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Sorrento Therapeutics, Inc.

SRNEDelisted Apr 12, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0000850261

Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
231
No complete 13F data for Q4 2020
Shares held
77.6M
No complete 13F data for Q4 2020
Total value
$641.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 231 institutions
Q1 2021: 231 institutionsQ2 2021: 212 institutionsQ3 2021: 221 institutionsQ4 2021: 234 institutionsQ1 2022: 235 institutionsQ2 2022: 229 institutionsQ3 2022: 233 institutionsQ4 2022: 224 institutionsQ1 2023: 34 institutionsQ2 2023: 9 institutionsQ3 2023: 9 institutionsQ4 2023: 9 institutionsQ1 2024: 7 institutionsQ2 2024: 5 institutionsQ3 2024: 4 institutionsQ4 2024: 5 institutionsQ1 2025: 4 institutionsQ2 2025: 2 institutionsQ3 2025: 4 institutionsQ4 2025: 5 institutionsQ1 2026: 4 institutionsQ2 2026: 5 institutions
Value heldQ1 2021: $641.4M
Q1 2021: $641.4MQ2 2021: $750.9MQ3 2021: $657.9MQ4 2021: $432.2MQ1 2022: $301.7MQ2 2022: $308.5MQ3 2022: $260.2MQ4 2022: $180.7MQ1 2023: $1.58MQ2 2023: $26.1KQ3 2023: $6.42KQ4 2023: $13.9KQ1 2024: $704Q2 2024: $826Q3 2024: $287Q4 2024: $66Q1 2025: $4Q2 2025: $6Q3 2025: $20Q4 2025: $82Q1 2026: $380Q2 2026: $70
Institutions holding SRNE and their total value by quarter
QuarterHoldersValue
Q2 20265$70
Q1 20264$380
Q4 20255$82
Q3 20254$20
Q2 20252$6
Q1 20254$4
Q4 20245$66
Q3 20244$287
Q2 20245$826
Q1 20247$704
Q4 20239$13.9K
Q3 20239$6.42K
Q2 20239$26.1K
Q1 202334$1.58M
Q4 2022224$180.7M
Q3 2022233$260.2M
Q2 2022229$308.5M
Q1 2022235$301.7M
Q4 2021234$432.2M
Q3 2021221$657.9M
Q2 2021212$750.9M
Q1 2021231$641.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SRNE in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Keystone Financial Group17,050$141.0K0.03%––
Newbridge Financial Services Group, Inc.17,050$141.0K0.10%––
Sheaff Brock Investment Advisors, LLC17,600$146.0K0.02%––
Geneos Wealth Management Inc.17,850$146.0K0.00%––
HighVista Strategies LLC18,000$149.0K0.11%––
International Assets Investment Management, LLC19,498$155.0K0.01%––
IHT Wealth Management, LLC19,043$157.0K0.01%––
Spectrum Wealth Advisory Group, LLC19,093$158.0K0.15%––
Integrated Wealth Concepts LLC19,591$162.0K0.01%––
Spire Wealth Management19,560$162.0K0.00%––
Modus Advisors, LLC19,706$163.0K0.08%––
Boothbay Fund Management, LLC19,800$164.0K0.01%––
Salem Investment Counselors Inc20,000$165.0K0.01%––
Benjamin F. Edwards & Company, Inc.20,000$165.0K0.01%––
QS Investors, LLC20,200$168.0K0.00%––
Merit Financial Group, LLC20,680$171.0K0.02%––
Ameritas Investment Partners, Inc.20,966$173.0K0.01%––
Pictet Asset Management Ltd22,000$182.0K0.00%––
Patriot Financial Group Insurance Agency, LLC22,152$183.0K0.04%––
HighPoint Advisor Group LLC24,835$187.0K0.02%––
Collective Family Office LLC22,685$188.0K0.09%––
US Bancorp23,490$195.0K0.00%––
Teacher Retirement System of Texas24,933$206.0K0.00%––
Centaurus Financial, Inc.25,435$210.0K0.02%––
Gsa Capital Partners LLP25,808$213.0K0.04%––
Private Advisor Group, LLC28,157$233.0K0.00%––
Stratos Wealth Partners, LTD.29,955$248.0K0.01%––
Truist Financial Corp32,101$265.0K0.00%––
BNP Paribas Arbitrage, SA32,226$266.5K0.00%––
Public Employees Retirement Association of Colorado33,397$276.0K0.00%––
HighTower Advisors, LLC35,277$291.0K0.00%––
Amalgamated Bank35,634$295.0K0.01%––
National Asset Management, Inc.36,068$299.0K0.01%––
Donald L. Hagan, LLC36,123$299.0K0.20%––
Royal Bank of Canada37,727$311.0K0.00%––
Pearl River Capital, LLC37,657$311.0K0.10%––
S&T Bank38,853$321.0K0.05%––
Virtus ETF Advisers LLC40,100$332.0K0.14%––
Zurcher Kantonalbank (Zurich Cantonalbank)41,251$341.0K0.00%––
Rathbone Brothers plc42,484$351.0K0.00%––
Navellier & Associates Inc42,767$354.0K0.06%––
SG Americas Securities, LLC43,628$361.0K0.00%––
Handelsbanken Fonder AB44,500$368.0K0.00%––
Victory Capital Management Inc48,072$398.0K0.00%––
SlateStone Wealth, LLC49,733$411.0K0.10%––
Tower Research Capital LLC (TRC)49,955$413.0K0.01%––
HAP Trading, LLC54,458$450.0K0.05%––
Bayesian Capital Management, LP54,700$452.0K0.10%––
Susquehanna Fundamental Investments, LLC55,986$463.0K0.01%––
HRT Financial LP56,059$463.0K0.00%––
Russell Investments Group, Ltd.56,482$467.0K0.00%––
Legal & General Group Plc60,363$500.0K0.00%––
Invesco Ltd.62,738$519.0K0.00%––
Engineers Gate Manager LP63,100$522.0K0.03%––
Arizona State Retirement System65,060$538.0K0.00%––
ProShare Advisors LLC66,886$553.0K0.00%––
Metropolitan Life Insurance Co67,616$559.2K0.01%––
Bank of Montreal73,131$566.0K0.00%––
Mackay Shields LLC69,100$572.0K0.00%––
Commonwealth Equity Services, LLC74,437$615.0K0.00%––
Creative Planning74,578$617.0K0.00%––
Ameriprise Financial Inc81,566$674.0K0.00%––
MetLife Investment Management83,089$687.1K0.01%––
Migdal Insurance & Financial Holdings Ltd.85,086$704.0K0.01%––
Raymond James & Associates86,271$713.0K0.00%––
State Board of Administration of Florida Retirement System87,393$723.0K0.00%––
Cambridge Investment Research Advisors, Inc.88,026$728.0K0.00%––
LPL Financial LLC100,144$828.0K0.00%––
Massachusetts Financial Services Co102,317$846.0K0.00%––
Voya Investment Management LLC109,568$906.0K0.00%––
swisspartners Ltd.110,000$911.0K0.74%––
Principal Financial Group Inc110,349$913.0K0.00%––
Price T Rowe Associates Inc110,484$914.0K0.00%––
Tudor Investment Corp Et Al110,706$916.0K0.02%––
Virtu Financial LLC113,385$938.0K0.07%––
Hancock Whitney Corp125,000$1.03M0.04%––
ClariVest Asset Management LLC130,064$1.07M0.04%––
Parametric Portfolio Associates LLC132,888$1.10M0.00%––
Manufacturers Life Insurance Company, The135,454$1.12M0.00%––
AQR Capital Management LLC138,284$1.14M0.00%––
American International Group, Inc.145,879$1.21M0.00%––
Heritage Wealth Management, LLC150,000$1.24M0.70%––
Susquehanna International Group, LLP151,839$1.26M0.00%––
State of New Jersey Common Pension Fund D157,169$1.30M0.00%––
Man Group plc159,775$1.32M0.01%––
Ikarian Capital, LLC165,900$1.37M0.20%––
Raymond James Financial Services Advisors, Inc.179,336$1.48M0.00%––
Deutsche Bank AG186,056$1.54M0.00%––
Avidian Wealth Solutions, LLC190,040$1.57M0.13%––
Credit Suisse AG192,421$1.59M0.00%––
Barclays PLC209,898$1.74M0.00%––
Jane Street Group, LLC212,601$1.76M0.00%––
New York State Common Retirement Fund215,100$1.78M0.00%––
UBS Asset Management Americas Inc228,899$1.89M0.00%––
Advisor Group Holdings, Inc.232,200$1.92M0.00%––
Jump Financial, LLC245,472$2.03M0.19%––
Davide Leone & Partners Investment Co Ltd.264,201$2.19M0.29%––
Rhumbline Advisers282,514$2.34M0.00%––
Mutual of America Capital Management LLC290,763$2.40M0.03%––
UBS Group AG295,322$2.44M0.00%––