Inc | 310,301 | $3.01M | 0.00% | +81,402+35.6% | Added |
| Alliancebernstein L.P. | 325,800 | $3.16M | 0.00% | 00.0% | Unchanged |
| Capital Fund Management S.A. | 329,434 | $3.19M | 0.09% | +329,434 | New |
| Emfo, LLC | 343,008 | $3.32M | 2.91% | +343,008 | New |
| California State Teachers Retirement System | 375,718 | $3.64M | 0.00% | −1,704−0.5% | Reduced |
| State of Wisconsin Investment Board | 377,800 | $3.66M | 0.01% | +8,000+2.2% | Added |
| Credit Suisse AG | 383,003 | $3.71M | 0.00% | +190,582+99.0% | Added |
| Cormorant Asset Management, LP | 500,000 | $4.84M | 0.19% | −2,250,000−81.8% | Reduced |
| Citigroup Inc | 569,380 | $5.52M | 0.00% | +86,314+17.9% | Added |
| Goldman Sachs Group Inc | 577,743 | $5.60M | 0.00% | −79,630−12.1% | Reduced |
| Swiss National Bank | 587,000 | $5.69M | 0.00% | +76,400+15.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 632,659 | $6.13M | 0.02% | +126,084+24.9% | Added |
| Wells Fargo & Company | 826,533 | $8.01M | 0.00% | +29,683+3.7% | Added |
| Schroder Investment Management Group | 857,297 | $8.31M | 0.01% | +426,059+98.8% | Added |
| Morgan Stanley | 913,309 | $8.85M | 0.00% | +107,324+13.3% | Added |